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Form 8-K

sec.gov

8-K — UNIVERSAL SAFETY PRODUCTS, INC.

Accession: 0001104659-26-116259

Filed: 2026-10-15

Period: 2026-10-14

CIK: 0000102109

SIC: 5065 (WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC)

Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item: Financial Statements and Exhibits

Documents

8-K — tm2627672d1_8k.htm (Primary)

EX-3.1 — EXHIBIT 3.1 (tm2627672d1_ex3-1.htm)

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities

Exchange Act of 1934

Date of Report

(Date of earliest event reported): October 14, 2026

UNIVERSAL SAFETY PRODUCTS, INC.

(Exact name of

registrant as specified in its charter)

Maryland

001-31747

52-0898545

(State or other jurisdiction of

incorporation

or organization)

(Commission File Number)

(I.R.S. Employer Identification No.)

11407

Cronhill Drive, Suite A,

Owings Mills, Maryland

21117

(Address of principal executive offices) (Zip Code)

(410)

363-3000

(Registrant’s telephone

number, including area code)

Check the appropriate

box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following

provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b)

of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.01 par value

UUU

NYSE

American

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ¨

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.03 Amendments to Articles of Incorporation; Change in Fiscal Year.

On October 14, 2026,

Universal Safety Products, Inc., a Maryland corporation (the “Company”) filed articles of amendment (the “Articles

of Amendment”) to its Articles of Incorporation (the “Articles of Incorporation”), with the Maryland State

Department of Assessments and Taxation to change the name of the Company to DeFi Capital Markets, Inc. (the “Name Change”).

The Articles of Amendment to effectuate the Name Change will be effective as of 12:01 a.m. Eastern on October 19, 2026.

The Name Change was approved

by the Company’s board of directors and in accordance with Section 2-605(a)(1) of the Maryland General Corporation Law,

no action by the stockholders was required in connection with this change.

The foregoing description

of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles

of Amendment, a copy of which is attached as Exhibit 3.1 to this Current Report on Form 8-K, which is incorporated

herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:

Exhibit No.

Description

3.1

Articles of Amendment, dated October 14, 2026.

101

Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).

104

Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934,

the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UNIVERSAL SAFETY PRODUCTS, INC.

Dated: October 15, 2026

/s/ Harvey B. Grossblatt

Harvey B. Grossblatt

President and Chief Executive Officer

3

EX-3.1 — EXHIBIT 3.1

EX-3.1

Filename: tm2627672d1_ex3-1.htm · Sequence: 2

Exhibit 3.1

ARTICLES OF AMENDMENT

TO

THE ARTICLES OF INCORPORATION

OF

UNIVERSAL SAFETY PRODUCTS, INC.

Universal Safety Products, Inc.,

a corporation organized and existing under the laws of the State of Maryland (the “Corporation”), hereby certifies

to the Maryland State Department of Assessments and Taxation as follows:

FIRST: The charter

of the Corporation (the “Charter”) is hereby amended by striking out in its entirety Article SECOND of the Articles

of Incorporation and substituting the following:

“SECOND:       The

name of the Corporation (which is hereinafter called the ‘Corporation’) is

DEFI CAPITAL MARKETS, INC.”

SECOND: The foregoing

amendment to the Charter was approved by the Board of Directors of the Corporation and was limited to a change expressly authorized by

Section 2-605(a)(1) of the Maryland General Corporation Law without action by the stockholders.

THIRD: Pursuant to

Section 2-610.1 the Maryland Corporations and Associations Code, these Articles of Amendment shall not become effective immediately

upon filing, but shall instead become legally effective at 12:01 a.m. Eastern time on October 19, 2026.

IN WITNESS WHEREOF, the Corporation

has caused these Articles of Amendment to be signed in its name and on its behalf by its President and attested to by its Secretary, as

of the 13th day of October, 2026. Each of the undersigned officers of the Corporation acknowledges, under the penalties of perjury, that

these Articles of Amendment are the corporate act of the Corporation and that the matters and facts set forth herein with respect to authorization

and approval are true in all material respects, to the best of his or her knowledge, information and belief.

ATTEST:

UNIVERSAL SAFETY PRODUCTS, INC.

/s/ James B. Huff

By:

/s/ Harvey B. Grossblatt

James B. Huff, Secretary

Harvey B. Grossblatt, President

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Current Fiscal Year End Date

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