Form 8-K
8-K — NOVAVAX INC
Accession: 0001104659-26-076648
Filed: 2026-06-23
Period: 2026-06-18
CIK: 0001000694
SIC: 2836 (BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES))
Item: Submission of Matters to a Vote of Security Holders
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 18, 2026
NOVAVAX, INC.
(Exact name of registrant as specified
in charter)
Delaware
0-26770
22-2816046
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
21 Firstfield Road
Gaithersburg, Maryland 20878
(Address of Principal Executive Offices,
including Zip Code)
(240) 268-2000
(Registrant’s telephone number,
including area code)
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, Par Value $0.01 per share
NVAX
The Nasdaq Global Select Market
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 18, 2026, Novavax, Inc. (the “Company”)
held its Annual Meeting, at which stockholders as of April 23, 2026 (the “Record Date”) were entitled to vote. As of the Record
Date, there were 164,427,429 shares of the Company’s common stock, par value $0.01 (“Common Stock”) outstanding and
entitled to vote at the Annual Meeting, of which 99,118,766 shares were present in person virtually or represented by proxy, constituting
a quorum on all matters voted upon. The final voting results for the proposals considered and voted upon at the Annual Meeting, each of
which were described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission
on April 27, 2026, are as follows:
Proposal 1: Stockholders elected the following
Class I nominees for director, each to serve a three-year term expiring at the 2029 Annual Meeting of Stockholders:
Name
For
Against
Abstain
Broker Non-Votes
John C. Jacobs
43,479,777
27,127,783
768,456
27,742,750
Gregg H. Alton, J.D.
41,352,504
29,160,512
863,000
27,742,750
Richard J. Rodgers
42,600,088
27,885,191
890,737
27,742,750
Proposal 2: Stockholders approved, on an
advisory basis, the compensation of the Company’s named executive officers:
For
Against
Abstain
Broker Non-Votes
35,779,461
34,858,658
737,897
27,742,750
Proposal 3: Stockholders approved the amendment
and restatement of the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan:
For
Against
Abstain
Broker Non-Votes
38,225,768
32,606,575
543,673
27,742,750
Proposal 4: Stockholders approved the amendment
and restatement of the Novavax, Inc. 2013 Employee Stock Purchase Plan:
For
Against
Abstain
Broker Non-Votes
35,988,154
33,864,973
1,522,889
27,742,750
Proposal 5: Stockholders ratified the appointment
of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31,
2026:
For
Against
Abstain
Broker Non-Votes
72,876,827
23,562,092
2,679,847
-
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
NOVAVAX, INC.
Date: June 23, 2026
/s/ Mark J. Casey
Name:
Mark J. Casey
Title:
Executive Vice President, Chief Legal Officer and Corporate Secretary
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Entity Central Index Key
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Entity Tax Identification Number
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Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
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Entity Address, City or Town
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City Area Code
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