Form 8-K
8-K — Healthcare Triangle, Inc.
Accession: 0001213900-26-112193
Filed: 2026-10-23
Period: 2026-10-23
CIK: 0001839285
SIC: 7373 (SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN)
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — ea0309560-8k_healthcare.htm (Primary)
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8-K — CURRENT REPORT
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
October 23, 2026
HEALTHCARE TRIANGLE, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-40903
84-3559776
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
7901 Stoneridge Dr., Suite 210
Pleasanton, CA 94588
(Address of principal executive offices)
(925)-270-4812
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange
on which registered
Common Stock, par value $0.00001 per share
HCTI
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote
of Security Holders.
On October 23, 2026, at the virtual special meeting of stockholders (the “Special Meeting”), the stockholders of Healthcare
Triangle, Inc. (the “Company”): (i) approved one or more amendments to our Amended and Restated Certificate of Incorporation
(“Certificate of Incorporation”) to effect one or more reverse splits of our issued and outstanding shares of common stock,
each at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty five (1:25), with the exact ratio within such range to be determined
by the Board of Directors of the Company, provided that the aggregate ratio of such reverse stock splits is not greater than 1:25; (ii)
approved, for purposes of Nasdaq Listing Rule 5635(d), any 20% Issuance (as defined in the Proxy Statement) made by the Company that is
less than the Minimum Price (as defined in the Proxy Statement) and is within the Nasdaq Parameters described in the Proxy Statement;
(iii) approved the amendment to the 2020 Stock Incentive Plan, as amended, to remove adjustments for reverse stock splits; and (iv) approved
the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies.
The proposals presented at the Special Meeting are described in more detail in the Company’s Definitive Proxy Statement on Schedule
14A (“Proxy Statement”) that was filed with the Securities and Exchange Commission on October 13, 2026. Holders of 20,257,026
shares of the Company’s common stock, or approximately 53.69% of the 37,730,008 shares of common stock that were issued and outstanding
and entitled to vote, were present virtually or represented by proxy at the Special Meeting. The shares entitled to vote include the common
stock of the Company and the Company’s Series A Super Voting Preferred Stock.
The following are the final voting results on the proposals presented to the Company’s stockholders at the Special Meeting.
Proposal No. 1: Reverse Split Proposal
The Company’s stockholders approved the resolution to approve one or more amendments to our Amended and Restated Certificate of
Incorporation (“Certificate of Incorporation”) to effect one or more reverse splits of our issued and outstanding shares of
common stock, each at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty five (1:25), with the exact ratio within such
range to be determined by the Board of Directors of the Company, provided that the aggregate ratio of such reverse stock splits is not
greater than 1:25. The table below sets forth the voting results for Proposal 1:
For
Against
Abstain
Broker Non-Votes
20,163,583
93,410
33
0
Proposal No. 2: 20% Issuance Proposal
The Company’s stockholders approved the resolution to approve, for purposes of Nasdaq Listing Rule 5635(d), any 20% Issuance (as
defined in the Proxy Statement) made by the Company that is less than the Minimum Price (as defined in the Proxy Statement) and is within
the Nasdaq Parameters described in the Proxy Statement. The table below sets forth the voting results for Proposal 2:
For
Against
Abstain
Broker Non-Votes
20,123,343
132,881
800
2
1
Proposal No. 3: 2020 Stock Incentive Plan Amendment Proposal
The Company’s stockholders approved the resolution to approve the amendment to the 2020 Stock Incentive Plan, as amended, to remove
adjustments for reverse stock splits. The table below sets forth the voting results for Proposal 3:
For
Against
Abstain
Broker Non-Votes
20,105,936
150,521
569
0
Proposal No. 4: Approval of Adjournment or
Postponement of the Special Meeting
The Company’s stockholders approved adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies
in favor of one or more of the foregoing proposals. The table below sets forth the voting results for Proposal 4:
For
Against
Abstain
Broker Non-Votes
20,121,858
133,562
1,605
1
2
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
3
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Healthcare Triangle, Inc.
Dated: October 23, 2026
By:
/s/ David Ayanoglou
David Ayanoglou
Chief Financial Officer
4
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