Form 8-K
8-K — PRINCIPAL FINANCIAL GROUP INC
Accession: 0001104659-26-064476
Filed: 2026-05-20
Period: 2026-05-20
CIK: 0001126328
SIC: 6321 (ACCIDENT & HEALTH INSURANCE)
Item: Submission of Matters to a Vote of Security Holders
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report: May 20, 2026
(Date
of earliest event reported)
PRINCIPAL FINANCIAL GROUP, INC.
(Exact
name of registrant as specified in its charter)
Delaware
1-16725
42-1520346
(State or other jurisdiction
(Commission file number)
(I.R.S. Employer
of
incorporation)
Identification
Number)
711
High Street, Des
Moines, Iowa
50392
(Address
of principal executive offices)
(515)
247-5111
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock
PFG
Nasdaq
Global Select Market
¨
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter)
or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
¨
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission of Matters to a Vote of Security Holders
Principal Financial Group, Inc. (the "Company") held its annual
shareholders meeting on May 19, 2026. The result of each matter voted upon at the annual shareholders meeting is set forth
below.
(1) Election of Class I director nominees.
The shareholders elected as Class I directors,
each to serve for a three-year term that expires at the annual shareholders meeting to be held in 2029, with Ms. Beams standing for reelection
with the Class II directors at the 2027 Annual Meeting of Shareholders to maintain as nearly as equal as possible distribution of directors across classes, as described in the Company's 2026 Proxy Statement.
VOTES
FOR
VOTES
AGAINST
ABSTAINED
BROKER
NON-VOTES
Jonathan S. Auerbach
147,522,363
1,320,440
445,762
13,652,890
Mary E. “Maliz” Beams
147,350,149
1,520,839
417,577
13,652,890
Jocelyn Carter-Miller
131,550,124
17,197,659
540,782
13,652,890
Scott M. Mills
145,397,523
3,381,841
509,200
13,652,890
Claudio N. Muruzabal
145,874,024
2,893,833
520,707
13,652,890
Votes For
Votes
Against
Abstained
Broker
Non-Votes
(2)
Advisory Vote to Approve Executive Compensation
143,995,731
4,652,158
640,675
13,652,890
(3)
Ratification of Appointment of Independent Registered Public Accountants
152,476,036
10,211,189
254,229
0
(4)
Approval of the Principal Financial Group, Inc. 2026 Stock Incentive Plan
145,770,467
3,118,949
399,148
13,652,890
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
PRINCIPAL FINANCIAL GROUP, INC.
By:
/s/ Christopher Agbe-Davies
Name:
Christopher Agbe-Davies
Title:
Vice President, Associate General Counsel, and Interim Secretary
Date: May 20, 2026
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Entity File Number
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Entity Registrant Name
PRINCIPAL FINANCIAL GROUP, INC.
Entity Central Index Key
0001126328
Entity Tax Identification Number
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Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
711
High Street
Entity Address, City or Town
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Moines
Entity Address, State or Province
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City Area Code
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Local Phone Number
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