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Form 8-K

sec.gov

8-K — Caris Life Sciences, Inc.

Accession: 0002019410-26-000053

Filed: 2026-08-05

Period: 2026-08-05

CIK: 0002019410

SIC: 8071 (SERVICES-MEDICAL LABORATORIES)

Item: Results of Operations and Financial Condition

Item: Financial Statements and Exhibits

Documents

8-K — cai-20260805.htm (Primary)

EX-99.1 (cai_ex99-1.htm)

XML — IDEA: XBRL DOCUMENT (R1.htm)

8-K

8-K (Primary)

Filename: cai-20260805.htm · Sequence: 1

cai-20260805

0002019410FALSENYSETX00020194102026-08-052026-08-050002019410exch:XNAS2026-08-052026-08-050002019410exch:XCHI2026-08-052026-08-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________________

FORM 8-K

_______________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 5, 2026

CARIS LIFE SCIENCES, INC.

(Exact name of registrant as specified in its charter)

Texas 001-42706 85-2077369

(State or other jurisdiction of

incorporation) (Commission

File Number) (IRS Employer

Identification No.)

750 W. John Carpenter Freeway Suite 800

Irving, TX

75039

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (866) 771-8946

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered

Common Stock, $0.001 par value CAI The Nasdaq Stock Market LLC

Common Stock, $0.001 par value CAI New York Stock Exchange Texas

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02    Results of Operations and Financial Condition.

On August 5, 2026, Caris Life Sciences, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2026. A copy of the Company’s press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein solely for purposes of this Item 2.02 disclosure.

The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth in such filing.

Item 9.01    Financial Statements and Exhibits.

(d) Exhibits

Exhibit No. Description

99.1

Press Release issued August 5, 2026.

104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 5, 2026

CARIS LIFE SCIENCES, INC.

By: /s/ Luke Power

Name: Luke Power

Title: Senior Vice President, Chief Financial Officer and Chief Accounting Officer

EX-99.1

EX-99.1

Filename: cai_ex99-1.htm · Sequence: 2

Document

Exhibit 99.1

Caris Life Sciences Reports Second Quarter 2026 Financial Results and Increases 2026 Revenue Guidance

Revenue growth of 45% driven by strong performance in molecular profiling services, including approximately 59,200 clinical cases, consisting of over 114,000 whole exome/whole transcriptome tests with over 345,000 total oncology tests

Raises 2026 revenue guidance to $1.03 to $1.04 billion, representing growth of 27% to 28%

IRVING, Texas, August 05, 2026— Caris Life Sciences, Inc. (Nasdaq: CAI), a leading TechBio company actively developing and commercializing solutions to transform healthcare, today reported financial results for the quarter ended June 30, 2026.

Second Quarter 2026 Financial Highlights

•Reported total revenue of $263.7 million, an increase of 45% over the corresponding prior year period.

•Completed approximately 59,200 clinical cases, an increase of approximately 18% over the corresponding prior year period, including approximately 48,300 MI Profile cases and approximately 10,700 Caris Assure cases.

•Reported gross margin of 68%, an approximate 500 bps improvement over the corresponding prior year period.

•Reported net loss of $0.6 million.

•Reported positive Adjusted EBITDA of $55.7 million.

•Reported positive net cash provided by operating activities of $28.5 million, and positive free cash flow of $6.4 million.

“This was a record quarter, with approximately 59,200 clinical cases, up more than 12% sequentially, reflecting sustained demand and the payoff from investments in our commercial engine,” said David Dean Halbert, Founder, Chairman and CEO of Caris Life Sciences. “Our comprehensive approach gives every case real molecular depth, across more than 1.13 million patients with AI trained on it, that depth is what powers Caris Detect. And Detect doesn't stop at finding cancer early, through what we call the Mutational Cleanse, we plan to turn an early signal into personalized immune targets, moving from early detection to early interception. It all comes back to one thing: making precision medicine a reality for every patient.”

Recent Operating Highlights

•Launched Caris Detect, a groundbreaking multi-cancer early detection blood test designed to uncover cancer signals at earlier, more treatable stages.

•Launched and received MolDX approval for Caris ChromoSeq, Caris' comprehensive whole genome tumor profiling assay for myeloid malignancies.

•Launched Caris MI Clarity next-generation prognostic tool that leverages multimodal AI technology and computational pathology to deliver rapid, clinically actionable results for HR+/HER2−, postmenopausal, node-negative early-stage breast cancer patients.

•Announced a share repurchase program of up to $100 million, of which approximately $82.1 million remains available for repurchase under the existing Board authorization.

