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Form 8-K

sec.gov

8-K — First Western Financial Inc

Accession: 0001628280-26-041206

Filed: 2026-06-05

Period: 2026-06-03

CIK: 0001327607

SIC: 6022 (STATE COMMERCIAL BANKS)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — myfw-20260603.htm (Primary)

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8-K

8-K (Primary)

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0001327607FALSE00013276072025-06-042025-06-04

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 3, 2026

FIRST WESTERN FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Colorado 001-38595 37-1442266

(State or other jurisdiction of

incorporation or organization) (Commission

File Number) (I.R.S. Employer

Identification No.)

1900 16th Street, Suite 1200

Denver, Colorado

80202

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: 303.531.8100

Former name or former address, if changed since last report: Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

o Emerging growth company

o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered

Common Stock, no par value MYFW NASDAQ Stock Market LLC

Item 5.07    Submission of Matters to a Vote of Security Holders.

First Western Financial, Inc. (the “Company”) held the Annual Meeting on June 3, 2026. At the Annual Meeting, the Company’s shareholders (i) elected eleven directors to serve on the Board of Directors until the Company’s 2027 annual meeting of shareholders or each until their respective successor or successors are duly elected and qualified or until their earlier resignation or removal; (ii) ratified the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2026; and (iii) approved an advisory, non-binding vote regarding the compensation paid to the Company's named executive officers. The proposals are described in detail in the Company’s Proxy Statement for the Annual Meeting, which was filed with the SEC on April 24, 2026. The final voting results for each proposal are presented below.

Proposal 1 – Election of Directors

At the Annual Meeting, the Company’s shareholders elected eleven directors to serve on the Board of Directors until the Company’s 2027 annual meeting of shareholders or each until their respective successor or successors are duly elected and qualified or until their earlier resignation or removal. The table below presents the final voting results for this proposal:

Nominee Votes For Votes Withheld Broker Non-Votes

Scott C. Wylie 6,058,928 29,864 670,427

Julie A. Caponi 5,783,658 305,134 670,427

Julie A. Courkamp 6,047,619 41,173 670,427

David R. Duncan 5,827,739 261,053 670,427

Thomas A. Gart 5,629,770 459,022 670,427

Patrick H. Hamill 5,765,781 323,011 670,427

Luke A. Latimer 6,046,846 41,946 670,427

Scott C. Mitchell 6,067,380 21,412 670,427

Ellen S. Robinson 6,056,427 32,365 670,427

Mark L. Smith 5,958,377 130,415 670,427

Joseph C. Zimlich 5,847,745 241,047 670,427

Proposal 2 – Ratification of Appointment of Crowe LLP as the Company’s Independent Registered Public Accounting Firm

At the Annual Meeting, the Company’s shareholders ratified the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2026. The table below presents the final voting results for this proposal:

Votes For Votes Against Abstentions

6,578,057 181,161 1

Proposal 3 – Advisory, Non-Binding Vote to Approve the Compensation Paid to the Company’s Named Executive Officers

At the Annual Meeting, the Company’s shareholders approved, on an advisory, non-binding basis, the compensation of the Company’s named executive officers. The table below presents the final voting results for this proposal:

Votes For Votes Against Abstentions

4,865,971 1,218,437 4,384

Item 9.01    Financial Statements and Exhibits.

(d)    Exhibits.

Exhibit

Number Description

104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

FIRST WESTERN FINANCIAL, INC.

Date: June 5, 2026 By: /s/ Scott C. Wylie

Scott C. Wylie

Chairman, Chief Executive Officer and President

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Entity Tax Identification Number

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