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Form 8-K

sec.gov

8-K — AMERIPRISE FINANCIAL INC

Accession: 0001104659-26-064493

Filed: 2026-05-20

Period: 2026-05-15

CIK: 0000820027

SIC: 6282 (INVESTMENT ADVICE)

Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item: Regulation FD Disclosure

Item: Financial Statements and Exhibits

Documents

8-K — tm2615151d1_8k.htm (Primary)

EX-99.1 — EXHIBIT 99.1 (tm2615151d1_ex99-1.htm)

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AMERIPRISE FINANCIAL INC

0000820027

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________________________________________________________________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities

Exchange Act of 1934

Date of Report (Date of earliest event reported):

May 15, 2026

AMERIPRISE FINANCIAL, INC.

(Exact name of Registrant as specified in its charter)

Delaware

001-32525

13-3180631

(State or other jurisdiction of incorporation)

(Commission File

Number)

(IRS

Employer Identification No.)

1099 Ameriprise Financial Center

Minneapolis, Minnesota

55474

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including

area code: (612) 671-3131

Check the appropriate box below if the Form 8-K filing is intended

to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12

under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant

to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant

to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Common

Stock (par value $.01 per share)

AMP

The New York Stock Exchange, Inc.

Indicate by check mark whether the registrant is an emerging growth

company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities

Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ¨

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.02(b) Departure of Directors or Certain Officers; Election of Directors; Appointment

of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 20, 2026, Ameriprise Financial, Inc. (the

“Company”) announced that William Davies, Executive Vice President and Global Chief Investment Officer, has made the decision

to retire from the Company on June 30, 2026.

Item 7.01

Regulation FD Disclosure.

A copy of the press release issued by Columbia Threadneedle

Investments on May 20, 2026, is attached as Exhibit 99.1 to this Current Report on Form 8-K and is furnished herewith.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

Exhibit 99.1

Press Release dated May 20, 2026

Exhibit 104

Cover page (embedded within

the Inline eXtensible Business Reporting Language)

SIGNATURES

Pursuant to the requirements of the Securities

Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AMERIPRISE FINANCIAL, INC.

(Registrant)

Date: May 20, 2026

By:

/s/Wendy B. Mahling

Wendy B. Mahling

Senior Vice President, Corporate Secretary & Securities and Corporate Law

EX-99.1 — EXHIBIT 99.1

EX-99.1

Filename: tm2615151d1_ex99-1.htm · Sequence: 2

Exhibit 99.1

News Release

COLUMBIA THREADNEEDLE

INVESTMENTS ANNOUNCES

RETIREMENT OF GLOBAL CHIEF INVESTMENT OFFICER

William Davies

to retire in summer 2026 after 33 years with the firm

BOSTON / LONDON

– May 20, 2026: Columbia Threadneedle Investments, the global asset management group of Ameriprise Financial (NYSE: AMP),

today announced that William Davies, global chief investment officer, has decided to retire after 33 years of distinguished service to

the firm and its clients. Mr. Davies’ retirement will be effective on June 30, 2026.

William F. "Ted"

Truscott, chief executive officer of Columbia Threadneedle, will act as interim global chief investment officer from July 1, 2026

until the appointment of a successor to Mr. Davies, providing leadership and oversight of the investment function.

Mr. Davies

joined a Columbia Threadneedle predecessor firm in 1994 as a European equities portfolio manager. Over the course of his career, he has

held several leadership roles at the firm, including head of European equities, global head of equities, chief investment officer EMEA

and, since 2022, global chief investment officer. Mr. Davies’ leadership has been key to fostering a culture of collaboration

and continuous improvement and driving strong investment performance for our clients.

Mr. Truscott’s

significant investment experience has long been central to his leadership of Columbia Threadneedle, driving robust engagement with investment

professionals across the firm and supporting a nuanced understanding of clients’ investment objectives. He served as the firm’s

chief investment officer for seven years, prior to his appointment as chief executive officer in 2010. Columbia Threadneedle has a deep

bench of senior investment leaders and asset class heads who will maintain their current functional responsibilities while Mr. Truscott

serves as interim chief investment officer.

Ted Truscott,

Chief Executive Officer, Columbia Threadneedle, commented: “We have a high-quality investment capability and a strong culture

that drives successful investment outcomes for our clients. Our talented investment leadership team is well positioned to continue delivering

the consistent investment approach that our clients expect from Columbia Threadneedle.”