•Published a study on the Caris Lookback Program demonstrating the ongoing clinical value of comprehensive testing with Caris MI Cancer Seek.

•Published a study showing that whole exome measurement of tumor mutational burden (TMB) results in increased overall survival compared to estimates derived from targeted gene panels.

•Launched the Behind the Diagnosis campaign, spotlighting patient lives transformed by Caris' comprehensive genomic testing.

•Announced a dual listing on NYSE Texas.

•Surpassed 1,130,000 total profiles and 845,000 total matched profiles through June 30, 2026. More than 783,000 whole transcriptome and 733,000 whole exome profiles through June 30, 2026.

Second Quarter 2026 Financial Results

Total revenue was $263.7 million for the three months ended June 30, 2026, compared to $181.4 million for the three months ended June 30, 2025, an increase of $82.3 million, or 45%.

The increase in total revenue was driven primarily by a 55% growth in molecular profiling services revenue, which was $252.3 million for the three months ended June 30, 2026, compared to $162.9 million for the three months ended June 30, 2025. The increase in molecular profiling services revenue was primarily driven by an increase in total clinical case volume and ASP improvements.

Gross profit, calculated as total revenue less cost of services, for the three months ended June 30, 2026 and 2025, was $179.6 million and $113.7 million, respectively, representing a gross margin of 68% and 63%, respectively.

Operating expenses were $152.7 million for the three months ended June 30, 2026, compared to $131.7 million for the three months ended June 30, 2025, an increase of $21.0 million, or 16%. The increase was primarily driven by headcount-related costs.

Net loss was $0.6 million for the three months ended June 30, 2026, as compared to a net loss of $71.8 million for the three months ended June 30, 2025. Net loss per share attributable to common shareholders, basic and diluted, was $0.00 for the three months ended June 30, 2026, as compared to a net loss per share attributable to common shareholders, basic and diluted, of $7.97 for the three months ended June 30, 2025.

Net cash provided by operating activities was $28.5 million for the three months ended June 30, 2026, as compared to net cash provided by operating activities of $7.3 million for the three months ended June 30, 2025, a 291% improvement. The improvement was driven by improved total clinical case volume and ASP improvements.

2026 Financial Outlook and Guidance

Caris Life Sciences now expects full year 2026 revenue to be in the range of $1.03 billion to $1.04 billion, representing growth of 27% to 28% compared to full year 2025 and reaffirms its guidance to clinical therapy selection volume growth of approximately 20% compared to full year 2025.

Conference Call Information

Event: Caris Second Quarter 2026 Financial Results Conference Call

Date: Wednesday, August 5, 2026

Time: 3:30 p.m. CT (4:30 p.m. ET)

Webcast Link:

https://edge.media-server.com/mmc/p/ff8xb4qs

Accompanying materials will be posted on our investor relations website at https://investor.carislifesciences.com prior to the conference call. A replay of the conference call will be available on our investor relations website shortly after the conclusion of the call.

About Caris Life Sciences

Caris Life Sciences® (Caris) is a leading TechBio company actively developing and commercializing innovative solutions to transform healthcare. Through comprehensive molecular profiling (Whole Genome, Whole Exome and Whole Transcriptome Sequencing), advanced AI and machine learning, Caris has created the large-scale, multimodal clinico-genomic database and computing capability needed to analyze and further unravel the molecular complexity of disease. This convergence of next-generation sequencing, AI and machine learning technologies and high-performance computing provides a differentiated platform for developing the latest generation of advanced precision medicine diagnostic solutions for early detection, diagnosis, monitoring, therapy selection and drug development.

Caris was founded with a vision to realize the potential of precision medicine to improve the human condition. Headquartered in Irving, Texas, Caris has offices in Phoenix, New York, Cambridge (MA), Tokyo, Japan and Basel, Switzerland. Caris or its distributor partners provide services in the U.S. and other international markets.

We intend to use the investor page of our website, https://investor.carislifesciences.com, as a distribution channel of material information about the Company and for complying with our disclosure obligations under Regulation FD. The information we post on our investor webpage may be deemed material. Accordingly, investors should subscribe to our investor alerts, in addition to following our press releases, SEC filings, public conference calls and webcasts.

Forward-Looking Statements

This press release contains forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995 and other federal securities laws. All statements other than statements of historical facts contained in this press release are forward-looking statements, including statements regarding our business, solutions, plans, objectives, goals, industry trends, financial outlook and guidance. In some cases forward-looking statements can be identified by words such as “may,” “will,” “should,” “would,” “expect,” “plan,” “anticipate,” “could,” “intend,” “target,” “project,” “potential,” “contemplate,” “believe,” “estimate,” “predict,” or “continue” or similar expressions.

