Form 8-K
8-K — Entrada Therapeutics, Inc.
Accession: 0001104659-26-072326
Filed: 2026-06-10
Period: 2026-06-10
CIK: 0001689375
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — tm2617532d1_8k.htm (Primary)
EX-10.1 — EXHIBIT 10.1 (tm2617532d1_ex10-1.htm)
EX-10.2 — EXHIBIT 10.2 (tm2617532d1_ex10-2.htm)
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8-K — FORM 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 10, 2026
ENTRADA
THERAPEUTICS, INC.
(Exact name of registrant as specified in its
charter)
Delaware
001-40969
81-3983399
(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation)
File Number)
Identification No.)
One Design Center Place
Suite 17-500
Boston, MA
02210
(Address
of principal
executive offices)
(Zip
Code)
Registrant’s telephone number, including area
code: (857) 520-9158
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common
Stock, $0.0001 par value per share
TRDA
The Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.
On June 10, 2026, Entrada Therapeutics, Inc.
(the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) in a virtual-only format via
live webcast. As further described under Item 5.07 to this Current Report on Form 8-K, at the Annual Meeting, the Company’s
stockholders approved (i) Amendment No. 1 to the Company’s 2021 Stock Option and Incentive Plan (the “2021 Plan
Amendment”) and (ii) Amendment No. 1 to the Company’s 2021 Employee Stock Purchase Plan (the “2021 ESPP Amendment”),
in each case to amend the evergreen provision to provide that the Company’s outstanding pre-funded warrants shall be added to the
total number of shares of the Company’s common stock, $0.0001 par value per share (“Common Stock”), that are issued
and outstanding as of each December 31 to which the evergreen formula will be applied for purposes of calculating the annual increase.
Summaries of the 2021 Plan Amendment and 2021 ESPP Amendment were contained in the Company’s definitive proxy statement (the “Proxy
Statement”) filed on April 24, 2026 with the Securities and Exchange Commission under Section 14(a) of the Securities
Exchange Act of 1934, as amended, and are incorporated herein by reference.
The foregoing descriptions of the 2021 Plan Amendment
and 2021 ESPP Amendment do not purport to be complete and are qualified in their entirety by reference to the full text of the 2021 Plan
Amendment and 2021 ESPP Amendment, copies of which are attached as Exhibit 10.1 and Exhibit 10.2 to this Current Report on Form 8-K,
respectively, and are incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Annual Meeting was held on June 10, 2026.
Proxies were solicited pursuant to the Proxy Statement. As of the close of business on April 13, 2026, the record date for the Annual
Meeting, the number of shares of Common Stock outstanding and entitled to vote at the Annual Meeting was 38,820,616. The number of shares
of Common Stock present or represented by valid proxy at the Annual Meeting was 33,190,234, thus establishing a quorum for the transaction
of business at the Annual Meeting. Shares present virtually during the Annual Meeting were considered shares of Common Stock represented
in person at the Annual Meeting. Each share of Common Stock was entitled to one vote with respect to matters submitted to the Company’s
stockholders at the Annual Meeting.
At the Annual Meeting, the Company’s stockholders
were asked to vote on the following matters, which are described in detail in the Proxy Statement: (i) to elect two Class II
director nominees to the Company’s Board of Directors (the “Board”), each to serve until the Company’s 2029 annual
meeting of stockholders and until his respective successor has been duly elected and qualified, or until his earlier death, resignation
or removal (“Proposal No. 1”), (ii) to ratify the appointment of Ernst & Young LLP as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2026 (“Proposal No. 2”), (iii) to
approve the 2021 Plan Amendment (“Proposal No. 3”) and (iv) to approve the 2021 ESPP Amendment (“Proposal
No. 4”).
The voting results reported below are final.
Proposal No. 1
Peter S. Kim, Ph.D. and Bernhardt Zeiher, M.D.
were duly elected to the Board as Class II directors. The results of the stockholders’ vote with respect to the election were
as follows:
CLASS II DIRECTOR NOMINEES
FOR
WITHHELD
BROKER
NON-VOTES
Peter S. Kim, Ph.D.
22,181,490
2,077,971
8,930,773
Bernhardt Zeiher, M.D.
22,315,323
1,944,138
8,930,773
Proposal No. 2
The appointment of Ernst & Young LLP
as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified. The
results of the stockholders’ vote with respect to such ratification were as follows:
FOR
AGAINST
ABSTAIN
33,132,550
49,650
8,034
Proposal No. 3
The 2021 Plan Amendment was approved. The results
of the stockholders’ vote with respect to such approval were as follows:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTES
14,686,713
9,566,186
6,562
8,930,773
Proposal No. 4
The 2021 ESPP Amendment was approved. The results
of the stockholders’ vote with respect to such approval were as follows:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTES
16,780,217
7,475,514
3,730
8,930,773
No other matters were submitted to or voted on
by the Company’s stockholders at the Annual Meeting.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
No.
