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Form 8-K

sec.gov

8-K — HeartCore Enterprises, Inc.

Accession: 0001493152-26-015297

Filed: 2026-04-06

Period: 2026-04-02

CIK: 0001892322

SIC: 7374 (SERVICES-COMPUTER PROCESSING & DATA PREPARATION)

Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item: Financial Statements and Exhibits

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported) April 2, 2026

HEARTCORE

ENTERPRISES, INC.

(Exact

name of registrant as specified in its charter)

Delaware

001-41272

87-0913420

(State

or other jurisdiction

of incorporation)

(Commission

File

Number)

(IRS

Employer

Identification No.)

14F,

Shibuya Sakura Stage Central Building,

1-2

Sakuragaoka-cho,

Shibuya-ku,

Tokyo, Japan

150-0031

(Address

of principal executive offices)

(Zip

Code)

Registrant’s

telephone number, including area code +81-3-6899-7114

N/A

(Former

name or former address, if changed since last report.)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant

under any of the following provisions (see General Instruction A.2. below):

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock

HTCR

Nasdaq

Capital Market

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

As

previously disclosed, on June 30, 2025, stockholders of HeartCore Enterprises, Inc. (the “Company”) approved an amendment

to the Company’s certificate of incorporation, as amended (the “Certificate of Incorporation”), to effectuate a reverse

stock split of the Company’s outstanding shares of common stock, at a ratio of no less than 1-for-2 and no more than 1-for-30,

with such ratio to be determined at the sole discretion of the Company’s Board of Directors (the “Board”). On March

4, 2026, the Board approved a 1-for-20 reverse stock split of the Company’s issued and outstanding common stock (the “Reverse

Split”). Subsequently, the Company filed a certificate of amendment (the “Certificate of Amendment”) to its Certificate

of Incorporation with the Secretary of State of the State of Delaware to effectuate the Reverse Split. The Certificate of Amendment was

effective for state law purposes at 4:00 p.m. Eastern Time on April 2, 2026 (the “Effective Time”), after the close of trading

on the Nasdaq Capital Market (“Nasdaq”), such that the Company’s common stock began trading on Nasdaq at market open

on April 6, 2026, on a post-Reverse Split basis.

As

of the Effective Time, issued and outstanding shares of the Company’s common stock were automatically reclassified such that each

20 shares of pre-Reverse Split common stock became one share of common stock, with any fractional shares of common stock resulting being

rounded up to the nearest whole share of common stock. The authorized number of shares, and par value per share, of the Company’s

common stock were not affected by the Reverse Split.

The

foregoing description of the Certificate of Amendment does not purport to be complete and is qualified in its entirety by reference to

the full text of the Certificate of Amendment, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated by reference

herein.

Item

9.01. Financial Statements and Exhibits.

(d)

Exhibits.

Exhibit

No.

Description

3.1

Certificate of Amendment to the Certificate of Incorporation, as amended, of the issuer, effective April 2, 2026.

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

Date:

April 6, 2026

HEARTCORE

ENTERPRISES, INC.

By:

/s/

Sumitaka Yamamoto

Sumitaka

Yamamoto

Chief

Executive Officer

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Apr. 02, 2026

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Current Fiscal Year End Date

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Entity File Number

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Entity Registrant Name

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ENTERPRISES, INC.

Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

DE

Entity Address, Address Line One

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Entity Address, Address Line Three

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Entity Address, City or Town

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Entity Address, Country

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