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Form 8-K

sec.gov

8-K — HeartCore Enterprises, Inc.

Accession: 0001493152-26-018452

Filed: 2026-04-22

Period: 2026-04-22

CIK: 0001892322

SIC: 7374 (SERVICES-COMPUTER PROCESSING & DATA PREPARATION)

Item: Regulation FD Disclosure

Item: Other Events

Item: Financial Statements and Exhibits

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported) April 22, 2026

HEARTCORE

ENTERPRISES, INC.

(Exact

name of registrant as specified in its charter)

Delaware

001-41272

87-0913420

(State

or other jurisdiction

of incorporation)

(Commission

File

Number)

(IRS

Employer

Identification No.)

14F,

Shibuya Sakura Stage Central Building,

1-2

Sakuragaoka-cho,

Shibuya-ku,

Tokyo, Japan

150-0031

(Address

of principal executive offices)

(Zip

Code)

Registrant’s

telephone number, including area code +81-3-6899-7114

N/A

(Former

name or former address, if changed since last report.)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant

under any of the following provisions (see General Instruction A.2. below):

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock

HTCR

Nasdaq

Capital Market

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01. Regulation FD Disclosures.

On April 22, 2026, HeartCore Enterprises, Inc.

(the “Company”) issued a press release announcing that on April 20, 2026, the Company received written notice from the Listing

Qualifications Department (the “Nasdaq Staff”) of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company

has regained compliance with the $1.00 minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum

Bid Price Requirement”) for continued listing on the Nasdaq Capital Market. Accordingly, the Company’s common stock will

continue to be listed and traded on the Nasdaq Capital Market. A copy of the press release is attached as Exhibit 99.1 to this Current

Report on Form 8-K.

The information included in this Item 7.01, including

Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended

(the “Exchange Act”), or otherwise subject to the liability of that Section, nor shall such information be deemed incorporated

by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth

by specific reference in such filing. The information set forth under this Item 7.01 shall not be deemed an admission as to the materiality

of any information in this Current Report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation

FD.

Item

8.01. Other Events.

As previously disclosed,

on May 6, 2025, the Company received written notice (the “Bid Price Notice”) from the Nasdaq Staff indicating that the Company

was not in compliance with the Minimum Bid Price Requirement. The notification of noncompliance had no immediate effect on the listing

or trading of the Company’s common stock on the Nasdaq Capital Market. The Bid Price Notice indicated that the Company was provided

180 calendar days, or until November 3, 2025, in which to regain compliance. On November 4, 2025, the Nasdaq Staff notified the Company

of its determination that the Company was eligible for an additional 180-day period, or until May 1, 2026, to regain compliance with the

Minimum Bid Price Requirement.

On

April 20, 2026, the Company received written notice from the Nasdaq Staff that the Company has regained compliance with the Minimum Bid

Price Requirement and the matter has now been closed. Accordingly, the Company’s common stock will continue to be listed and traded

on the Nasdaq Capital Market.

Item

9.01. Financial Statements and Exhibits.

(d)

Exhibits.

Exhibit

No.

Description

99.1

Press release of the registrant issued on April 22, 2026.

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

Date:

April 22, 2026

HEARTCORE

ENTERPRISES, INC.

By:

/s/

Sumitaka Yamamoto

Sumitaka

Yamamoto

Chief

Executive Officer

EX-99.1

EX-99.1

Filename: ex99-1.htm · Sequence: 2

Exhibit

99.1

HeartCore

Regains Compliance with Nasdaq Minimum Bid Price Requirement

NEW

YORK and TOKYO, April 22, 2026 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”),

an IPO consulting services company based in Tokyo, today announced that on April 20, 2026, it received written notice from the Listing

Qualifications Department of the Nasdaq Stock Market indicating that the Company has regained compliance with the $1.00 minimum bid price

requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on the Nasdaq Capital Market. Accordingly, the Company’s

common stock will continue to be listed and traded on the Nasdaq Capital Market.

About

HeartCore Enterprises, Inc.

HeartCore

Enterprises, Inc. is headquartered in Tokyo, Japan, and is a leading consulting services company providing U.S. market listing support

and related advisory services primarily to Japanese corporate clients. For more information, please visit https://heartcore-enterprises.com/.

Forward-Looking

Statements

This

press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, Section

21E of the Securities Exchange Act of 1934, as amended, or the Private Securities Litigation Reform Act of 1995. All statements other

than statements of historical facts included in this press release are forward-looking statements. In some cases, forward-looking statements

can be identified by words such as “believed,” “intend,” “expect,” “anticipate,” “plan,”

“potential,” “continue,” or similar expressions. Such forward-looking statements include risks and uncertainties,

and there are important factors that could cause actual results to differ materially from those expressed or implied by such forward-looking

statements. These factors, risks, and uncertainties are discussed in HeartCore’s filings with the Securities and Exchange Commission.

Investors should not place any undue reliance on forward-looking statements since they involve known and unknown, uncertainties and other

factors which are, in some cases, beyond HeartCore’s control which could, and likely will materially affect actual results, and

levels of activity, performance, or achievements. Any forward-looking statement reflects HeartCore’s current views with respect

to future events and is subject to these and other risks, uncertainties, and assumptions relating to operations, results of operations,

growth strategy, and liquidity. HeartCore assumes no obligation to publicly update or revise these forward-looking statements for any

reason, or to update the reasons actual results could differ materially from those anticipated in these forward-looking statements, even

if new information becomes available in the future. The contents of any website referenced in this press release are not incorporated

by reference herein.

HeartCore

Investor Relations Contact:

Gateway

Group, Inc.

John

Yi and Steven Shinmachi

HTCR@gateway-grp.com

(949)

574-3860

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