Form 8-K
8-K — Plum Acquisition Corp, IV
Accession: 0001213900-26-073261
Filed: 2026-06-30
Period: 2026-06-29
CIK: 0002030482
SIC: 6770 (BLANK CHECKS)
Item: Other Events
Item: Financial Statements and Exhibits
Documents
8-K — ea0296261-8k_plum4.htm (Primary)
EX-99.1 — PRESS RELEASE, DATED JUNE 29, 2026 (ea029626101ex99-1.htm)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 29, 2026
PLUM
ACQUISITION CORP. IV
(Exact
name of registrant as specified in its charter)
Cayman
Islands
001-42472
98-1795710
(State
or other jurisdiction of
incorporation or organization)
(Commission
File Number)
(I.R.S.
Employer
Identification Number)
2021 Fillmore St. #2089
San Francisco, California
94115
(Address of principal executive offices)
(Zip Code)
Registrant’s
telephone number, including area code: (929) 529-7125
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under
any of the following provisions:
☐
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☒
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Units,
each consisting of one Class A ordinary share, par value $0.0001 per share, and one-half of one redeemable warrant
PLMKU
Nasdaq
Global Market
Class
A ordinary shares, par value $0.0001 per share, included as part of the units
PLMK
Nasdaq
Global Market
Warrants
included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PLMKW
Nasdaq
Global Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2
of the Securities Exchange Act of 1934.
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01. Other Events.
Postponement
of Extraordinary General Meeting
On
June 16, 2026, Plum Acquisition Corp. IV (the “Company”) filed a definitive proxy statement (the “Extension Proxy
Statement”) for an extraordinary general meeting (the “Shareholder Meeting”) of its shareholders originally
scheduled to be held on July 2, 2026, at 9:00 a.m., Eastern Time, to approve, among other things, an amendment to the
Company’s amended and restated memorandum and articles of association to amend the date by which the Company must consummate
an initial business combination (the “Extension Amendment Proposal”) to January 16, 2027 (or up to July 16, 2027, if all
6 additional monthly extensions are exercised), or such earlier date as determined by the Company’s board of directors, in its
sole discretion (the “Amendment”). Defined terms used but not defined herein have the meanings set forth in the
Extension Proxy Statement.
The
Company has decided to postpone the Shareholder Meeting to July 10, 2026, at 9:00 a.m., Eastern Time, to allow additional time for
the Company to engage with shareholders. As a result of the postponement of the Shareholder Meeting, the Company has extended the
deadline for delivery of redemption requests from the Company’s shareholders from 5:00 p.m., Eastern Time, on June 30, 2026,
to 5:00 p.m., Eastern Time, on July 8, 2026.
The
postponed meeting will be held on July 10, 2026, at 9:00 a.m., Eastern Time, at the offices of Greenberg Traurig, P.A., located at 777
S. Flagler Drive, Suite 300 East, West Palm Beach, FL 33401. If you wish to attend the Shareholder Meeting in person, you must reserve
your attendance at least two business days in advance of the Shareholder Meeting by contacting the Company’s Chief Financial Officer
at steven@plumpartners.com by 9:00 a.m., Eastern Time, on July 8, 2026 (two business days prior to the newly scheduled meeting date).
Shareholders
who hold their investments through a bank or broker, will need to contact the Company’s transfer agent to receive a control
number. If you plan to vote at the Shareholder Meeting you will need to have a legal proxy from your bank or broker or if you would
like to join and not vote, the transfer agent will issue you a guest control number with proof of ownership. Either way you must
contact the transfer agent for specific instructions on how to receive the control number. The transfer agent can be contacted at
917-262-2373, or via email at proxy@continentalstock.com. Please allow up to 72 hours prior to the meeting for processing your
control number.
On June 29, 2026, the Company issued a press release announcing the postponement of the Shareholder Meeting, a copy of which is attached
as Exhibit 99.1 to this Current Report on Form 8-K (the “Current Report”).
