Form 8-K

8-K — AtlasClear Holdings, Inc.

Accession: 0001493152-26-026630

Filed: 2026-06-01

Period: 2026-05-27

CIK: 0001963088

SIC: 6199 (FINANCE SERVICES)

Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item: Financial Statements and Exhibits

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the

Securities

Exchange Act of 1934

Date

of report (Date of earliest event reported): May 27, 2026

AtlasClear

Holdings, Inc.

(Exact

name of registrant as specified in its charter)

Delaware

001-41956

92-2303797

(State

or other jurisdiction

incorporation)

(Commission

File

Number)

(I.R.S.

Employer

Identification

No.)

2203

N. Lois Ave., Ste.

814

Tampa,

33607

(Address

of principal executive offices)

(Zip

Code)

(727)

446-6660

(Registrant’s

telephone number, including area code)

(Former

name or former address, if changed since last report)

Check

the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of

the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, par value $0.0001 per share

ATCH

NYSE

American LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of

Certain Officers.

reported on the Form 8-K filed by AtlasClear Holdings, Inc. (the “Company”) on May 29, 2026, on May 27, 2026, the stockholders

of the Company approved a first amendment (the “Plan Amendment”) to the Company’s 2024 Equity Incentive Plan (the “Plan”).

The Plan Amendment had previously been approved by the Company’s board of directors, subject to stockholder approval. The Plan

Amendment increases the number of shares of the company’s common stock authorized for issuance under the Plan by 15,000,000.

detailed summary of the Plan and Plan Amendment appears on pages 13 through 20 of the Company’s definitive proxy statement on Schedule

14A, which was filed with the Securities and Exchange Commission on April 30, 2026, as supplemented by additional proxy materials filed

with the SEC on May 12, 2026. That summary is incorporated herein by reference.

The

foregoing description of the Plan Amendment does not purport to be complete and is qualified in its entirety by reference to the full

text of the Plan Amendment, a copy of which is filed as Exhibit 10.1 hereto and is hereby incorporated into this report by reference.

Item

9.01. Financial Statements and Exhibits.

Exhibit

No.

Description

10.1

First Amendment to AtlasClear Holdings, Inc. 2024 Equity Incentive Plan.

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

ATLASCLEAR

HOLDINGS, INC.

Date:

June 1, 2026

/s/

John Schaible

Name:

John Schaible

Title:

Executive Chairman

EX-10.1

Filename: ex10-1.htm · Sequence: 2

Exhibit

10.1

FIRST

AMENDMENT

THE

ATLASCLEAR

HOLDINGS, INC.

2024

equity INCENTIVE PLAN

THIS

FIRST AMENDMENT, made effective as of May 27, 2026, by AtlasClear Holdings, Inc., a Delaware corporation (the “Company”)

to the AtlasClear Holdings, Inc. 2024 Equity Incentive Plan (the “Plan”).

I T N E S S E T H:

WHEREAS,

the Company did establish the Plan for the sole and exclusive benefit of its eligible participants and their respective beneficiaries

so that the Company could attract, motivate, retain and reward them, and

WHEREAS,

pursuant to Section 22 of the Plan, the Company reserved the right to amend said Plan;

NOW,

THEREFORE, effective as of May 27, 2026, the Plan shall be amended as follows:

1. The first sentence

of Section 3(a) of the Plan is hereby amended, in its entirety, to read as follows:

“Subject

to the provisions of Sections 3(b) and 15 of the Plan, the maximum aggregate number of Shares that may be issued under the Plan is 15,590,046.”

2. In all other respects,

the Plan shall remain unchanged by this First Amendment.

WITNESS WHEREOF, the Company has caused this First Amendment to be effective the day and year first above written.

ATLASCLEAR HOLDINGS, INC., a Delaware corporation

Dated:

May 27, 2026

By:

/s/

John Schaible

Name:

John

Schaible

Title:

Executive

Chairman

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Entity Registrant Name

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Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

Entity Address, Address Line One

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N. Lois Ave.

Entity Address, Address Line Two

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Entity Address, City or Town

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Entity Address, State or Province

Entity Address, Postal Zip Code

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City Area Code

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Local Phone Number

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