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Form 8-K

sec.gov

8-K — ESTABLISHMENT LABS HOLDINGS INC.

Accession: 0001688757-26-000044

Filed: 2026-05-22

Period: 2026-05-22

CIK: 0001688757

SIC: 3842 (ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — esta-20260522.htm (Primary)

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8-K

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

May 22, 2026

Date of Report (date of earliest event reported)

Establishment Labs Holdings Inc.

(Exact name of registrant as specified in its charter)

British Virgin Islands 001-38593

98-1436377

(State or other jurisdiction of

incorporation or organization) (Commission File No.)

(I.R.S. Employer

Identification Number)

11401 Century Oaks Terrace

Suite 400

Austin, Texas 78758

(Address of principal executive offices) (Zip Code)

+1 800 924-5072

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered

Common Shares, No Par Value ESTA

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2) of this chapter.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 22, 2026, the Company held the Annual Meeting of Shareholders. The Company's shareholders voted on three proposals at the Annual Meeting of Shareholders and the voting results for each of these proposals are set forth below.

Proposal 1 - Election of Directors. The following nominees were elected as directors to serve until the Company's 2027 Annual Meeting of Shareholders and until their successors are duly elected and qualified:

Nominee Votes For Votes Against Abstain Broker Non-votes

Filippo "Peter" Caldini

20,009,113 21,173 6,891 3,063,262

Ann Custin

19,788,813 39,815 208,549 3,063,262

Leslie Gillin

18,323,390 1,706,838 6,949 3,063,262

Nicholas Lewin 17,288,905 2,741,365 6,907 3,063,262

Edward Schutter 20,001,165 29,105 6,907 3,063,262

Bryan Slotkin 17,495,042 2,535,178 6,957 3,063,262

Proposal 2 - The approval, on an advisory basis, of the compensation of the named executive officers. The compensation of the Company's named executive officers was approved, on an advisory basis.

Votes For Votes Against Abstain Broker Non-votes

7078

19,999,556 30,543 7,078 3,063,262

Proposal 3 - Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of CBIZ, CPAs P.C. as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2026 was ratified.

Votes For Votes Against Abstain

22,686,230 405,748 8,461

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No. Description

104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

ESTABLISHMENT LABS HOLDINGS INC.

Dated:

May 22, 2026

By:

/s/ Cassandra "Sandra" Harris

Name:

Cassandra "Sandra" Harris

Title:

Chief Financial Officer

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May 22, 2026

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Entity Incorporation, State or Country Code

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Entity File Number

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Entity Address, Address Line One

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Entity Address, Address Line Two

Suite 400

Entity Address, City or Town

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Entity Address, State or Province

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Entity Address, Postal Zip Code

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Local Phone Number

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Security Exchange Name

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