Mr. Truscott

added: “I would like to thank and recognize William for his contributions to our firm over his 33-year career at Columbia

Threadneedle. He has been a valued colleague and leader, having shaped our disciplined investment processes, fostered strong client relationships

and served as a respected industry thought leader. We wish him well in his well-earned retirement.”

William Davies,

Global Chief Investment Officer, Columbia Threadneedle, said: “It has been a privilege to lead our team of talented and experienced

investors who are dedicated to delivering consistent, competitive investment performance for our clients. We have a strong team of investment

leaders in place, and I am grateful for the meaningful partnerships we have built with clients and for the confidence they have placed

in Columbia Threadneedle.”

###

Media Contacts:

Carlos

Melville (North America)

Tel: +1 617 897 9384

carlos.melville@columbiathreadneedle.com

Campbell

Hood (EMEA and Asia Pacific)

Tel: +44 7860 911622

campbell.hood@columbiathreadneedle.com

About

Columbia Threadneedle Investments

Columbia Threadneedle

Investments is a leading global asset manager that provides a broad range of investment strategies and solutions for individual, institutional

and corporate clients around the world. With 2,200 people, including 550 investment professionals, based in North America, Europe and

Asia, we manage and advise $706 billion of assets across developed and emerging market equities, fixed income, asset allocation solutions

and alternatives.1

Columbia Threadneedle

Investments is the global asset management group of Ameriprise Financial, Inc. (NYSE: AMP). For more information, please visit columbiathreadneedle.com.

Columbia Threadneedle

Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies.

1 As of March 31, 2026

© 2026 Columbia Management Investment Advisers, LLC. All rights reserved.

This document and its contents have

not been reviewed by any regulatory authority. In Australia: Issued by Threadneedle Investments Singapore (Pte.) Limited (TIS), ARBN

600 027 414. TIS is exempt from the requirement to hold an Australian financial services licence under the Corporations Act and relies

on Class Order 03/1102 in marketing and providing financial services to Australian wholesale clients as defined in Section 761G

of the Corporations Act 2001. TIS is regulated in Singapore (Registration number: 201101559W) by the Monetary Authority of Singapore

under the Securities and Futures Act (Chapter 289), which differ from Australian laws. In Singapore: Issued by Threadneedle Investments

Singapore (Pte.) Limited, 3 Killiney Road, #07-07, Winsland07, Winsland House 1, Singapore 239519, which is regulated in Singapore by

the Monetary Authority of Singapore under the Securities and Futures Act (Chapter 289). Registration number: 201101559W. This advertisement

has not been reviewed by the Monetary Authority of Singapore. In Hong Kong: Issued by Threadneedle Portfolio Services Hong Kong Limited

天利投資管理香港有限公司. Unit 3004, Two Exchange Square, 8 Connaught

Place, Hong Kong, which is licensed by the Securities and Futures Commission (“SFC”) to conduct Type 1 regulated activities

(CE: AQA779). Registered in Hong Kong under the Companies Ordinance (Chapter 622), No. 1173058. In Japan: Issued by Columbia Threadneedle

Investments Japan Co., Ltd. Financial Instruments Business Operator, The Director-General of Kanto Local Finance Bureau (FIBO) No.3281,

and a member of Japan Investment Advisers Association and Type II Financial Instruments Firms Association. In the USA: Columbia Management

Investment Advisers, LLC (CMIA) is an investment adviser registered with the U.S. Securities and Exchange Commission. In the UK: Issued

by Threadneedle Asset Management Limited, No. 573204 and/or Columbia Threadneedle Management Limited, No. 517895, both registered

in England and Wales and authorised and regulated in the UK by the Financial Conduct Authority. In the EEA: Issued by Columbia Threadneedle

Netherlands B.V., regulated by the Dutch Authority for the Financial Markets (AFM), registered No. 08068841 and/or by Threadneedle

Management Luxembourg S.A., at 6E route de Trèves, L-2633 Senningerberg, Grand Duchy of Luxembourg, registered with the Luxembourg

Registre de Commerce et des Sociétés with No. B 110242 and authorised by the Commission de Surveillance du Secteur

Financier (CSSF). In Switzerland: Issued by Threadneedle Portfolio Services AG, Registered address: Claridenstrasse 41, 8002 Zurich,

Switzerland. In the Middle East: This document is distributed by Columbia Threadneedle Investments (ME) Limited, which is regulated by

the Dubai Financial Services Authority (DFSA).

AdTrax: CTNA8934086.1-

© 2026 Columbia Management Investment Advisers, LLC. All rights reserved.

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