Form 8-K

8-K — Marygold Companies, Inc.

Accession: 0001493152-26-050463

Filed: 2026-11-06

Period: 2026-11-06

CIK: 0001005101

SIC: 6199 (FINANCE SERVICES)

Item: Submission of Matters to a Vote of Security Holders

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

DC 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported): November 6, 2026

The

Marygold Companies, Inc.

(Exact

name of registrant as specified in its charter)

Nevada

001-41318

90-1133909

(State or Other Jurisdiction

(Commission

(IRS Employer

of Incorporation)

File Number)

Identification No.)

120

Calle Iglesia

Unit

San

Clemente, CA 92672

(Address

of Principal Executive Offices and Zip Code)

(949)

218-8542

(Registrant’s

telephone number, including area code)

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common Stock, $0.001 par

value

MGLD

NYSE American LLC

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions (see General Instruction A.2. below):

☐

Written communications

pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant

to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications

pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

☐

Pre-commencement communications

pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☐

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Section

5 – Corporate Governance and Management

Item

5.07 Submission of Matters to a Vote of Security Holders.

November 6, 2026, The Marygold Companies, Inc., a Nevada corporation (“Company”), held its 2026 Annual Meeting of Stockholders

(“Annual Meeting”). At the close of business on September 8, 2026, the record date for the determination of stockholders

entitled to vote at the Meeting, there were 42,712,250 shares of the Company’s Common Stock and 13,302 shares of Series B Preferred

Stock. Each share of Common Stock is entitled to one vote and each share of Series B Preferred Stock is entitled to 20 votes constituting

all of the outstanding voting securities of the Company. An aggregate of 42,978,290 votes may be cast at the Annual Meeting by stockholders.

Election of Directors. The individuals listed below were elected to serve as directors of the Company for a term of one year or

until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. At the Meeting, the

holders of 39,404,217 shares of the Company’s Common Stock were represented in person or by proxy constituting a quorum. The vote

totals for each of these individuals is set forth below:

Directors

For

Against

Abstained

Broker

Non-Votes

Nicholas

D Gerber

35,892,851

25,987

3,485,379

David

W. Neibert

35,915,369

3,469

3,485,379

Scott

Schoenberger

35,867,215

51,623

3,485,379

James

Alexander

35,918,381

457

3,485,379

Matt

Gonzalez

35,885,074

33,764

3,485,379

Erin

Grogan

35,915,365

3,473

3,485,379

Joya

Delgado Harris

35,860,017

58,821

3,485,379

Derek

Mullins

35,915,370

3,468

3,485,379

To ratify the appointment of BPM, LLP as the Company’s independent registered public accounting firm for the fiscal year ending

June 30, 2027. At the Meeting, the vote on a proposal to ratify the appointment of BPM LLP as Company’s independent registered

public accounting firm for the fiscal year ending June 30, 2027 was as follows

For

Against

Abstained

39,246,081

158,125

SIGNATURE

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Date: November 6, 2026

THE MARYGOLD COMPANIES, INC.

By:

/s/ Nicholas

D. Gerber

Nicholas D. Gerber

Chief Executive Officer (Principal Executive Officer)

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Entity Registrant Name

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Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

Entity Address, Address Line One

120

Calle Iglesia

Entity Address, Address Line Two

Unit

Entity Address, City or Town

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Entity Address, State or Province

Entity Address, Postal Zip Code

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City Area Code

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Local Phone Number

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