Form 8-K

8-K — AXT INC

Accession: 0001213900-26-045652

Filed: 2026-04-20

Period: 2026-04-20

CIK: 0001051627

SIC: 3674 (SEMICONDUCTORS & RELATED DEVICES)

Item: Results of Operations and Financial Condition

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8-K — ea0286900-8k_axt.htm (Primary)

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8-K — CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April

20, 2026

AXT, INC.

(Exact name of registrant as specified in its charter)

Delaware

000-24085

94-3031310

(State

or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

4281 Technology Drive

Fremont, California 94538

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including

area code: (510) 438-4700

Not Applicable

(Former name or former address, if changed since

last report)

Check the appropriate box below if the Form 8-K

filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General

Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant

is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the

Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check

mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting

standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b)

of the Act:

Title of each class:

Trading Symbol

Name of each exchange on which registered:

Common Stock, $0.001 par value

AXTI

The NASDAQ Stock Market LLC

Item 2.02 Results of Operations and Financial

Condition

On April 20, 2026, AXT,

Inc. (the “Company”) in a prospectus supplement filed with Securities and Exchange Commission pursuant to Rule 424(b)(5)

of the Securities Act of 1933, as amended (“Securities Act”), disclosed that its anticipated revenues for the three

months ended March 31, 2026, will range between $28 million and $26 million and its anticipated net loss attributed to the Company

for the three months ended March 31, 2026, will range between $1.6 million and $2.6 million, or net loss per share (basic and

diluted) of between $0.03 and $0.05.

The anticipated revenues and

net loss attributed to the Company are based on management’s initial review of operations for the quarter and remain subject to

completion of the Company’s financial closing procedures. Accordingly, these results are subject to change and may differ materially

from the results that will be reflected in the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026.

The information

contained in this Item 2.02 is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be

deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, or Sections 11 and 12(a)(2) of the Securities Act. The information contained herein shall not be incorporated by reference into any filing of the Company, whether made

before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by

specific reference to such filing.

SIGNATURES

Pursuant to the requirements

of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto

duly authorized.

AXT, INC.

Date: April 20, 2026

By:

/s/ Gary L. Fischer

Gary L. Fischer

Chief Financial Officer and Corporate Secretary

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