1
Cautionary
Note Regarding Forward-Looking Statements
This
Current Report contains statements that are forward-looking and as such are not
historical facts. This includes, without limitation, statements regarding the Company’s financial position, business strategy
and the plans and objectives of management for future operations. These statements constitute projections, forecasts and
forward-looking statements, and are not guarantees of performance. They involve known and unknown risks, uncertainties, assumptions
and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any
future results, performance or achievements expressed or implied by these statements. Such statements can be identified by the fact
that they do not relate strictly to historical or current facts. When used in this Current Report, words such as
“anticipate,” “believe,” “continue,” “could,” “estimate,”
“expect,” “intend,” “may,” “might,” “plan,” “possible,”
“potential,” “predict,” “project,” “should,” “strive,”
“would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean
that a statement is not forward-looking. These forward-looking statements involve a number of risks, uncertainties (some of which
are beyond our control) or other assumptions that may cause actual results or performance to be materially different from those
expressed or implied by these forward-looking statements. When the Company discusses its strategies or plans, it is making
projections, forecasts or forward-looking statements. Such statements are based on the beliefs of, as well as assumptions made by
and information currently available to, the Company’s management. Actual results and shareholders’ value will be
affected by a variety of risks and factors, including, without limitation, international, national and local economic conditions,
merger, acquisition and business combination risks, financing risks, geo-political risks, acts of terror or war, and those risk
factors described under the “Risk Factors” section of the Company’s Annual Report on Form 10-K filed with the
Securities and Exchange Commission (the “SEC”) on March 31, 2026, the Company’s Quarterly Report on Form 10-Q
filed with the SEC on May 15, 2026, subsequent Quarterly Reports on Form 10-Q, in the Extension Proxy Statement filed in connection
with the Shareholder Meeting and Amendment on June 16, 2026 and in other reports the Company files with the SEC. Many of the risks
and factors that will determine these results and shareholders’ value are beyond the Company’s ability to control or
predict.
All
such forward-looking statements speak only as of the date of this Current Report. The Company expressly disclaims any obligation or undertaking
to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s
expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. All subsequent
written or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their
entirety by this “Cautionary Note Regarding Forward-Looking Statements” section.
Participants
in the Solicitation
The
Company and its directors and executive officers may be deemed participants under SEC rules in the solicitation of proxies from the Company’s
shareholders in connection with the Extension Amendment Proposal and related matters. Information regarding the Company’s directors
and executive officers is contained in the Extension Proxy Statement and the Company’s filings with the SEC.
Additional
Information and Where to Find It
The
Company urges investors, shareholders and other interested persons to read the Extension Proxy Statement as well as other documents filed
by the Company with the SEC, because these documents will contain important information about the Company and the Extension Amendment
Proposal. Shareholders may obtain copies of the Extension Proxy Statement, without charge, at the SEC’s website at www.sec.gov
or by directing a request to the Company’s proxy solicitor, Advantage Proxy, by calling 877-870-8565 (toll-free), or banks and
brokers can call 206-870-8565, or by emailing ksmith@advantageproxy.com.
No
Offer or Solicitation
This
communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale
of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification
under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the
requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits
Exhibit No.
Description
99.1
Press Release, dated June 29, 2026
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
2
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: June 29, 2026
PLUM ACQUISITION CORP. IV
By:
/s/ Kanishka
Roy
Name:
Kanishka Roy
Title:
Chief Executive Officer
3
EX-99.1 — PRESS RELEASE, DATED JUNE 29, 2026
EX-99.1
Filename: ea029626101ex99-1.htm · Sequence: 2
Exhibit 99.1
Plum Acquisition Corp. IV Announces Postponement
of Extraordinary General Meeting of Shareholders
NEW YORK, NY, June 29, 2026 (GLOBE
NEWSWIRE) -- Plum Acquisition Corp. IV (Nasdaq: PLMK) (the “Company”) today announced that its extraordinary general
meeting of shareholders (the “Shareholder Meeting”), originally scheduled to be held on July 2, 2026, will be postponed
to July 10, 2026, at 9:00 a.m., Eastern Time, to allow additional time for the Company to engage with shareholders. As a result of
the postponement of the Shareholder Meeting, the Company has extended the deadline for delivery of redemption requests from the
Company’s shareholders from 5:00 p.m., Eastern Time, on June 30, 2026, to 5:00 p.m., Eastern Time, on July 8, 2026.
The postponed meeting
will be held on July 10, 2026, at 9:00 a.m., Eastern Time, at the offices of Greenberg Traurig, P.A., located at 777 S. Flagler Drive,
Suite 300 East, West Palm Beach, FL 33401. If you wish to attend the Shareholder Meeting in person, you must reserve your attendance at
least two business days in advance of the Shareholder Meeting by contacting the Company’s Chief Financial Officer at steven@plumpartners.com
by 9:00 a.m., Eastern Time, on July 8, 2026 (two business days prior to the newly scheduled meeting date).
Shareholders who hold
their investments through a bank or broker, will need to contact the Company’s transfer agent to receive a control number. If you
plan to vote at the Shareholder Meeting you will need to have a legal proxy from your bank or broker or if you would like to join and
not vote, the transfer agent will issue you a guest control number with proof of ownership. Either way you must contact the transfer agent
for specific instructions on how to receive the control number. The transfer agent can be contacted at 917-262-2373, or via email at proxy@continentalstock.com.
Please allow up to 72 hours prior to the meeting for processing your control number.
About Plum Acquisition Corp. IV
Plum Acquisition Corp. IV is a publicly traded
special purpose acquisition company led by an experienced team with a track record of sourcing and executing complex public-market transactions,
Plum IV aims to identify companies positioned to deliver long-term value through technological advancements, disruptive business models,
and secular long-term trends.