You should not rely upon forward-looking statements as predictions of future events. Although we believe that the expectations reflected in these forward-looking statements are reasonable based on information currently available to us, we cannot guarantee that the future results, discoveries, levels of activity, performance or events and circumstances reflected in forward-looking statements will be achieved or occur. Forward-looking statements involve known and unknown risks and uncertainties, some of which are beyond our control. Risks and uncertainties that could cause our actual results to differ materially from those indicated or implied by the forward-looking statements in this press release include, among other things: continued development, performance and commercialization of Caris Detect; developments in the precision medicine industry; our future financial performance, results of operations or other operational results or metrics; development, analytical and clinical validation, timing and performance of future solutions by us and our competitors; commercial market acceptance for our solutions, including acceptance of preventive as well as diagnostic testing paradigms, and our ability to meet resulting demand; the rapidly evolving competitive environment in which we operate; third-party payer reimbursement and coverage decisions related to our solutions; the impact on our future volumes of the continued execution of our strategy to re-align

and expand our sales organization; risks related to data management, storage, and processing capabilities and our ability to integrate and deploy artificial intelligence and advanced data analytics technologies; our ability to protect and enhance our intellectual property; regulatory requirements, decisions or approvals (including the timing and conditions thereof) related to our solutions; reliance on third-party suppliers; risks related to data security, patient privacy, and compliance with healthcare data protection regulations as well as potential cybersecurity threats to our data platforms; our compliance with laws and regulations; the outcome of government investigations and litigation; risks related to our indebtedness; and our ability to hire and retain key personnel as well as risks, uncertainties, and other factors described in the section titled “Risk Factors” and elsewhere in our Annual Report on Form 10-K filed on March 3, 2026, and in our other filings we make with the SEC from time to time. We undertake no obligation to update any forward-looking statements to reflect changes in events, circumstances or our beliefs after the date of this press release, except as required by law.

Non-GAAP Measures

We use Adjusted EBITDA and free cash flow, financial measures not calculated in accordance with generally accepted accounting principles in the United States (“GAAP”), to supplement our condensed consolidated financial statements, which are presented in accordance with GAAP. We believe the non-GAAP financial measures we use, are useful in evaluating our performance and liquidity. Our non-GAAP financial measures have limitations as analytical tools, however, and you should not consider them in isolation or as substitutes for analysis of our results as reported under GAAP. Other companies, including other companies in our industry, may not use these measures or may calculate these measures differently than as presented herein, limiting their usefulness as comparative measures.

We define Adjusted EBITDA as net loss, adjusted to exclude interest income, interest expense, changes in fair value of financial instruments, other expense, net, the provision for (benefit from) income taxes, depreciation and amortization, and stock-based compensation expense. We use Adjusted EBITDA in conjunction with GAAP measures as part of our overall assessment of our performance, including the preparation of our annual operating budget and quarterly forecasts, to evaluate the effectiveness of our business strategies, and to communicate with our board of directors concerning our financial performance. We believe Adjusted EBITDA provides useful information to investors and others in understanding and evaluating our operating results in the same manner as our management team and board of directors. Adjusted EBITDA provides a useful measure for period-to-period comparisons of our business, as it removes the effect of certain non-cash expenses and certain variable charges.

We define free cash flow as net cash provided by (used in) operating activities less capitalized software and purchases of property and equipment. Our method of calculating free cash flow is unchanged from prior periods; the caption has been updated to identify capitalized software as a component of our investing capital expenditures. We believe free cash flow is a useful measure of liquidity that provides an additional basis for assessing our ability to generate cash.

A reconciliation of the non-GAAP financial measures used in this press release to the respective comparable GAAP financial measures, can be found below.

Caris Life Sciences Media:

Corporate Communications

CorpComm@CarisLS.com

214.294.5606

Investor Relations:

IR@CarisLS.com

917.689.3511

CARIS LIFE SCIENCES, INC

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS (UNAUDITED)

(amounts in thousands, except share and per share data) Three Months Ended June 30, Six Months Ended June 30,

2026 2025 2026 2025

Revenue:

Molecular profiling services $ 252,254  $ 162,924  $ 463,053  $ 277,006

Pharma research and development services 11,458  18,474  16,833  25,308

Total revenue 263,712  181,398  479,886  302,314

Costs and operating expenses:

Cost of Services - Molecular profiling services 81,328  65,321  154,211  126,215

Cost of Services - Pharma research and development services 2,788  2,392  4,730  5,350

