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Form 8-K

sec.gov
SONM The article is a Form 8-K filing, which typically reports material events. Without further context from the article's content, the sentiment towards Sonoma Pharmaceuticals, Inc. cannot be determined.

8-K — DNA X, Inc.

Accession: 0001493152-26-040845

Filed: 2026-08-31

Period: 2026-08-28

CIK: 0001178697

SIC: 3661 (TELEPHONE & TELEGRAPH APPARATUS)

Item: Other Events

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported): August 28, 2026

DNA

X, INC.

(Exact

name of Registrant as Specified in Its Charter)

Delaware

001-38907

94-3336783

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

4445 Eastgate Mall

Suite 200, San Diego, California

92121

(Address

of Principal Executive Offices)

(Zip

Code)

Registrant’s

Telephone Number, Including Area Code: (661) 618-7580

(Former

Name or Former Address, if Changed Since Last Report)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.001 par value

SONM

The

Nasdaq Stock Market LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging

growth company ☐

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

8.01 Other

Events.

On

August 28, 2026, DNA X, Inc. (the “Company”) received a letter from the Hearings Panel (the “Panel”) of The

Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Panel had determined that the Company has regained compliance

with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on the Nasdaq Capital Market to maintain stockholders’ equity

of at least $2.5 million (the “Stockholders’ Equity Requirement”). Pursuant to the Panel’s decision dated July

24, 2026, the Company’s securities remain subject to delisting if the Company fails to maintain compliance with all Nasdaq Listing

Rules until November 18, 2026.

Pursuant

to Nasdaq Listing Rule 5815(d)(4)(B), the Company will be subject to a mandatory panel monitor until August 28, 2027. If, within that

one-year monitoring period, the Listing Qualifications Staff (the “Staff”) of Nasdaq finds the Company again out of compliance

with the Stockholders’ Equity Requirement, then, notwithstanding Nasdaq Listing Rule 5810(c)(2), the Company will not be permitted

to provide the Staff with a plan of compliance with respect to such deficiency and the Staff will not be permitted to grant additional

time for the Company to regain compliance with respect to such deficiency, nor will the Company be afforded an applicable cure or compliance

period pursuant to Nasdaq Listing Rule 5810(c)(3). Instead, the Staff will issue a delisting determination letter, and the Company will

have an opportunity to request a new hearing with the initial Panel or a newly convened Panel if the initial Panel is unavailable. The

Company will have the opportunity to present to the Panel as provided by Nasdaq Listing Rule 5815(d)(4)(C), and the Company’s securities

may be at that time delisted from Nasdaq.

2/3

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

DNA X, INC.

Date:

August 31, 2026

By:

/s/

Clayton Crolius

Name:

Clayton

Crolius

Title:

Chief

Financial Officer

3/3

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Entity Incorporation, State or Country Code

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Entity Address, Address Line One

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