Form 8-K
8-K — AtlasClear Holdings, Inc.
Accession: 0001493152-26-042800
Filed: 2026-09-16
Period: 2026-09-11
CIK: 0001963088
SIC: 6199 (FINANCE SERVICES)
Item: Entry into a Material Definitive Agreement
Item: Financial Statements and Exhibits
Documents
8-K — form8-k.htm (Primary)
EX-10.1 (ex10-1.htm)
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2026-09-11
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): September
11, 2026
AtlasClear
Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-41956
92-2303797
(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation)
File Number)
Identification No.)
4350
West Cypress Street, Suite
270
Tampa,
FL
33607
(Address of principal executive offices)
(Zip Code)
(727)
446-6660
(Registrant’s telephone number, including area code)
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
☐
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock, par value $0.0001 per share
ATCH
NYSE
American LLC
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.01. Entry
into a Definitive Material Agreement.
On
September 11, 2026, AtlasClear Holdings, Inc. (the “Company”) and Sixth Borough Capital Fund, LP (the “Holder”)
entered into Amendment No. 1 to Debenture Agreement (the “Amendment”). The Amendment amends the Debenture Agreement, dated
August 4, 2025 (the “Debenture”), between the Company and the Holder, pursuant to which the Company borrowed the principal
amount of $500,000 from the Holder to extend the maturity date of the Debenture from August 3, 2026 to February 3, 2027, subject to accelerated
repayment under certain circumstances. The Holder is an entity controlled by Robert D. Keyser, Jr., a member of the Company’s board
of directors.
The
foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text
of the Amendment, a copy of which is filed as Exhibit 10.1 hereto and is hereby incorporated into this report by reference.
Item
9.01. Financial
Statements and Exhibits.
Exhibit
No.
Description
10.1
Amendment No. 1 to Debenture Agreement between the Registrant and Sixth Borough Capital Fund, LP, dated September 11, 2026.
104
Cover Page Interactive Data File (embedded
within the Inline XBRL document)
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
ATLASCLEAR
HOLDINGS, INC.
Date:
September 15, 2026
/s/
Sandip Patel
Name:
Sandip
Patel
Title:
Chief
Financial Officer and General Counsel
EX-10.1
EX-10.1
Filename: ex10-1.htm · Sequence: 2
Exhibit
10.1
AMENDMENT
NO. 1
TO
DEBENTURE
AGREEMENT
This
AMENDMENT NO. 1 TO DEBENTURE AGREEMENT (this “Amendment”) is made and entered into as of September 11, 2026, by and
between AtlasClear Holdings, Inc., a Delaware corporation (the “Company”), and Sixth Borough Capital Fund, LP (the
“Holder” and, together with the Company, the “Parties”).
RECITALS
A.
The Parties are party to that certain Debenture Agreement, dated August 4, 2025 (the “Debenture”), pursuant to which
the Company agreed to pay the Holder the principal amount of $500,000.
B.
The Parties now desire to modify the Debenture as set forth in this Amendment.
NOW,
THEREFORE, in consideration of the covenants and promises set forth herein, and for other good and valuable consideration (the receipt
and sufficiency of which are hereby acknowledged), intending to be legally bound, the Parties agree as follows:
1.
Capitalized terms used and not otherwise defined herein shall have the meanings given to them in the Debenture.
2.
The Maturity Date of the Debenture is hereby extended from August 3, 2026 to February 3, 2027.
3.
Section 2.4 of the Debenture is hereby deleted in its entirety and replaced with the following:
“Section
2.4 Accelerated Repayments in the Event of a Subsequent Financing by a Third Party.
If,
at any time after Closing, the Company receives financing from any third party, the Company is required to pay to the Holder, in the
form of cash, equity, or a combination of the two, solely at the discretion of the Holder, one hundred percent (100%) of the proceeds
raised from the third party until such time as the Face Amount of the Debenture has been paid in full. Such payment obligation shall
also pertain to any assets sold, transferred or disposed of by the Company. The Company agrees to pay one hundred percent (100%) of any
proceeds raised by the Company toward the accelerated repayment of the Debenture with Interest until such time as the Face Amount of
the Debenture has been paid in full. The accelerated Repayment shall be made to the Holder upon the Company’s receipt of the financing.
Failure to do so will result in an Event of Default as set forth herein.”
4.
The Holder hereby waives any Event of Default that would otherwise have arisen from (a) the failure by the Company to make any payment
due under the Debenture prior to the date hereof or (b) the failure by the Company to comply with Section 2.4 of the Debenture on account
of any financing completed prior to the date hereof.
5.
Except as otherwise specifically set forth in this Amendment, all provisions of the Debenture shall remain in full force and effect.
6.
This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall
constitute one and the same instrument.
[signature
page follows]
IN
WITNESS WHEREOF, the Company and the Holder have duly executed this Amendment, as of the date first above written.
ATLASCLEAR HOLDINGS, INC.
SIXTH BOROUGH CAPITAL FUND, LP
By
/s/ John Schaible
By
/s/ Robert D. Keyser,
Jr.
Name:
John Schaible
Name:
Robert D. Keyser, Jr.
Title:
Executive Chairman
Title:
President
2
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Sep. 11, 2026
Cover [Abstract]
Document Type
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Document Period End Date
Sep. 11, 2026
Entity File Number
001-41956
Entity Registrant Name
AtlasClear
Holdings, Inc.
Entity Central Index Key
0001963088
Entity Tax Identification Number
92-2303797
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
4350
West Cypress Street
Entity Address, Address Line Two
Suite
270
Entity Address, City or Town
Tampa
Entity Address, State or Province
FL
Entity Address, Postal Zip Code
33607
City Area Code
(727)
Local Phone Number
446-6660
Written Communications
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Pre-commencement Tender Offer
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Pre-commencement Issuer Tender Offer
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Title of 12(b) Security
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Trading Symbol
ATCH
Security Exchange Name
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Entity Emerging Growth Company
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