Selling and marketing expense 53,764  42,260  98,808  82,089

General and administrative expense 66,548  64,367  126,257  116,486

Research and development expense 32,358  25,047  63,672  48,114

Total costs and operating expenses 236,786  199,387  447,678  378,254

Income (Loss) from operations 26,926  (17,989) 32,208  (75,940)

Other expense, net:

Interest income 6,819  1,618  13,653  2,121

Interest expense (9,228) (19,208) (22,037) (31,990)

Changes in fair value of financial instruments —  (17,870) —  (50,203)

Other expense, net (25,131) (18,341) (25,082) (18,358)

Total other expense, net (27,540) (53,801) (33,466) (98,430)

Loss before income taxes and income tax benefit (614) (71,790) (1,258) (174,370)

Income tax benefit (expense) (23) —  111  —

Net loss (637) (71,790) (1,147) (174,370)

Other comprehensive loss, net of tax:

Unrealized loss on available-for-sale securities (255) —  (255) —

Foreign currency translation adjustments (109) 424  (152) 459

Comprehensive loss (1,001) (71,366) (1,554) (173,911)

Net loss attributable to common shareholders:

Net loss (637) (71,790) (1,147) (174,370)

Deemed dividend from Series D redeemable convertible preferred stock —  (384,436) —  (384,436)

Adjustments of redeemable convertible preferred stock to redemption value —  (60,971) —  (85,433)

Net loss attributable to common shareholders $ (637) $ (517,197) $ (1,147) $ (644,239)

Net loss per share attributable to common shareholders, basic and diluted $ (0.00) $ (7.97) $ (0.00) $ (12.80)

Weighted-average shares used in computing net loss per share attributable to common shareholders, basic and diluted 282,888,610 64,918,988 282,726,214 50,348,947

CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)

(amounts in thousands, except share data) As of June 30, As of December 31,

2026 2025

Assets

Current assets:

Cash, cash equivalents, and restricted cash $ 690,915  $ 797,799

Short-term marketable securities 102,200  2,295

Accounts receivable 116,888  112,140

Supplies 123,791  63,625

Prepaid expenses and other current assets 24,034  21,941

Total current assets 1,057,828  997,800

Property and equipment, net 95,716  63,170

Goodwill 19,344  19,344

Other assets 56,732  45,349

Total assets $ 1,229,620  $ 1,125,663

Liabilities and Shareholders' Equity

Current liabilities:

Accounts payable $ 85,986  $ 39,206

Accrued expenses and other current liabilities 105,273  87,770

Current portion of indebtedness 178  169

Total current liabilities 191,437  127,145

Long-term indebtedness, net of debt discounts 392,973  378,823

Other long-term liabilities 53,476  42,388

Total liabilities 637,886  548,356

Commitments and contingencies

Shareholders' equity:

Preferred stock, $0.001 par value per share; 100,000,000 shares authorized as of June 30, 2026 and December 31, 2025; no shares issued and outstanding as of June 30, 2026 and December 31, 2025

—  —

Common stock, $0.001 par value per share; 2,800,000,000 shares authorized as of June 30, 2026 and December 31, 2025; 282,582,915 and 284,137,810 shares issued as of June 30, 2026 and December 31, 2025, respectively; 282,582,915 and 282,526,097 shares outstanding as of June 30, 2026 and December 31, 2025, respectively; shares issued and outstanding include 23,446 unvested shares subject to repurchase as of June 30, 2026 and December 31, 2025

283  283

Treasury stock at cost, 0 and 1,611,713 shares of common stock as of June 30, 2026 and December 31, 2025, respectively

—  (16,896)

Additional paid-in capital 3,140,805  3,141,720

Accumulated deficit (2,549,883) (2,548,736)

Accumulated other comprehensive income 529  936

Total shareholders' equity 591,734  577,307

Total liabilities and shareholders' equity $ 1,229,620  $ 1,125,663

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (UNAUDITED)

(amounts in thousands) Six Months Ended June 30,

2026 2025

Cash flows from operating activities

Net loss $ (1,147) $ (174,370)

Adjustments to reconcile net loss to net cash used in operating activities:

Depreciation and amortization 11,603  13,454

Stock-based compensation expense 38,091  42,984

Non-cash operating lease expense 2,762  2,936

Amortization of debt discounts 2,923  9,700

Changes in fair value of financial instruments —  50,203

Loss on debt extinguishment 25,232  17,930

Other (27) 1,231

Changes in operating assets and liabilities:

Accounts receivable (4,749) 37,040

Supplies (61,637) (2,621)

Prepaid expenses and other current assets (659) (2,265)

