Form 8-K

8-K — AUDDIA INC.

Accession: 0001683168-26-002594

Filed: 2026-04-02

Period: 2026-03-30

CIK: 0001554818

SIC: 7374 (SERVICES-COMPUTER PROCESSING & DATA PREPARATION)

Item: Material Modifications to Rights of Security Holders

Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item: Financial Statements and Exhibits

Documents

8-K — auddia_8k.htm (Primary)

EX-3.1 — CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION DATED 3-30-26 (auddia_ex0301.htm)

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8-K — CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported):

March 30, 2026

AUDDIA

INC.

(Exact name of registrant as specified

in its charter)

Delaware

001-40071

45-4257218

(State

or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S.

Employer

Identification No.)

1680

38th Street, Suite

130

Boulder,

Colorado

80301

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including

area code: (303) 219-9771

Not Applicable

Former name or former address, if changed since

last report

Check the appropriate box below if the Form 8-K filing is intended

to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of exchange on which registered

Common

Stock

AUUD

The

Nasdaq Stock Market LLC

Indicate by check mark whether

the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule

12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company,

indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial

accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.03

Material Modifications to

Rights of Security Holders.

To the extent required by Item 3.03 of Form 8-K, the information contained

in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.

Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On March 30, 2026, Auddia Inc. (the “Company”) filed a Certificate

of Amendment to the Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State

of the State of Delaware to effect a reverse stock split of the Company’s common stock at a ratio of 1-for-7.7.

The Certificate of Amendment provides that the reverse stock split became

effective as of 5:00 P.M. Eastern Time on March 31, 2026 (the “Effective Time”), at which time every 7.7 shares of the Company’s

issued and outstanding common stock were automatically combined into one (1) issued and outstanding share of common stock, without any

change in the par value per share. The Certificate of Amendment provides that in the event a stockholder would otherwise be entitled to

receive a fraction of a share of common stock, such stockholder shall receive one whole share of common stock in lieu of such fractional

share and no fractional shares shall be issued. The Company did not round up fractional shares at the beneficial level and instead rounded

any such fractional shares up at the participant level with DTC.

Trading of the Company’s common stock on Nasdaq on a split-adjusted

basis commenced at market open on April 1, 2026. The new CUSIP number for the common stock following the reverse stock split is 05072K404.

As a result of the reverse stock split, the Company’s issued and

outstanding shares of common stock were decreased from approximately 3.9 million pre-split shares to approximately 500,000 post-split

shares. The reverse stock split did not change the number of authorized shares of the Company's common stock, which remains at 100 million

shares.

The reverse stock split will apply to the Company’s outstanding convertible

preferred stock, warrants, stock options and restricted stock units. The number of shares of common stock into which these outstanding

securities are convertible or exercisable will be adjusted proportionately as a result of the reverse stock split. The exercise prices

of any outstanding warrants or stock options will also be proportionately adjusted in accordance with the terms of those securities and

the Company’s equity incentive plans.

As previously announced in May 2025, the Company’s board and stockholders

approved a reverse stock split proposal at a ratio in the range of one-for-five to one-for-five hundred, with the final ratio to be determined

by the Company’s board in its discretion without further approval from the Company’s stockholders. In March 2026, the Company’s

board subsequently approved the final reverse stock split ratio of 1-for-7.7.

A copy of the Certificate of Amendment is filed as Exhibit 3.1 hereto and

is incorporated herein by reference.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number

Description

3.1

Certificate of Amendment to the Certificate of Incorporation of the Company dated March 30, 2026

104

Cover Page Interactive Data File

SIGNATURES

Pursuant to the requirements of the Securities

Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AUDDIA INC.

April 2,

2026

By:

/s/ John E. Mahoney

John E. Mahoney

Chief Financial Officer

EX-3.1 — CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION DATED 3-30-26

EX-3.1

Filename: auddia_ex0301.htm · Sequence: 2

Exhibit 3.1

Delaware The First State Page 1 5096256 8100 SR# 20261530949 You may verify this certificate online at corp.delaware.gov/authver.shtml Authentication: 203532741 Date: 04 - 01 - 26 I, CHARUNI PATIBANDA - SANCHEZ, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “AUDDIA INC.”, FILED IN THIS OFFICE ON THE THIRTIETH DAY OF MARCH, A.D. 2026, AT 3:28 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF AMENDMENT IS THE THIRTY - FIRST DAY OF MARCH, A.D. 2026 AT 5 O'CLOCK P.M.

CERTIFICATE OF AMENDMENT to the CERTIFICATE OF INCORPORATION of AUDDIAINC. AUDDIA INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation"), does hereby certify as follows: FIRST: The name of the Corporation is Auddia Inc. The Certificate of Incorporation was filed with t he Secretary of State of the State of Delaware (the "Secretary of State") on February 16, 2021, as amended ( the " Certificate oflncorporation") . SECOND: ARTICLE IV of the Corporation's Certificate oflncorporation shall be amended b y inserting Subsec t ion " (F)" at the end of such section which shall read as follows: F. Reverse Stock Split . As of the Effective Time of this Certificate of Amendment, each 7.7 shares of the Corporation's Common Stock, issued and outstanding immediately prior to the E ffective Time (the "Prior Common S t ock") shall automati c ally without further action on the part of the Corporation or any holder of Prior Common Stock, be reclassified, combined, con v erted and changed into one (1) fully paid and nonassessable shares of common stock, par value of $0.001 per share (the "New Common Stock"), subject to the treatment of fractional share interests as described below (the "Reverse Stock Split"). The conversion of the Prior Common Stock into New Common Stock will be deemed to occur at the Effective Time. From and after the Eff e cti v e Time, certificates r epresenting the Prior Common Stock shall represent the number of shares of New Common Sto c k into which su c h Prior Common Stock shall have been converted pursuant to this Certificate of Amendment. Holders who otherwise would be entitled to receive fractional share interests of New Common Stock upon the effectiveness of the Reverse Stock Split shall be entitled t o recei v e a whole share of New Common Stock in lieu of any fractional share created as a result of such Reverse Stock Split. THIRD: This Certificate of Amendment shall become effective as of 5:00 p.m. (Eastern Time) on March 31, 2026 (the "Effective Time"). FOURTH: The stockholders of the Corporation have duly approved the foregoing amendment in accordance with t he provisions of the General Corporation Law of the State ofDelaware. IN WITNESS WHEREOF , the Corporation has caused this Certificate of Amendment to be duly approved and adopted , in accordance with the provisions of Section 242 of the General Corporation Law of the S t ate of Delaware, and executed in its corporate name and on its behalf by its duly authorized officer as of the 30th day of March, 2026. AUDDIAINC. By: Name: Title : Isl John Mahoney John Mahoney Chie f Financial Officer S t a t e of De l aware Secretary o f S t a t e Di visio n of Co rp o r a ti o n s De li vere d 03:28 P M 03 / 30 / 2026 FILED 03:28 PM 03 / 3 0 /2 026 SR 2 026 1 474340 - F il eNu m ber 5096256

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