Form 8-K
8-K — Bank of New York Mellon Corp
Accession: 0001193125-26-279476
Filed: 2026-06-23
Period: 2026-06-23
CIK: 0001390777
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item: Financial Statements and Exhibits
Documents
8-K — d227844d8k.htm (Primary)
EX-3.1 (d227844dex31.htm)
XML — IDEA: XBRL DOCUMENT (R1.htm)
8-K
8-K (Primary)
Filename: d227844d8k.htm · Sequence: 1
8-K
Bank of New York Mellon Corp 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York false 0001390777 --12-31 0001390777 2026-06-23 2026-06-23 0001390777 us-gaap:CommonStockMember 2026-06-23 2026-06-23 0001390777 bk:M6.244FixedToFloatingRateNormalPreferredCapitalSecuritiesOfMellonCapitalIvFullyAndUnconditionallyGuaranteedByTheBankOfNewYorkMellonCorporationMember 2026-06-23 2026-06-23 0001390777 bk:DepositarySharesEachRepresentingA14000thInterestInAShareOfSeriesKNoncumulativePerpetualPreferredStockMember 2026-06-23 2026-06-23
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 23, 2026
THE BANK OF NEW YORK MELLON CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
001-35651
13-2614959
(State or other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
240 Greenwich Street
New York, New York
10286
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (212) 495-1784
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, $0.01 par value
BNY
New York Stock Exchange
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation)
BNY/P
New York Stock Exchange
Depositary Shares, each representing a 1/4,000th interest in a share of Series K Noncumulative Perpetual Preferred Stock
BNY PRK
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.03.
AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR.
On June 23, 2026, The Bank of New York Mellon Corporation (the “Registrant”) filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which, effective upon filing, eliminated from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its Series H Noncumulative Perpetual Preferred Stock (the “Series H Preferred Stock”). All outstanding shares of the Series H Preferred Stock were redeemed on June 20, 2026. A copy of the Certificate of Elimination relating to the Series H Preferred Stock is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS.
(d) EXHIBITS
Exhibit
Number
Description
3.1
Certificate of Elimination of the Registrant with respect to the Series H Preferred Stock, dated June 23, 2026.
104
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Bank of New York Mellon Corporation
(Registrant)
Date: June 23, 2026
By:
/s/ Jean Weng
Name:
Jean Weng
Title:
Secretary
EX-3.1
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EX-3.1
Exhibit 3.1
CERTIFICATE OF ELIMINATION
OF
SERIES H
NONCUMULATIVE PERPETUAL PREFERRED STOCK
$0.01 PAR VALUE
OF
THE BANK OF NEW YORK
MELLON CORPORATION
THE BANK OF NEW YORK MELLON CORPORATION, a corporation organized and existing under the General Corporation Law of
the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151(g) thereof, does hereby certify that the following resolutions included in the resolutions adopted by the Board of Directors of the
Corporation (the “Board”) on February 9, 2026, with respect to its Series H Noncumulative Perpetual Preferred Stock (the “Series H Preferred Stock”) and the Certificate of
Designations with respect to the Series H Preferred Stock as filed with the Secretary of State of the State of Delaware on November 2, 2020, were duly adopted upon the completion of the redemption of all outstanding shares of the
Series H Preferred Stock:
RESOLVED, that pursuant to Section 151 of the General Corporation Law of the State of Delaware
and in accordance with the resolutions of the Board, adopted at a meeting duly called and held on February 20, 2020, the provisions of the Restated Certificate of Incorporation and the Amended and Restated
By-Laws of the Corporation and applicable law, a Pricing Committee of the Board, at a meeting duly called and held on October 6, 2020, authorized the creation and issuance of 5,825 shares of Series H
Noncumulative Perpetual Preferred Stock, par value $0.01 per share (the “Series H Preferred Stock”), of the Corporation, and established the designation, voting rights, preferences, redemption rights, qualifications, privileges,
limitations, restrictions and special or relative rights thereof, and authorized the filing of the Certificate of Designations with respect to the Series H Preferred Stock (the “Series H Certificate of
Designations”) with the Secretary of State of the State of Delaware; and it is further
RESOLVED, as of the date hereof,
no shares of the Series H Preferred Stock are outstanding and no shares of the Series H Preferred Stock will be issued subject to the Series H Certificate of Designations; and it is further
RESOLVED, that when a certificate setting forth this resolution becomes effective, it shall have the effect of eliminating from the
Restated Certificate of Incorporation all matters set forth in the Series H Certificate of Designations with respect to the Series H Preferred Stock; and it is further
RESOLVED, that any officer of the Corporation with the title of Chief Executive Officer, Chief Financial Officer, Vice Chair, General
Counsel, Secretary, Controller, Treasurer or Assistant Secretary is hereby authorized, in the name and on behalf of the Corporation, to prepare, execute and file with the Secretary of State of the State of Delaware a Certificate of Elimination
relating to Series H Preferred Stock.
[Remainder of Page Intentionally Left Blank]
IN WITNESS WHEREOF, the undersigned Corporation has caused this Certificate to be signed by
a duly authorized officer this 23rd day of June, 2026.
THE BANK OF NEW YORK MELLON CORPORATION
By:
/s/ Tiffany Eng
Name: Tiffany Eng
Title: Managing Director and Treasurer
[Signature Page to
Certificate of Elimination]
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Jun. 23, 2026
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Current Fiscal Year End Date
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Entity Incorporation State Country Code
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Entity File Number
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Entity Tax Identification Number
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Entity Address, Address Line One
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Entity Address, City or Town
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Entity Address, State or Province
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Entity Address, Postal Zip Code
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Document And Entity Information [Line Items]
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Trading Symbol
BNY
Security Exchange Name
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M 6.244 Fixed To Floating Rate Normal Preferred Capital Securities Of Mellon Capital Iv Fully And Unconditionally Guaranteed By The Bank Of New York Mellon Corporation [Member]
Document And Entity Information [Line Items]
Security 12b Title
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York
Trading Symbol
BNY/P
Security Exchange Name
NYSE
Depositary Shares Each Representing A 14000th Interest In A Share Of Series K Noncumulative Perpetual Preferred Stock [Member]
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