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Form 8-K

sec.gov

8-K — MOODYS CORP /DE/

Accession: 0001059556-26-000031

Filed: 2026-04-16

Period: 2026-04-14

CIK: 0001059556

SIC: 7320 (SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES)

Item: Submission of Matters to a Vote of Security Holders

Documents

8-K — mco-20260414.htm (Primary)

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8-K

8-K (Primary)

Filename: mco-20260414.htm · Sequence: 1

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

__________

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 14, 2026

MOODY’S CORPORATION

(Exact Name of Registrant as Specified in Charter)

Delaware 1-14037 13-3998945

(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)

7 World Trade Center at 250 Greenwich Street

New York, New York 10007

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 553-0300

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered

Common Stock, par value $0.01 per share   MCO   New York Stock Exchange

1.75% Senior Notes Due 2027   MCO 27   New York Stock Exchange

0.950% Senior Notes Due 2030 MCO 30 New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

TABLE OF CONTENTS

ITEM 5.07  SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS 3

SIGNATURES 4

2

Item 5.07, "Submission of Matters to a Vote of Security Holders"

The voting results for the matters voted on at the 2026 Annual Meeting of Stockholders of Moody’s Corporation (the “Company”) held on April 14, 2026 are as follows:

1.Ten directors were elected to serve one-year terms expiring at the Company's 2027 Annual Meeting of Stockholders as follows:

Nominee Votes For Votes Against Abstentions Broker Non-Votes

Jorge A. Bermudez 142,443,068 7,757,466 454,767 9,013,397

Sumit Dhawan 149,319,522 1,024,964 310,815 9,013,397

Thérèse Esperdy 147,102,742 3,039,704 512,855 9,013,397

Robert Fauber 149,753,653 596,636 305,012 9,013,397

Vincent A. Forlenza 143,563,587 6,664,006 427,708 9,013,397

Jose M. Minaya 148,411,459 1,728,221 515,621 9,013,397

Lisa P. Sawicki 149,903,188 444,497 307,616 9,013,397

Leslie F. Seidman 140,759,722 9,552,703 342,876 9,013,397

Zig Serafin 148,061,779 2,239,145 354,377 9,013,397

Bruce Van Saun 146,554,484 3,623,462 477,355 9,013,397

2.The ratification of KPMG LLP as the independent registered public accounting firm of the Company for the year 2026 was approved as follows:

Votes For Votes Against Abstentions Broker Non-Votes

157,020,483 2,356,894 291,321 -

3.The advisory resolution approving executive compensation was approved as follows:

Votes For Votes Against Abstentions Broker Non-Votes

144,903,362 5,098,773 653,166 9,013,397

3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MOODY'S CORPORATION

By: /s/ Elizabeth M. McCarroll

Elizabeth M. McCarroll

Managing Director, Corporate Governance, Securities and Corporate Secretary

Date: April 16, 2026

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