Form 8-K
8-K — Bank of New York Mellon Corp
Accession: 0001193125-26-349341
Filed: 2026-08-13
Period: 2026-08-11
CIK: 0001390777
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Financial Statements and Exhibits
Documents
8-K — d342446d8k.htm (Primary)
EX-99.1 (d342446dex991.htm)
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8-K
8-K (Primary)
Filename: d342446d8k.htm · Sequence: 1
8-K
Bank of New York Mellon Corp 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York false 0001390777 0001390777 2026-08-11 2026-08-11 0001390777 us-gaap:CommonStockMember 2026-08-11 2026-08-11 0001390777 bk:M6.244FixedToFloatingRateNormalPreferredCapitalSecuritiesOfMellonCapitalIvFullyAndUnconditionallyGuaranteedByTheBankOfNewYorkMellonCorporationMember 2026-08-11 2026-08-11 0001390777 bk:DepositarySharesEachRepresentingA14000thInterestInAShareOfSeriesKNoncumulativePerpetualPreferredStockMember 2026-08-11 2026-08-11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 11, 2026
THE BANK OF NEW YORK MELLON CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
001-35651
13-2614959
(State or other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
240 Greenwich Street
New York, New York
10286
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (212) 495-1784
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, $0.01 par value
BNY
New York Stock Exchange
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation)
BNY/P
New York Stock Exchange
Depositary Shares, each representing a 1/4,000th interest in a share of Series K Noncumulative Perpetual Preferred Stock
BNY PRK
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) On August 11, 2026, the Board of Directors (the “Board”) of The Bank of New York Mellon Corporation (the “Company”) elected Vikram Malhotra as an independent member of the Board, effective October 1, 2026. With the election of Mr. Malhotra, the Company’s Board will consist of 12 directors. Mr. Malhotra will receive customary compensation from the Company for serving as a director in accordance with the non-management director compensation program as described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on March 5, 2026. A copy of the Company’s press release relating to the election of Mr. Malhotra as a director is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number
Description
99.1
Press Release of The Bank of New York Mellon Corporation, dated August 13, 2026
104
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Bank of New York Mellon Corporation
(Registrant)
Date: August 13, 2026
By:
/s/ Jean Weng
Name:
Jean Weng
Title:
Secretary
EX-99.1
EX-99.1
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EX-99.1
Exhibit 99.1
Vikram Malhotra Elected to the Board of Directors of BNY
NEW YORK, Aug. 13, 2026 /PRNewswire/ – The Bank of New York Mellon Corporation (“BNY”) (NYSE: BNY), a global financial services
company, today announced that its Board of Directors has elected Vikram “Vik” Malhotra as an independent director, effective October 1, 2026. With the addition of Mr. Malhotra, BNY’s Board of Directors will have
12 directors, 11 of whom are independent.
“We are pleased to welcome Vik to our Board,” said Robin Vince, Chairman and CEO of
BNY. “Over the course of his four-decade career at McKinsey, Vik has advised CEOs and boards on some of their most consequential strategic, organizational and growth priorities, while also holding a number of significant leadership and
governance roles within the firm. His experience across banking and financial services, combined with his global perspective, will add tremendous value to our Board as we continue reimagining BNY.”
Mr. Malhotra has been a senior partner at McKinsey & Company (“McKinsey”) since 1998. Throughout Mr. Malhotra’s time at
McKinsey, which he joined in 1986, he has held numerous leadership positions including serving as Chairman of the Americas, serving on its Shareholders Council (board of directors), and leading parts of its banking and life insurance practices.
Mr. Malhotra has served on the Wharton Advisory Board since 2021 and served as chair of the Wharton Graduate Executive Board from 2015 until 2021. He
currently serves as a Trustee Emeriti of the Asia Society and on the board of Touch Health. Mr. Malhotra is also a co-author of two leadership books that were New York Times bestsellers.
Mr. Malhotra holds an MBA from The Wharton School, University of Pennsylvania, and a BA in Economics from the London School of Economics.
About BNY
BNY is a global financial services platforms
company at the heart of the world’s capital markets. For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth. Today BNY serves over 90% of
Fortune 100 companies and nearly all the top 100 banks globally. BNY supports governments in funding local projects and works with over 90% of the top 100 pension plans to safeguard investments for millions of individuals. As of June 30, 2026,
BNY oversees $62.6 trillion in assets under custody and/or administration and $2.2 trillion in assets under management.
BNY is the corporate brand of The
Bank of New York Mellon Corporation (NYSE: BNY). Headquartered in New York City, BNY has been named among Fortune’s World’s Most Admired Companies and Fast Company’s Best Workplaces for Innovators.
Media
Anneliese Diedrichs
+1 646 468 6026
Anneliese.diedrichs@bny.com
Investors
Marius Merz
+1 212 298 1480
marius.merz@bny.com
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