Cautionary Note Regarding
Forward-Looking Statements
This press release contains
statements that are forward-looking and as such are not historical facts. This includes, without limitation, statements regarding the
Company’s financial position, business strategy and the plans and objectives of management for future operations. These statements
constitute projections, forecasts and forward-looking statements, and are not guarantees of performance. They involve known and unknown
risks, uncertainties, assumptions and other factors that may cause the actual results, performance or achievements of the Company to be
materially different from any future results, performance or achievements expressed or implied by these statements. Such statements can
be identified by the fact that they do not relate strictly to historical or current facts. When used in this press release, words such
as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,”
“intend,” “may,” “might,” “plan,” “possible,” “potential,” “predict,”
“project,” “should,” “strive,” “would” and similar expressions may identify forward-looking
statements, but the absence of these words does not mean that a statement is not forward-looking. These forward-looking statements involve
a number of risks, uncertainties (some of which are beyond our control) or other assumptions that may cause actual results or performance
to be materially different from those expressed or implied by these forward-looking statements. When the Company discusses its strategies
or plans, it is making projections, forecasts or forward-looking statements. Such statements are based on the beliefs of, as well as assumptions
made by and information currently available to, the Company’s management. Actual results and shareholders’ value will be affected
by a variety of risks and factors, including, without limitation, international, national and local economic conditions, merger, acquisition
and business combination risks, financing risks, geo-political risks, acts of terror or war, and those risk factors described under the
“Risk Factors” section of the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission
(the “SEC”) on March 31, 2026, the Company’s Quarterly Report on Form 10-Q filed with the SEC on May 15, 2026, subsequent
Quarterly Reports on Form 10-Q, in the definitive proxy statement filed in connection with the Shareholder Meeting and Amendment on June
16, 2026 (the “Extension Proxy Statement”) and in other reports the Company files with the SEC. Many of the risks and factors
that will determine these results and shareholders’ value are beyond the Company’s ability to control or predict.
All such forward-looking
statements speak only as of the date of this press release. The Company expressly disclaims any obligation or undertaking to release publicly
any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations
with regard thereto or any change in events, conditions or circumstances on which any such statement is based. All subsequent written
or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their entirety
by this “Cautionary Note Regarding Forward-Looking Statements” section.
Participants in the
Solicitation
The Company and its directors
and executive officers may be deemed participants under SEC rules in the solicitation of proxies from the Company’s shareholders
in connection with the proposals included in the Extension Proxy Statement and related matters. Information regarding the Company’s
directors and executive officers is contained in the Extension Proxy Statement and the Company’s filings with the SEC.
Additional Information
and Where to Find It
The Company urges investors, shareholders and
other interested persons to read the Extension Proxy Statement as well as other documents filed by the Company with the SEC, because these
documents will contain important information about the Company and the proposals included in the Extension Proxy Statement. Shareholders
may obtain copies of the Extension Proxy Statement, without charge, at the SEC’s website at www.sec.gov or by directing a request
to the Company’s proxy solicitor, Advantage Proxy, by calling 877-870-8565 (toll-free), or banks and brokers can call 206-870-8565,
or by emailing ksmith@advantageproxy.com.
No Offer or Solicitation
This communication shall
not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any
jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws
of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10
of the Securities Act of 1933, as amended, or an exemption therefrom.
Contact
Kanishka Roy
Plum Acquisition Corp. IV
Email: plumir@icrinc.com
Website: https://plumpartners.com
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Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as written communications pursuant to Rule 425 under the Securities Act.
+ References
Reference 1: http://www.xbrl.org/2003/role/presentationRef
-Publisher SEC
-Name Securities Act
-Number 230
-Section 425
+ Details
Name:
dei_WrittenCommunications
Namespace Prefix:
dei_
Data Type:
xbrli:booleanItemType
Balance Type:
na
Period Type:
duration
X
- Details
Name:
us-gaap_StatementClassOfStockAxis=PLMK_UnitsEachConsistingOfOneClassOrdinaryShareParValue0.0001PerShareAndOnehalfOfOneRedeemableWarrantMember
Namespace Prefix:
Data Type:
na
Balance Type:
Period Type:
X
- Details
Name:
us-gaap_StatementClassOfStockAxis=PLMK_ClassOrdinarySharesParValue0.0001PerShareIncludedAsPartOfUnitsMember
Namespace Prefix:
Data Type:
na
Balance Type:
Period Type:
X
- Details
Name:
us-gaap_StatementClassOfStockAxis=PLMK_WarrantsIncludedAsPartOfUnitsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50Member
Namespace Prefix:
Data Type:
na
Balance Type:
Period Type: