Form 8-K
8-K — RICHTECH ROBOTICS INC.
Accession: 0001213900-26-067978
Filed: 2026-06-12
Period: 2026-06-09
CIK: 0001963685
SIC: 3569 (GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC)
Item: Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
Item: Financial Statements and Exhibits
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8-K — ea0294562-8k_richtech.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June
9, 2026
Richtech Robotics Inc.
(Exact name of registrant as specified in its charter)
Nevada
001-41866
88-2870106
(State
or other jurisdiction
of incorporation)
(Commission File Number)
(IRS
Employer
Identification No.)
2975 Lincoln Rd
Las Vegas, NV 89115
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: (866) 236-3835
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Class
B Common Stock, par value $0.0001 per share
RR
The
Nasdaq Stock Market LLC
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 4.02. Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review.
On June 9, 2026, the Audit
Committee (the “Audit Committee”) of the Board of Directors of Richtech Robotics
Inc., a Nevada corporation (the “Company”), in consultation with the Company’s management, concluded that
the Company’s previously issued (i) audited financial statements for the fiscal years ended September 30, 2025 and September 30,
2024 contained in the Company’s Annual Report on Form 10-K, (ii) unaudited interim financial statements for the periods ended December
31, 2024, March 31, 2025, June 30, 2025 and December 31, 2025 included in the Company’s Quarterly Reports on Form 10-Q (collectively,
the “Prior Periods”), should not be relied upon and require restatement (“Restatement”) because
of errors in those financial statements. These errors relate to the Company’s failure to properly account for the liability associated
with its warrants issued during the fiscal years ended September 2025 and 2024, certain errors relating to its accounting for the Standby
Equity Purchase Agreement, dated as of February 15, 2024, with YA II PN, Ltd. (the “SEPA”), and errors related to the
accounting for certain restricted stock awards issued in December 2025, included in the financial statements for the Prior Periods. Additionally,
the Company’s earnings and press releases and similar communications should no longer be relied upon to the extent that they relate
to its financial statements for the Prior Periods and the Report of its prior Independent Registered Public Accounting Firm on the financial
statements for fiscal years 2024 and 2025 should not be relied upon.
The need for the Restatement
was discovered during the course of the review of the Company’s financial statements for the quarter ended March 31, 2026 undertaken
by the Company’s new independent registered public accounting firm, CBIZ CPAs P.C. (“CBIZ CPAs”).
The Company intends to restate
the audited financial statements for the fiscal years ended September 30, 2025 and 2024 that will be included in an amended Annual Report
on Form 10-K/A for the fiscal year ended September 30, 2025 (the “Comprehensive Amended Form 10-K”). The Comprehensive
Amended Form 10-K will also include restated unaudited financial information for the quarters and year-to-date period, as applicable,
for the quarters ended December 31, 2024, March 31, 2025 and June 30, 2025. Accordingly, the Company does not intend to file separate
amended quarterly reports for these periods. The Company will also file an amended Quarterly Report Form 10-Q/A to restate the financial
statements for the quarter ended December 31, 2025 (together with the Comprehensive Amended Form 10-K, the “Restated Financial
Statements”).
The Company expects that the
Restated Financial Statements will reflect (1) the correct accounting for the warrants issued during fiscal years ended September
30, 2025 and 2024, for the SEPA and for the restricted stock awards issued in December 2025 and (2) other immaterial adjustments.
Currently, the Company is evaluating potential errors relating to other areas. If the Company concludes that the accounting in these areas
is not correct, the adjustments could be material. The identification of errors is preliminary, unaudited, and may be subject to change
as we complete our procedures and prepare the Restated Financial Statements. Based on its current preliminary analysis, the Company expects
that the Restatement will primarily involve non-cash accounting adjustments and does not currently expect the Restatement to affect its
cash position, operating cash flows or business operations.
The Company previously reported
a material weakness in internal control over financial reporting as of September 30, 2025. The Company is conducting an ongoing evaluation
of its internal control over financial reporting as a result of the errors described above, and its conclusions will be addressed in the
Comprehensive Amended Form 10-K. At this time it expects to report an additional material weakness relating to financial instruments.
Additionally, we indicated in the Form 10-Q for the quarter ended December 31, 2025 that the material weakness that was reported at September
30, 2025 was remediated. This material weakness has not been remediated.
The Company’s management
and Audit Committee have discussed the foregoing matters disclosed in this Item 4.02 with CBIZ CPAs, the Company’s current independent
registered public accounting firm.
CBIZ CPAs has not audited
or reviewed the Company’s annual financial statements for the fiscal year ended September 30, 2025 or any prior fiscal years or
any interim periods, respectively. As previously disclosed in the Company’s Current Report on Form 8-K filed on March 19, 2026,
CBIZ CPAs has been appointed to audit the Company’s financial statements for the fiscal year ending September 30, 2026.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
104
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1
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Richtech Robotics Inc.
By:
/s/ Zhenwu (Wayne) Huang
Name:
Zhenwu (Wayne) Huang
Title:
Chief Executive Officer and Director
Dated: June 11, 2026
2
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