Form 8-K
8-K — GLADSTONE INVESTMENT CORPORATION\DE
Accession: 0001193125-26-338057
Filed: 2026-08-06
Period: 2026-08-06
CIK: 0001321741
Item: Submission of Matters to a Vote of Security Holders
Documents
8-K — d175991d8k.htm (Primary)
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8-K
8-K (Primary)
Filename: d175991d8k.htm · Sequence: 1
8-K
GLADSTONE INVESTMENT CORPORATION\DE false 0001321741 0001321741 2026-08-06 2026-08-06 0001321741 us-gaap:CommonStockMember 2026-08-06 2026-08-06 0001321741 gain:A4875NotesDue2028Member 2026-08-06 2026-08-06 0001321741 gain:A7.875NotesDue2030Member 2026-08-06 2026-08-06 0001321741 gain:A7.125NotesDue2031Member 2026-08-06 2026-08-06
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 6, 2026
Gladstone Investment Corporation
(Exact Name of Registrant as Specified in Charter)
Delaware
814-00704
83-0423116
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification Number)
1521 Westbranch Drive, Suite 100, McLean, Virginia 22102
(Address of Principal Executive Offices) (Zip Code)
(703) 287-5800
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading
Symbol(s)
Name of Each Exchange
on Which Registered
Common Stock, $0.001 par value per share
GAIN
The Nasdaq Stock Market LLC
4.875% Notes due 2028
GAINZ
The Nasdaq Stock Market LLC
7.875% Notes due 2030
GAINI
The Nasdaq Stock Market LLC
7.125% Notes due 2031
GAING
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07
Submission of Matters to a Vote of Security Holders
On August 6, 2026 at 11:00 a.m. Eastern time, Gladstone Investment Corporation (the “Company”) convened its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) virtually. At that time, there were not present or represented by proxy a sufficient number of shares of the Company’s common stock to constitute a quorum. Accordingly, the Company adjourned the Annual Meeting without any business being conducted. The adjourned meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time, to vote on the proposals described in the proxy statement filed with the Securities and Exchange Commission (“SEC”) on June 18, 2026. The close of business on June 10, 2026 will continue to be the record date for the determination of stockholders of the Company entitled to vote at the reconvened Annual Meeting.
During the period of the adjournment, the Company will solicit proxies from its stockholders with respect to the proposals set forth in the Company’s proxy statement. Proxies previously submitted in respect of the Annual Meeting will be voted at the adjourned meeting unless properly revoked.
No changes have been made in the proposals to be voted on by stockholders at the Annual Meeting. The Company’s proxy statement and any other materials filed by the Company with the SEC remain unchanged and can be obtained free of charge at the SEC’s website at www.sec.gov.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Gladstone Investment Corporation
Date: August 6, 2026
By:
/s/ Taylor Ritchie
Taylor Ritchie
Chief Financial Officer and Treasurer
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Aug. 06, 2026
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Document Type
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Document Period End Date
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Entity Incorporation State Country Code
DE
Entity File Number
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Entity Tax Identification Number
83-0423116
Entity Address, Address Line One
1521 Westbranch Drive
Entity Address, Address Line Two
Suite 100
Entity Address, City or Town
McLean
Entity Address, State or Province
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Entity Address, Postal Zip Code
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City Area Code
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Document And Entity Information [Line Items]
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Trading Symbol
GAIN
Security Exchange Name
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A 4875 Notes Due 2028 [Member]
Document And Entity Information [Line Items]
Security 12b Title
4.875% Notes due 2028
Trading Symbol
GAINZ
Security Exchange Name
NASDAQ
A 7.875 Notes Due 2030 [Member]
Document And Entity Information [Line Items]
Security 12b Title
7.875% Notes due 2030
Trading Symbol
GAINI
Security Exchange Name
NASDAQ
A 7.125 Notes Due 2031 [Member]
Document And Entity Information [Line Items]
Security 12b Title
7.125% Notes due 2031
Trading Symbol
GAING
Security Exchange Name
NASDAQ
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