Form 8-K
8-K — Velocity Financial, Inc.
Accession: 0001193125-26-238356
Filed: 2026-05-26
Period: 2026-05-21
CIK: 0001692376
SIC: 6199 (FINANCE SERVICES)
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
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8-K — d293955d8k.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2026
Velocity Financial, Inc.
(Exact name of Registrant as Specified in Its Charter)
Delaware
001-39183
46-0659719
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
2945 Townsgate Road, Suite 110
Westlake Village, California
91361
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone Number, Including Area Code: (818) 532-3700
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common stock, par value $0.01 per share
VEL
The New York Stock Exchange
Common stock, par value $0.01 per share
VEL
Indicate by check
NYSE Texas, Inc.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07
Submission of Matters to a Vote of Security Holders.
We held our Annual Meeting of Shareholders on May 21, 2026 to allow our shareholders to vote on the matters disclosed in our Proxy Statement. The final voting results for the matters submitted to a vote of shareholders were as follows:
Proposal I: Election of Directors.
All of our Directors were re-elected and received the following votes:
Number of Votes
For
Against
Abstain
Broker Non-
Votes
Dorika M. Beckett
24,668,443
12,440
6,788
1,181,801
Michael W. Chiao
24,661,094
21,190
5,387
1,181,801
Christopher D. Farrar
24,651,920
30,883
4,868
1,181,801
Alan H. Mantel
24,560,450
121,835
5,386
1,181,801
John P. Pitstick
24,676,717
5,568
5,386
1,181,801
John A. Pless
24,420,558
261,726
5,387
1,181,801
Joy L. Schaefer
24,670,154
10,729
6,788
1,181,801
Omar M. Maasarani
24,604,346
77,938
5,387
1,181,801
Proposal II: The approval of our named executive officers’ compensation on an advisory basis, including the following resolution:
Resolved, that the compensation paid to the Named Executive Officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the related narrative disclosure is approved.
Our shareholders voted as noted below and approved the resolution and our 2025 executive compensation.
Number of
Votes
For
24,590,950
Against
92,104
Abstain
4,617
Broker Non-Votes
1,181,801
Proposal III. The ratification of RSM US LLP as our independent auditor for 2026.
Our shareholders ratified RSM US LLP as our independent auditor for 2026 with the following votes:
Number of Votes
For
25,860,650
Against
2,294
Abstain
6,528
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits
104
Cover Page Interactive File (embedded with the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Velocity Financial, Inc.
May 26, 2026
/s/ Roland T. Kelly
Roland T. Kelly
Chief Legal Officer, General Counsel and Corporate Secretary
3
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May 21, 2026
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Entity Registrant Name
Velocity Financial, Inc.
Entity Incorporation State Country Code
DE
Entity File Number
001-39183
Entity Tax Identification Number
46-0659719
Entity Address, Address Line One
2945 Townsgate Road
Entity Address, Address Line Two
Suite 110
Entity Address, City or Town
Westlake Village
Entity Address, State or Province
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Entity Address, Postal Zip Code
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City Area Code
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Local Phone Number
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