Form 8-K
8-K — HeartSciences Inc.
Accession: 0001213900-26-052872
Filed: 2026-05-06
Period: 2026-04-30
CIK: 0001468492
SIC: 3842 (ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES)
Item: Submission of Matters to a Vote of Security Holders
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 30, 2026
HeartSciences Inc.
(Exact name of Registrant as Specified in Its
Charter)
Texas
001-41422
26-1344466
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
550 Reserve Street, Suite 360
Southlake, Texas
76092
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone Number, Including
Area Code: (682) 237-7781
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
HSCS
The Nasdaq Stock Market LLC
Warrants
HSCSW
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On April 30, 2026, HeartSciences
Inc. (the “Company”) held its Annual Meeting of Stockholders for its fiscal year ended April 30, 2025 (the “Annual Meeting”).
At the Annual Meeting, the Company’s shareholders voted on the five proposals described below. The proposals presented at the Annual
Meeting are described in detail in the Company’s definitive proxy statement for the Annual Meeting filed with the U.S. Securities
and Exchange Commission (the “SEC”) on March 17, 2026.
Of the Company’s 3,477,698
shares of common stock, $0.001 par value per share (the “common stock”), outstanding, and Series C Convertible Preferred Stock,
$0.001 par value per share (the “Series C Preferred Stock”), on an as converted basis outstanding, as of March 6, 2026 (the
“Record Date”) and entitled to vote at the Annual Meeting, 1,973,863, or 57%, of the outstanding shares, were present either
in person or by proxy. Accordingly, a quorum was present at the Annual Meeting.
The results for each of the
proposals submitted to a vote of shareholders at the Annual Meeting are as follows:
Proposal 1: Election of Directors
The following one Class III
nominee will serve for a three-year term expiring on the date of the Company’s Annual Meeting of Shareholders to be held for its
fiscal year ending April 30, 2028 or until his successor is duly elected or his earlier resignation or removal. The voting with respect
to the election of directors was as follows:
Election of Directors
For
Withheld
Broker
Non-Votes
Andrew Simpson
577,840
107,738
1,288,285
Proposal 2: Amendment of the Company’s
2023 Employee Stock Purchase Plan
The Company’s shareholders
approved an increase of the number of shares of the Company’s common stock reserved for issuance under the Company’s 2023
Equity Incentive Plan (as amended, the “Plan”) to 1,250,000 shares, plus such number of shares of common stock, which is equal
to the lesser of (i) 25% of the total number of shares of all classes of common stock and the Company’s preferred stock, $0.001
par value per share, as converted to common stock, outstanding on the last day of each the immediately preceding fiscal year, and (ii)
a lesser number of shares of our common stock determined by the Administrator (as defined in the Plan), by voting as follows:
For
Against
Abstained
Broker Non-Votes
359,995
323,187
2,395
1,288,266
1
Proposal 3: Amendment of the Company’s
Certificate of Formation to Provide for Exculpation of Officers of the Company
The Company’s shareholders
voted as follows with respect to the Company’s proposed amendment of its Amended and Restated Certificate of Formation to authorize
the exculpation of officers of the Company in limited circumstances as allowed by Texas law:
For
Against
Abstained
Broker Non-Votes
542,609
133,919
9,050
1,288,285
Such proposal was not
approved at the Annual Meeting because an affirmative vote of a majority of the aggregate of (i) the shares of the Company’s common
stock and (ii) the shares of the Company’s common stock issuable upon conversion of the Series C Preferred Stock, issued and outstanding
as of the Record Date, voting together as a single class, was required to approve such proposal.
Proposal 4: Auditor Ratification Proposal
The Company’s
shareholders ratified the appointment of Haskell & White LLP as the Company’s independent registered public accounting
firm for the fiscal year ending April 30, 2026 by voting as follows:
For
Against
Abstain
1,872,912
91,205
9,745
Proposal 5: Adjournment Proposal
The Company’s shareholders
approved the one or more adjournments of the Annual Meeting to a later date or dates to solicit additional proxies if there are insufficient
votes to approve any of the proposals at the time of the Annual Meeting by voting as follows:
For
Against
Abstain
1,784,662
185,241
3,958
No other matters were considered
or voted upon at the Annual Meeting.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HEARTSCIENCES INC.
Date:
May 6, 2026
By:
/s/ Andrew Simpson
Name:
Andrew Simpson
Title:
President, Chief Executive Officer, and Chairman of the Board of Directors
3
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