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Form 8-K

sec.gov

8-K — Transcode Therapeutics, Inc.

Accession: 0001104659-26-085073

Filed: 2026-07-20

Period: 2026-07-20

CIK: 0001829635

SIC: 2834 (PHARMACEUTICAL PREPARATIONS)

Item: Submission of Matters to a Vote of Security Holders

Documents

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event

reported): July 20 2026

TRANSCODE

THERAPEUTICS, INC.

(Exact name of registrant as specified in its

charter)

Delaware

001-40363

81-1065054

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

TransCode

Therapeutics, Inc.

6

Liberty Square, #2382

Boston, Massachusetts

02109

(Address

of principal executive offices, including zip code)

(857)

837-3099

(Registrant’s

telephone number, including area code)

Not Applicable

(Former Name or Former Address, if Changed Since

Last Report)

Check the appropriate box below if the Form 8-K

filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR

240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR

240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act.

Title of each class

Trading symbol(s)

Name of each exchange on which

registered

Common

Stock, par value $0.0001 per share

RNAZ

The Nasdaq

Capital Market

Indicate by check mark whether the registrant

is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2

of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging

growth company  x

If an emerging growth company, indicate by check

mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting

standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

Item 5.07

Submission of Matters to a Vote of Security Holders.

On July 202, 2026, TransCode Therapeutics, Inc. (the “Company”)

held its 2026 Annual Meeting of Stockholder (the “Annual Meeting”). Present at the Annual Meeting in person or by proxy were

holders of 495,162 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), representing

52.1% of the voting power of the shares of Common Stock as of the close of business on May 28, 2026, the record date for the Annual Meeting,

and constituting a quorum for the transaction of business. All matters voted upon at the Annual Meeting were approved with the required

votes, including for purposes of applicable Nasdaq Listing Rules. The matters that were voted upon at the Annual Meeting, and the number

of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth below.

(i) Approval, for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, of the issuance of the

Company’s Common Stock upon conversion of the Company’s Series A Non-Voting Convertible Preferred Stock, par value $0.0001

per share (“Series A Preferred Stock”), and the Company’s Series B Non-Voting Convertible Preferred Stock, par

value $0.0001 per share (“Series B Preferred Stock”) (“Proposal 1”).

The conversion of the Series A Preferred Stock and Series B Preferred

Stock into shares of Common Stock and the issuance of the Common Stock thereunder was approved. The following votes were tabulated:

For

Against

Abstain

Broker Non-Votes

143,162

11,518

742

256,450

(ii) Approval, for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(a), of the issuance of

the Company’s Common Stock upon conversion of our Series C Non-Voting Convertible Preferred Stock, par value $0.0001 per share

(“Series C Preferred Stock”) (“Proposal 2”).

The conversion of the Series C Preferred Stock into shares of Common

Stock and the issuance of the Common Stock thereunder was approved. The following votes were tabulated:

For

Against

Abstain

Broker Non-Votes

140,517

14,216

689

256,450

(iii) Approval, for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), of the issuance of shares

of the Company’s Common Stock pursuant to the Standby Equity Purchase Agreement, dated as of April 6, 2026, by and between the Company

and YA II PN, Ltd. (the “SEPA”) and convertible promissory notes issued or to be issued to by the Company to YA II PN, Ltd.

(the “Convertible Notes”).

The issuance of Common Stock pursuant to the SEPA and Convertible Notes

was approved. The following votes were tabulated:

For

Against

Abstain

Broker Non-Votes

108,292

14,170

32,960

256,450

2

(iv) Election of six (6) directors, Philippe P. Calais, PharmD, PhD, Elizabeth Czerepak, Thomas A. Fitzgerald, Erik Manting, PhD, Magda

Marquet, PhD and Jack E. Stover for one-year terms until his or her successor has been duly elected and qualified, or until his or her

earlier death, resignation or removal.

The Company’s stockholders voted to approve the election of each

of the director nominees. The following votes were tabulated:

Director Nominee

For

Withhold

Broker Non-Votes

Philippe P. Calais

149,389

6,033

256,450

Elizabeth Czerepak

149,336

6,086

256,450

Thomas A. Fitzgerald

149,321

6,101

256,450

Erik Manting

149,628

5,794

256,450

Magda Marquet

149,584

5,838

256,450

Jack E. Stover

149,416

6,006

256,450

(v) Approval of an amendment to the TransCode Therapeutics, Inc. 2021 Stock Option and Incentive Plan to increase the number of shares

available for issuance thereunder by 1,734,262 shares.

The Company’s stockholders approved the amendment to the TransCode

Therapeutics, Inc. 2021 Stock Option and Incentive Plan. The following votes were tabulated:

For

Against

Abstain

Broker Non-Votes

124,643

30,449

330

256,450

(vi) Ratification of the appointment of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for

the fiscal year ending December 31, 2026.

The Company’s stockholders ratified the appointment

of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31,

2026. The following votes were tabulated:

For

Against

Abstain

393,497

18,172

203

(vii) Approval of the adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate.

The Company’s stockholders approved the adjournment

of the Annual Meeting, if necessary. No corresponding motion was made to approve an adjournment to the Annual Meeting following approval

of the proposal, because sufficient votes were received to approve all other matters brought before the Annual Meeting. The following

votes were tabulated:

For

Against

Abstain

Broker Non-Votes

137,062

18,253

107

256,450

The proposals are described in detail in the Company’s

Definitive Proxy Statement filed with the Securities and Exchange Commission on June 2, 2026, as supplemented by the supplement to the

Definitive Proxy Statement filed with the Securities and Exchange Commission on July 17, 2026.

Nasdaq has approved the Company’s Nasdaq Initial Listing Application

required under Nasdaq Listing Rules 5110 and 5635(b) in connection with the approval of Proposal 1 and Proposal 2.

3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934,

the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TRANSCODE

THERAPEUTICS, INC.

By:

/s/

Thomas A. Fitzgerald

Name:

Thomas A. Fitzgerald

Title:

Chief

Financial Officer and Secretary

July

20, 2026

4

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