Form 8-K

8-K — RAYMOND JAMES FINANCIAL INC

Accession: 0000720005-26-000058

Filed: 2026-05-20

Period: 2026-05-20

CIK: 0000720005

SIC: 6211 (SECURITY BROKERS, DEALERS & FLOTATION COMPANIES)

Item: Regulation FD Disclosure

Item: Financial Statements and Exhibits

Documents

8-K — rjf-20260520.htm (Primary)

EX-99.1 — EX-99.1 PRESS RELEASE DATED MAY 20, 2026 (exhibit991rjf2026apropdata.htm)

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8-K

8-K (Primary)

Filename: rjf-20260520.htm · Sequence: 1

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

May 20, 2026

Date of Report (date of earliest event reported)

RAYMOND JAMES FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Florida

1-9109

59-1517485

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

880 Carillon Parkway

St. Petersburg

Florida

33716

(Address of principal executive offices)

(Zip Code)

(727) 567-1000

(Registrant’s telephone number, including area code)

None

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered

Common Stock, $.01 par value RJF New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

☐

Item 7.01 Regulation FD Disclosure

On May 20, 2026, Raymond James Financial, Inc. (the “Company”) issued a press release to disclose its operating data for April 2026. A copy of this press release is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference.

The information in this Current Report, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

Item 9.01 Financial Statements and Exhibits

(d) Exhibits. The following are filed as exhibits to this report:

Exhibit No.

99.1 Press release, dated May 20, 2026, issued by Raymond James Financial, Inc.

104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

RAYMOND JAMES FINANCIAL, INC.

Date: May 20, 2026

By:

/s/ Jonathan W. Oorlog, Jr.

Jonathan W. Oorlog, Jr.

Chief Financial Officer

EX-99.1 — EX-99.1 PRESS RELEASE DATED MAY 20, 2026

EX-99.1

Filename: exhibit991rjf2026apropdata.htm · Sequence: 2

Document

May 20, 2026 FOR IMMEDIATE RELEASE

Media Contact: Steve Hollister, 727.567.2824

Investor Contact: Kristina Waugh, 727.567.7654

raymondjames.com/news-and-media/press-releases

RAYMOND JAMES FINANCIAL REPORTS APRIL 2026 OPERATING DATA

ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2026, in an effort to provide timely information to investors about monthly developments in certain key performance metrics. Due to the limited nature of this data, a consistent correlation to earnings should not be assumed.

“Client assets under administration reached a record $1.87 trillion, increasing 22% year-over-year and 6% sequentially, driven primarily by higher equity markets and net asset inflows,” said CEO Paul Shoukry. “PCG fee-based assets increased 28% year-over-year and 7% over the preceding month. Clients’ domestic cash sweep and Enhanced Savings Program balances of $55.6 billion were flat year-over-year and decreased 4% sequentially primarily due to quarterly fee billings and seasonal client tax payments during the month. The investment banking pipelines and client activity levels remain strong, but the timing of closings continues to be uncertain.”

Operating Data

As of % change from

$ in billions April 30,

2026 April 30,

2025 March 31,

2026 April 30,

2025 March 31,

2026

Client assets under administration $ 1,869.9 $ 1,530.7 $ 1,762.9 22% 6%

Private Client Group assets under administration $ 1,798.6 $ 1,469.5 $ 1,699.0 22% 6%

Private Client Group assets in fee-based accounts $ 1,121.4 $ 873.3 $ 1,043.2 28% 7%

Financial assets under management (1)

$ 298.6 $ 245.5 $ 282.4 22% 6%

Bank loans, net

$ 55.4 $ 48.8 $ 54.8 14% 1%

Clients’ domestic cash sweep and Enhanced Savings Program balances

$ 55.6 $ 55.6 $ 57.8 —% (4)%

(1) This metric excluded the impact from the acquisition of Clark Capital Management Group, Inc., which closed on April 30, 2026.

About Raymond James Financial, Inc.

Raymond James Financial, Inc. (NYSE: RJF) is a leading diversified financial services company providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Total client assets are $1.87 trillion. Public since 1983, the firm is listed on the New York Stock Exchange under the symbol RJF. Additional information is available at www.raymondjames.com.

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