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Form 8-K

sec.gov

8-K — TRIO-TECH INTERNATIONAL

Accession: 0001437749-26-028480

Filed: 2026-08-19

Period: 2026-08-19

CIK: 0000732026

SIC: 3559 (SPECIAL INDUSTRY MACHINERY, NEC)

Item: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item: Other Events

Item: Financial Statements and Exhibits

Documents

8-K — trt20260818_8k.htm (Primary)

EX-99.1 — EXHIBIT 99.1 (ex_1006326.htm)

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8-K — FORM 8-K

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): August 19, 2026

TRIO-TECH INTERNATIONAL

(Exact Name of Registrant as Specified in Its Charter)

California

1-14523

95-2086631

(State or other jurisdiction of

Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

Block 1008 Toa Payoh North, Unit 03-09

Singapore318996

(Address of Principal Executive Offices) (Zip Code)

(65) 6265 3300

(Registrant’s Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered or to be registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, no par value

TRT

NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2) Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

See Item 8.01.

Item 8.01 Other Events.

On August 19, 2026, Trio-Tech International (the “Company”) issued a press release announcing the transfer of the listing of its common stock, no par value (“Common Stock”) from the the New York Stock Exchange American (the “NYSE”) to the Nasdaq Global Market of The Nasdaq Stock Market LLC (“NASDAQ”) (the “Exchange Transfer”).

The Company expects its Common Stock to commence listing on NASDAQ at the opening of trading on or about September 16, 2026. The Common Stock will continue to trade under its current trading symbol, “TRT.” Trading on NYSE will cease at the close of the trading day on September 15, 2026.

A copy of the press release announcing the Exchange Transfer is attached hereto as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits Index

Exhibit

No.

Description

99.1

Press release issued by Trio-Tech International, dated August 19, 2026

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Trio-Tech International

Date: August 19, 2026

By:

/s/ Srinivasan Anitha

Srinivasan Anitha

Chief Financial Officer

EX-99.1 — EXHIBIT 99.1

EX-99.1

Filename: ex_1006326.htm · Sequence: 2

ex_1006326.htm

Exhibit 99.1

TRIO-TECH INTERNATIONAL APPROVED FOR LISTING ON NASDAQ GLOBAL MARKET

Company expects to begin listing on Nasdaq under ticker symbol TRT on September 16, 2026

SINGAPORE and VAN NUYS, Calif., August 19, 2026 — Trio-Tech International (“Trio-Tech” or the “Company”) (NYSE MKT: TRT), a comprehensive provider of semiconductor back-end solutions and a global value-added supplier of electronic equipment, today announced that its common stock has been approved for listing on the Nasdaq Global Market. Trio-Tech expects its common stock to begin listing on Nasdaq under the ticker symbol “TRT” at the opening of trading on September 16, 2026. The Company’s common stock will continue to list on the NYSE MKT through the close of market on September 15, 2026.

“We are pleased to announce Trio-Tech’s planned listing on the Nasdaq Global Market, an important milestone that we believe better aligns our public market profile with our technology-focused business and growth strategy,” said S.W. Yong, Chief Executive Officer of Trio-Tech International. “We believe that listing on Nasdaq will help broaden awareness of Trio-Tech among institutional investors, enhance our stock’s visibility, and support greater market participation over time.”

“This is an exciting time for Trio-Tech. Our Semiconductor Back-End Solutions and Industrial Electronics segments are growing rapidly, driven by demand in high-growth end markets, including AI and automotive semiconductor applications. We are expanding our testing and manufacturing capabilities to meet customer demand while continuing to build on the Industrial Electronics segment’s momentum in commercial technology applications.”

About Trio-Tech International

Trio-Tech International (NYSE MKT: TRT) is a California-based company operating in the United States, Singapore, Malaysia, Thailand, and China. Founded in 1958, Trio-Tech is a leading provider of semiconductor testing services, manufacturing solutions, and value-added distribution services. The Company’s diversified business segments include Semiconductor Back-End Solutions and Industrial Electronics.

Forward-Looking Statement

This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are subject to the "safe harbor" created by those sections for such statements. These forward looking statements include, without limitation, statements regarding the Company’s anticipated transfer of its common stock listing from the NYSE American (formerly the American Stock Exchange) to The Nasdaq Stock Market LLC, the expected timing and completion of such transfer, the anticipated benefits of listing on Nasdaq, including enhanced visibility, increased liquidity and broader access to institutional and retail investors, as well as the Company’s financial performance, growth prospects and business strategy.

All statements other than statements of historical fact are forward-looking statements. These forward-looking statements are often indicated by terms such as "aim," "anticipate," "believe," "could," "estimate," "expect," "goal," "intend," "likely," "look forward to," "may," "objective," "plan," "potential," "predict," "project," "should," "slate," "target," "will," "would" and similar expressions and variations thereof. Forward-looking statements are based on management’s beliefs and assumptions and on information available to management only as of the date of this press release.

Factors that could cause or contribute to such differences include, but are not limited to: (i) the Company’s ability to satisfy the applicable listing standards and requirements of The Nasdaq Stock Market; (ii) the receipt of required approvals or consents from Nasdaq and other regulatory or governmental bodies; (iii) the risk that the anticipated benefits of a Nasdaq listing may not be realized or may take longer to realize than expected; (iv) general economic , market, and business conditions; (v) volatility in the price or trading volume of the Company’s common stock; (vi) changes in the applicable laws, regulations, or exchange rules; and (vii) other risks and uncertainties described from time to time in the Company’s filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10-K and Quarterly Reports on Form 10-Q.

The Company cautions that the foregoing list of factors is not exhaustive. Readers should not place undue reliance on any forward-looking statements, which speak only as of the date on which they are made. Except as required by applicable law or regulation, the Company undertakes no obligation to publicly update or revise any forward-looking statements, other than as a result of new information, future events, or otherwise.

For inquiries, please contact:

PondelWilkinson Inc.

Todd Kehrli or Jim Byers

tkehrli@pondel.com

jbyers@pondel.com

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