Other assets (771) 334

Accounts payable 39,632  (1,925)

Accrued expenses and other liabilities 10,100  (18,681)

Net cash provided by (used in) operating activities 61,353  (24,050)

Cash flows from investing activities

Sale of marketable securities 1,874  —

Purchases of marketable securities (101,991) —

Capitalized software and purchases of property and equipment (32,417) (4,075)

Net cash used in investing activities (132,534) (4,075)

Cash flows from financing activities

Payments made on finance lease obligations (82) (44)

Proceeds from exercise of stock options 1,661  2,624

Payment of taxes withheld from net settlement of exercised options and vested RSUs (5,320) (1,658)

Payment of deferred offering costs —  (2,045)

Repurchase of common stock (21,361) (22)

Repayment of the 2023 term loan (406,307) —

Proceeds from the 2026 term loan, net of issuance costs 393,500  —

Payment of third-party debt issuance costs (1,107) —

Proceeds from share purchases under employee stock purchase plan 2,937  —

Issuance of Series E Preferred Stock, net of issuance costs —  87,637

Issuance of Series F Preferred Stock, net of issuance costs —  33,601

Issuance of the 2025 Convertible Notes, net of issuance costs —  27,865

Issuance of the 2025 Warrants —  10,270

Payments of the 2023 term loan amendment fee —  (4,000)

Proceeds from initial public offering, net of underwriting discounts and commissions —  528,459

Net cash provided by (used in) financing activities (36,079) 682,687

Effect of exchange rate changes on cash, cash equivalents, and restricted cash (37) 97

Net increase (decrease) in cash, cash equivalents, and restricted cash (107,297) 654,659

Cash, cash equivalents, and restricted cash at beginning of period 800,042  68,028

Cash, cash equivalents, and restricted cash at end of period $ 692,745  $ 722,687

Reconciliation of cash, cash equivalents, and restricted cash

Cash, cash equivalents, and restricted cash $ 690,915  $ 720,444

Restricted cash included in other long-term assets 1,830  2,243

Total cash, cash equivalents, and restricted cash $ 692,745  $ 722,687

RECONCILIATION OF GAAP NET LOSS TO ADJUSTED EBITDA (UNAUDITED)

(amounts in thousands) Three Months Ended June 30, Six Months Ended June 30,

2026 2025 2026 2025

Net loss $ (637) $ (71,790) $ (1,147) $ (174,370)

Interest income (6,819) (1,618) (13,653) (2,121)

Interest expense 9,228  19,208  22,037  31,990

Changes in fair value of financial instruments —  17,870  —  50,203

Other expense, net 25,131  18,341  25,082  18,358

Income tax expense (benefit) 23  —  (111) —

Depreciation and amortization expense 6,538  6,409  11,603  13,454

Stock-based compensation expense 22,219  28,293  38,091  42,984

Adjusted EBITDA $ 55,683  $ 16,713  $ 81,902  $ (19,502)

RECONCILIATION OF NET CASH PROVIDED BY (USED IN) OPERATING ACTIVITIES TO FREE CASH FLOW (UNAUDITED)

(amounts in thousands)

Three Months Ended June 30, Six Months Ended June 30,

2026 2025 2026 2025

Net cash provided by (used in) operating activities $ 28,477  $ 7,288  $ 61,353  $ (24,050)

Less: capitalized software and purchases of property and equipment (22,075) (1,386) (32,417) (4,075)

Free cash flow $ 6,402  $ 5,902  $ 28,936  $ (28,125)

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Name of the state or province.

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A unique 10-digit SEC-issued value to identify entities that have filed disclosures with the SEC. It is commonly abbreviated as CIK.

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Indicate if registrant meets the emerging growth company criteria.

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Indicate if an emerging growth company has elected not to use the extended transition period for complying with any new or revised financial accounting standards.

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Commission file number. The field allows up to 17 characters. The prefix may contain 1-3 digits, the sequence number may contain 1-8 digits, the optional suffix may contain 1-4 characters, and the fields are separated with a hyphen.

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Two-character EDGAR code representing the state or country of incorporation.

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The exact name of the entity filing the report as specified in its charter, which is required by forms filed with the SEC.

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The Tax Identification Number (TIN), also known as an Employer Identification Number (EIN), is a unique 9-digit value assigned by the IRS.

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Local phone number for entity.

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Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

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Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.

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Title of a 12(b) registered security.

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Name of the Exchange on which a security is registered.

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Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as soliciting material pursuant to Rule 14a-12 under the Exchange Act.

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Trading symbol of an instrument as listed on an exchange.

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Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as written communications pursuant to Rule 425 under the Securities Act.

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