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Form 8-K/A

sec.gov

8-K/A — Aspire Biopharma Holdings, Inc.

Accession: 0001493152-26-017145

Filed: 2026-04-17

Period: 2026-04-15

CIK: 0001847345

SIC: 2834 (PHARMACEUTICAL PREPARATIONS)

Item: Entry into a Material Definitive Agreement

Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item: Financial Statements and Exhibits

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K/A

CURRENT

REPORT

Pursuant

to Section 13 OR 15(d) of the

Securities

Exchange Act of 1934

Date

of Report (Date of earliest event reported): April 15, 2026

Aspire

Biopharma Holdings, Inc.

(Exact

Name of Registrant as Specified in Its Charter)

Delaware

001-41293

33-3467744

(State

or other jurisdiction

of

incorporation)

(Commission

File

No.)

(I.R.S.

Employer

Identification

No.)

23150

Fashion Drive, Suite 232

Estero,

Florida 33928

(Address

of Principal Executive Offices)

(415)

592-7399

(Registrant’s

Telephone Number)

194

Candelaro Drive, #233

Humacao,

PR 00791

(Former

Name or Former Address, if Changed Since Last Report)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions (see General Instruction A.2. below):

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

stock, par value $0.0001 per share

ASBP

The

Nasdaq Stock Market LLC

Warrants,

each exercisable for one share of common stock

ASBPW

The

Nasdaq Stock Market LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

EXPLANATORY

NOTE

This

Amendment No. 1 to the Current Report on Form 8-K amends and restates the Current Report on Form 8-K, filed on April 16, 2026, in

order to correct certain disclosure inaccuracies.

Item

1.01. Entry into a Material Definitive Agreement.

Securities

Purchase Agreement

As

previously reported, in the Company’s Current Report on Form 8-K filed on February 6, 2026 (the “February 8-K”),

Aspire Biopharma Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities

Purchase Agreement”) with certain accredited investors (the “Investors”), providing for a private placement

(the “Offering”), of up to 25,000 shares of Series A Convertible Preferred Stock (the “Preferred Stock”),

convertible into shares of the Company’s common stock (the “Common Stock”). The terms of the Securities Purchase

Agreement, the Preferred Stock, and the related Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred

Stock, as amended (the “Certificate of Designation”) are described in the February 8-K and are incorporated herein

by reference. This Current Report on Form 8-K reports the closing of the second tranche of the Offering.

The

Securities Purchase Agreement and Registration Rights Agreement were previously filed as Exhibits 10.1 and 10.2, respectively, to the

February 8-K and are incorporated herein by reference. The summary of the terms of the Certificate of Designation and the Securities

Purchase Agreement and Registration Rights Agreement in the February 8-K are subject to, and qualified in their entirety by, the full

text of such documents, which are incorporated herein by reference from the February 8-K.

No

statement in this report or the attached exhibits is an offer to sell or a solicitation of an offer to purchase the Company’s securities,

and no offer, solicitation or sale will be made in any jurisdiction in which such offer, solicitation or sale is unlawful.

The

Offering

As

previously disclosed, on February 6, 2026, the Company closed the first tranche of the Offering for an aggregate of 13,750 Shares, resulting

in gross proceeds of $11,000,000 including the conversion of $943,801 in existing debt into Shares on the same terms. On April 15, 2026,

the Company and the investors closed on the second tranche of the Offering for an aggregate of 12,500 Shares, resulting in gross proceeds

of approximately $10,000,000. In both tranches, gross proceeds are before deducting fees to be paid to the placement agents and financial

advisors of the Company and other estimated offering expenses payable by the Company. Proceeds from the $21,000,000 Offering net

of transaction fees and expenses will be available to fund the cash component of the proposed Dura Driver Control Systems acquisition

and for general corporate purposes.

RBW

Capital Partners acting through Dawson James Securities Inc., served as placement agent on the transaction.

Item

5.03. Amendments to Articles of Incorporation or Bylaws: Change in Fiscal Year.

On

April 13, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Certificate

of Designation of Series A Convertible Preferred Stock (the “Certificate of Amendment”).

The

Certificate of Amendment amends the Company’s previously filed Certificate of Designation of Series A Convertible Preferred Stock,

which was originally filed on February 2, 2026.

Pursuant

to the Certificate of Amendment, the Company amended certain provisions of the Certificate of Designation, including clarifying and restating

provisions relating to the designation and number of shares of Series A Convertible Preferred Stock. As amended, the Company has designated

30,000 shares of Series A Convertible Preferred Stock, each with a par value of $0.0001 and a stated value of $1,000 per share.

Except

as expressly modified by the Certificate of Amendment, the Certificate of Designation remains in full force and effect.

The

foregoing description of the Certificate of Amendment is qualified in its entirety by reference to the full text of the Certificate of

Amendment, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.

Forward-Looking

Statements

This

Current Report on Form 8-K contains forward-looking statements within the meaning of The Private Securities Litigation Reform Act of

1995, including without limitation statements regarding the Company’s intended use of the net proceeds from the Offering. Actual results might differ materially from those explicit or implicit in the forward-looking statements. Important

factors that could cause actual results to differ materially include: risks associated with market conditions; risks associated with

the Company’s cash needs; and risks and uncertainties associated with the Company’s business and finances in general; and

other risks and uncertainties set forth from time to time in the Company’s filings with the Commission. Any forward-looking statements

contained in this Current Report on Form 8-K speak only as of the date hereof, and the Company expressly disclaims any obligation to

update any forward-looking statements, whether because of new information, future events or otherwise.

Item

9.01 Financial Statements and Exhibits.

Exhibit

Number

Description

3.1

Certificate of Amendment to the Certificate of Designation of Series A Convertible Preferred Stock, filed with the Secretary of State of the State of Delaware on April 13, 2026

10.1

Form of Securities Purchase Agreement, dated February 6, 2026 by and among Aspire Biopharma Holdings, Inc. and the purchasers named therein (incorporated by reference to the current report on Form 8-K, filed on by the Company on February 12, 2026)

10.2

Form of Registration Rights Agreement, dated February 6, 2026 by and among Aspire Biopharma Holdings, Inc. and the holders named therein (incorporated by reference to the current report on Form 8-K, filed on by the Company on February 12, 2026)

104

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SIGNATURE

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

ASPIRE

BIOPHARMA HOLDINGS, INC.

By:

/s/

Ernest Scheidemann

Ernest

Scheidemann

Chief

Financial Officer

Date:

April 17, 2026

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v3.26.1

Cover

Apr. 15, 2026

Document Type

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Amendment Description

This

Amendment No. 1 to the Current Report on Form 8-K amends and restates the Current Report on Form 8-K, filed on April 16, 2026, in

order to correct certain disclosure inaccuracies.

Document Period End Date

Apr. 15, 2026

Current Fiscal Year End Date

--12-31

Entity File Number

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Entity Registrant Name

Aspire

Biopharma Holdings, Inc.

Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

DE

Entity Address, Address Line One

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Entity Address, Address Line Two

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Entity Address, City or Town

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Entity Address, State or Province

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Entity Address, Postal Zip Code

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City Area Code

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