Description
10.1#
Amendment No. 1 to Entrada Therapeutics, Inc. 2021 Stock Option and Incentive Plan
10.2#
Amendment No. 1 to Entrada Therapeutics, Inc. 2021 Employee Stock Purchase Plan
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
# Indicates
a management contract or any compensatory plan, contract or arrangement.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Entrada Therapeutics, Inc.
Date: June 10, 2026
/s/ Dipal Doshi
Dipal Doshi
Chief Executive Officer
EX-10.1 — EXHIBIT 10.1
EX-10.1
Filename: tm2617532d1_ex10-1.htm · Sequence: 2
Exhibit 10.1
AMENDMENT NO. 1 TO THE 2021 STOCK OPTION AND
INCENTIVE PLAN
In accordance with Section 16 of Entrada Therapeutics, Inc. (the “Company”)
2021 Stock Option and Incentive Plan (the “Plan”), the Plan is hereby amended as follows, subject to approval
of the Company’s stockholders:
1. Section 1 of the Plan is hereby amended to include the following as a new definition: “Outstanding
Shares” means, as of a specified date, the sum of (a) number of shares of Stock issued and outstanding
and (b) the number of Shares issuable pursuant to the exercise of any outstanding, pre-funded warrants to acquire Shares for a nominal
exercise price.
2. The first sentence of Section 3(a) of the Plan is hereby
deleted and replaced as follows: (a) Stock Issuable. The maximum number of shares of Stock
reserved and available for issuance under the Plan shall be 3,902,672 shares (the “Initial Limit”), subject to adjustment
as provided in this Section 3, plus on January 1, 2022 and each January 1 thereafter, the number of shares of Stock reserved and available
for issuance under the Plan shall be cumulatively increased by (i) four percent of the Outstanding Shares on the immediately preceding
December 31 or (ii) such lesser number of shares as determined by the Administrator (the “Annual Increase”).
This Amendment No. 1 to the Plan (this
“Amendment”) constitutes an integral part of the Plan. For all purposes
of this Amendment, capitalized terms used herein without definition shall have the meanings specified in the Plan, as the Plan shall be
in effect on the date hereof after giving effect to the Amendment.
Except as set forth herein, all of the terms and conditions of the
Plan, as in effect prior to the effectiveness of this Amendment, shall continue to remain in full force and effect as originally stated
therein.
APPROVED BY BOARD OF DIRECTORS: March 26, 2026
APPROVED BY COMPANY’S STOCKHOLDERS: June
10, 2026
EX-10.2 — EXHIBIT 10.2
EX-10.2
Filename: tm2617532d1_ex10-2.htm · Sequence: 3
Exhibit 10.2
AMENDMENT NO. 1 TO THE 2021 EMPLOYEE STOCK PURCHASE
PLAN
In accordance with Section 18 of Entrada Therapeutics, Inc. (the “Company”)
2021 Employee Stock Purchase Plan (the “ESPP”), the ESPP is hereby amended as follows, subject to approval of
the Company’s stockholders:
1. The second sentence of the first paragraph of the ESPP is hereby deleted and replaced as follows:
An aggregate of 278,762 shares of Common Stock have been approved and reserved for this purpose, plus on January 1, 2022, and each
January 1 thereafter through January 1, 2031, the number of shares of Common Stock reserved and available for issuance under the Plan
shall be cumulatively increased by the least of (i) 557,524 shares of Common Stock, (ii) one percent (1%) of the Outstanding Shares on
the immediately preceding December 31st, or (iii) such number of shares of Common Stock as determined by the Administrator. For this purpose,
“Outstanding Shares” means, as of a specified date, the sum of (a) number of shares of Common Stock issued and outstanding
and (b) the number of shares of Common Stock issuable pursuant to the exercise of any outstanding, pre-funded warrants to acquire shares
of Common Stock for a nominal exercise price.
This Amendment No. 1 to the 2021 Employee
Stock Purchase Plan (this “Amendment”) constitutes an integral part of
the ESPP. For all purposes of this Amendment, capitalized terms used herein without definition shall have the meanings specified in the
ESPP, as the ESPP shall be in effect on the date hereof after giving effect to the Amendment.
Except as set forth herein, all of the terms and conditions of the
ESPP, as in effect prior to the effectiveness of this Amendment, shall continue to remain in full force and effect as originally stated
therein.
APPROVED BY BOARD OF DIRECTORS: March 26, 2026
APPROVED BY COMPANY’S STOCKHOLDERS: June
10, 2026
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