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Form 8-K

sec.gov

8-K — Healthcare Triangle, Inc.

Accession: 0001213900-26-112193

Filed: 2026-10-23

Period: 2026-10-23

CIK: 0001839285

SIC: 7373 (SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — ea0309560-8k_healthcare.htm (Primary)

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8-K — CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities

Exchange Act of 1934

Date of Report (Date of earliest event reported)

October 23, 2026

HEALTHCARE TRIANGLE, INC.

(Exact name of registrant as specified in its charter)

Delaware

001-40903

84-3559776

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

7901 Stoneridge Dr., Suite 210

Pleasanton, CA 94588

(Address of principal executive offices)

(925)-270-4812

(Registrant’s telephone number, including

area code)

N/A

(Former name or former address, if changed since

last report.)

Check the appropriate box below if the Form 8-K

filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant

to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to

Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications

pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications

pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange

on which registered

Common Stock, par value $0.00001 per share

HCTI

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant

is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the

Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check

mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting

standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote

of Security Holders.

On October 23, 2026, at the virtual special meeting of stockholders (the “Special Meeting”), the stockholders of Healthcare

Triangle, Inc. (the “Company”): (i) approved one or more amendments to our Amended and Restated Certificate of Incorporation

(“Certificate of Incorporation”) to effect one or more reverse splits of our issued and outstanding shares of common stock,

each at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty five (1:25), with the exact ratio within such range to be determined

by the Board of Directors of the Company, provided that the aggregate ratio of such reverse stock splits is not greater than 1:25; (ii)

approved, for purposes of Nasdaq Listing Rule 5635(d), any 20% Issuance (as defined in the Proxy Statement) made by the Company that is

less than the Minimum Price (as defined in the Proxy Statement) and is within the Nasdaq Parameters described in the Proxy Statement;

(iii) approved the amendment to the 2020 Stock Incentive Plan, as amended, to remove adjustments for reverse stock splits; and (iv) approved

the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies.

The proposals presented at the Special Meeting are described in more detail in the Company’s Definitive Proxy Statement on Schedule

14A (“Proxy Statement”) that was filed with the Securities and Exchange Commission on October 13, 2026. Holders of 20,257,026

shares of the Company’s common stock, or approximately 53.69% of the 37,730,008 shares of common stock that were issued and outstanding

and entitled to vote, were present virtually or represented by proxy at the Special Meeting. The shares entitled to vote include the common

stock of the Company and the Company’s Series A Super Voting Preferred Stock.

The following are the final voting results on the proposals presented to the Company’s stockholders at the Special Meeting.

Proposal No. 1: Reverse Split Proposal

The Company’s stockholders approved the resolution to approve one or more amendments to our Amended and Restated Certificate of

Incorporation (“Certificate of Incorporation”) to effect one or more reverse splits of our issued and outstanding shares of

common stock, each at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty five (1:25), with the exact ratio within such

range to be determined by the Board of Directors of the Company, provided that the aggregate ratio of such reverse stock splits is not

greater than 1:25. The table below sets forth the voting results for Proposal 1:

For

Against

Abstain

Broker Non-Votes

20,163,583

93,410

33

0

Proposal No. 2: 20% Issuance Proposal

The Company’s stockholders approved the resolution to approve, for purposes of Nasdaq Listing Rule 5635(d), any 20% Issuance (as

defined in the Proxy Statement) made by the Company that is less than the Minimum Price (as defined in the Proxy Statement) and is within

the Nasdaq Parameters described in the Proxy Statement. The table below sets forth the voting results for Proposal 2:

For

Against

Abstain

Broker Non-Votes

20,123,343

132,881

800

2

1

Proposal No. 3: 2020 Stock Incentive Plan Amendment Proposal

The Company’s stockholders approved the resolution to approve the amendment to the 2020 Stock Incentive Plan, as amended, to remove

adjustments for reverse stock splits. The table below sets forth the voting results for Proposal 3:

For

Against

Abstain

Broker Non-Votes

20,105,936

150,521

569

0

Proposal No. 4: Approval of Adjournment or

Postponement of the Special Meeting

The Company’s stockholders approved adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies

in favor of one or more of the foregoing proposals. The table below sets forth the voting results for Proposal 4:

For

Against

Abstain

Broker Non-Votes

20,121,858

133,562

1,605

1

2

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

3

SIGNATURES

Pursuant to the requirements

of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto

duly authorized.

Healthcare Triangle, Inc.

Dated: October 23, 2026

By:

/s/ David Ayanoglou

David Ayanoglou

Chief Financial Officer

4

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