Form 8-K

8-K — DNA X, Inc.

Accession: 0001493152-26-040324

Filed: 2026-08-27

Period: 2026-08-21

CIK: 0001178697

SIC: 3661 (TELEPHONE & TELEGRAPH APPARATUS)

Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported): August 21, 2026

DNA

X, INC.

(Exact name of Registrant as Specified in Its

Charter)

Delaware

001-38907

94-3336783

(State

or Other Jurisdiction

of Incorporation)

(Commission

File

Number)

(IRS

Employer

Identification

No.)

4445

Eastgate Mall

Suite

200, San Diego, California

(Address

of Principal Executive Offices)

92121

(Zip

Code)

Registrant’s

Telephone Number, Including Area Code: (661) 618-7580

(Former Name or Former Address, if Changed Since

Last Report)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.001 par value

SONM

The

Nasdaq Stock Market LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging

growth company ☐

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.02 Departure

of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;

Compensatory Arrangements of Certain Officers.

August 21, 2026, the compensation committee of the board of directors (the “Board”) of DNA X, Inc. (the “Company”)

approved the grant of a cash award (each, a “Substitute Cash Grant”) to all members of the Board, including Mike Mulica,

the Company’s Chief Executive Officer, in lieu of a grant of restricted stock units (“RSUs”) under the Company’s

2019 Equity Incentive Plan (the “EIP”) due to the unavailability of shares of common stock under the EIP. The amount of the

Substitute Cash Grant will be determined using the following methodology, which was designed to closely replicate RSU vesting under the

Company’s current non-employee director compensation policy:

Assumptions:

(i) A

number of RSUs valued at $60,000, based on the fair market value of the Company’s common

stock on August 21, 2026, the date of the Committee meeting (the “Phantom RSUs”),

has been granted.

(ii) The

Phantom RSUs will vest upon the earlier of (x) the Company’s 2027 annual meeting of

stockholders and (y) a change in control of the Company (the “Vesting Event”).

Calculation:

The

Substitute Cash Grant will equal the fair market value of the Company’s common stock underlying the Phantom RSUs at the time of

the Vesting Event and will be payable as of the Vesting Event.

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

DNA X, INC.

Date: August 27, 2026

By:

/s/ Clayton Crolius

Name:

Clayton Crolius

Title:

Chief Financial Officer

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

Entity Address, Address Line One

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Entity Address, Address Line Two

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