Form 8-K
8-K — Equitable Holdings, Inc.
Accession: 0000950142-26-001142
Filed: 2026-04-16
Period: 2026-04-15
CIK: 0001333986
SIC: 6411 (INSURANCE AGENTS BROKERS & SERVICES)
Item: Regulation FD Disclosure
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
Date of Report (Date of earliest event reported):
April 15, 2026
Equitable Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-38469
90-0226248
(State or other jurisdiction of
incorporation or organization)
(Commission File
Number)
(I.R.S. Employer
Identification No.)
1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices) (Zip Code)
(212) 554-1234
(Registrant’s telephone number, including area
code)
Not Applicable
(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of Exchange on which registered
Common Stock
EQH
New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A
EQH PR A
New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series C
EQH PR C
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 7.01
Regulation FD Disclosure
Equitable Holdings, Inc. (the “Company”
or “Equitable”), in consultation with representatives of Corebridge Financial, Inc. (“Corebridge”), is exploring
undertaking repurchases of shares of its common stock prior to closing of the parties’ pending merger (announced March 26, 2026),
including during the period from the filing with the Securities and Exchange Commission of the preliminary proxy statement/prospectus
relating to the parties’ pending merger until the commencement of mailing of such preliminary proxy statement/prospectus. If the
Company were to determine to undertake such share repurchases, it would seek a waiver from Corebridge under the parties’ merger
agreement of the provision thereunder prohibiting share repurchases during the pendency of the merger. There can be no assurance
that the Company will determine to make such share repurchases during the above noted time period and if undertaken, the volume, pricing,
timing and method of repurchases of shares of its common stock will be in the discretion of the Company.
As provided in General Instruction B.2 of Form 8-K,
the information provided pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18
of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed to be incorporated by reference in
any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Cautionary Statement Regarding Forward-Looking
Information
This Current Report on Form 8-K includes statements,
which, to the extent they are not statements of historical or present fact, constitute “forward looking statements” within
the meaning of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements, and any related oral statements,
can be identified by the use of terms such as “believes,” “expects,” “may,” “will,” “shall,”
“should,” “would,” “could,” “seeks,” “aims,” “projects,” “forecasts,”
“intends,” “targets,” “plans,” “estimates,” “anticipates,” “goals,”
“guidance,” “formidable,” “preliminary,” “objective,” “continue,” “drive,”
“improve,” “superior,” “robust,” “positioned,” “resilient,” “vision,”
“potential,” “immediate,” and similar expressions or the negative of those expressions or verbs. We caution you
that forward-looking statements are not guarantees of future performance or outcomes. Forward-looking statements are not historical facts
but instead represent only our beliefs regarding future events, which may by their nature be inherently uncertain, and some of which may
be outside our control. These statements include, but are not limited to, statements about the potential repurchases of shares of common
stock, statements about the expected timing and completion of the proposed transaction between Equitable and Corebridge (the “Proposed
Transaction”), the anticipated benefits of the Proposed Transaction, including estimated synergies and projected cost savings, and
plans and expectations for Equitable, Corebridge or their new parent company after completion of the Proposed Transaction.
Such forward-looking statements are subject to known
and unknown risks, uncertainties, assumptions and other factors that may cause the actual results, level of activity, performance or achievements
to be materially different from those expressed or implied by such forward-looking statements. Key factors include, among others, the
ability to repurchase shares (if Equitable decides to do so) within the expected timing or at all; the ability to complete the Proposed
Transaction on the timeframe or on the terms currently anticipated or at all, including due to a failure to obtain requisite stockholder,
stock exchange, regulatory, governmental or other approvals; risks related to difficulties, inabilities or delays in integrating the parties’
businesses; the ability to realize the anticipated benefits of the Proposed Transaction, including estimated run-rate expense synergies
and projected cost savings at the times, and to the extent, anticipated, as well as expected operating earnings and cashflow generation;
the occurrence of any event, change or other circumstance that could give rise to the right of either or both parties to terminate the
merger agreement; the potential impact of the announcement or consummation of the Proposed Transaction on Equitable or Corebridge’s
stock price and on their respective business, contractual and operational relationships (including with regulatory bodies, employees,
suppliers, clients and competitors); risks related to business disruptions from the Proposed Transaction that may harm the business or
current plans and operations of either or both parties, including diversion of management time from ongoing business operations; the risk
that the Proposed Transaction and its announcement could have an adverse effect on the ability of either or both parties to hire and retain
key personnel; the parties’ ability to raise debt on favorable terms or at all; the outcome of any legal proceedings that may be
instituted against Equitable, Corebridge, their new parent company or their respective directors; restrictions on the conduct of Equitable
and Corebridge’s respective businesses prior to Closing and on each of their ability to pursue alternatives to the Proposed Transaction;
the possibility that the Proposed Transaction may be more expensive to complete than anticipated, including as a result of unexpected
factors or events, or unforeseen or unknown liabilities; the deterioration of economic conditions; geopolitical tensions; the potential
impact of a downgrade in Equitable or Corebridge’s Insurer Financial Strength ratings or credit ratings or of the new parent company
of Equitable and Corebridge following completion of the Proposed Transaction; other factors that may affect future results of Equitable
and Corebridge; and management’s response to any of the aforementioned factors.
2
The foregoing list of factors is not exhaustive. You
should carefully consider these factors and the other risks and uncertainties described in the “Risk Factors” section of the
new parent company’s Registration Statement on Form S-4 and other documents filed or furnished by Equitable and
Corebridge from time to time with the U.S. Securities and Exchange Commission (“SEC”), including their Annual Reports on Form
10-K for the year ended December 31, 2025. These filings identify and address other important risks and uncertainties that could cause
actual events and results to differ materially from those contained in the forward-looking statements. If any of these risks materialize
or our assumptions prove incorrect, actual events and results could differ materially from those contained in the forward-looking statements.
There may be additional risks that neither Equitable nor Corebridge presently know or that Equitable and Corebridge currently believe
are immaterial that could also cause actual events and results to differ materially from those contained in the forward-looking statements.
In addition, forward-looking statements reflect Equitable and Corebridge’s expectations, plans or forecasts of future events and
views as of the date of this Current Report on Form 8-K. Equitable and Corebridge anticipate that subsequent events and developments will
cause Equitable and Corebridge’s assessments to change. While Equitable and Corebridge may elect to update these forward-looking
statements at some point in the future, Equitable and Corebridge specifically disclaim any obligation to do so, unless required by applicable
law. Neither Equitable nor Corebridge gives any assurance that Equitable, Corebridge or their new parent company will achieve the results
or other matters set forth in the forward-looking statements.
3
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Equitable Holdings, Inc.
By:
/s/ Ralph Petruzzo
Name:
Ralph Petruzzo
Title:
Deputy General
Counsel
Date: April 15, 2026
4
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