Form 8-K
8-K — WisdomTree, Inc.
Accession: 0001214659-26-006842
Filed: 2026-05-29
Period: 2026-05-28
CIK: 0000880631
SIC: 6211 (SECURITY BROKERS, DEALERS & FLOTATION COMPANIES)
Item: Other Events
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 28, 2026
WisdomTree, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-10932
13-3487784
(State or other jurisdiction
of incorporation)
Commission
File Number:
(IRS Employer
Identification No.)
250 West 34th Street
3rd Floor
New York, NY 10119
(Address of principal executive offices, including
zip code)
(212) 801-2080
(Registrant’s telephone number, including area
code)
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange
Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, $0.01 par value
WT
The New York Stock Exchange
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
On May 28, 2026, WisdomTree, Inc. (the “Company”) entered
into individual, privately negotiated repurchase agreements with certain holders of its outstanding 3.25% Convertible Senior Notes due
2029 (the “Notes”) to repurchase approximately $51.9 million in aggregate principal amount of the Notes for an aggregate cash
repurchase price of approximately $87.3 million (the “Notes repurchase transactions”). The Notes repurchase transactions are
expected to close on June 1, 2026, subject to the satisfaction of customary closing conditions. After consummation of the Notes repurchase
transactions, approximately $18.1 million of the Notes will be outstanding.
Cautionary Statement Regarding Forward-Looking Statements
This Current Report on Form 8-K contains “forward-looking statements”
as defined in the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to,
statements about the closing of the Notes repurchase transactions. Although the Company believes that the expectations reflected in these
forward-looking statements are reasonable, these statements relate to future events, and involve known and unknown risks, uncertainties
and other factors that may cause actual results to be materially different from expected results expressed or implied by these forward-looking
statements. In some cases, you can identify forward-looking statements by terminology such as “may,” “will,” “should,”
“expects,” “intends,” “plans,” “anticipates,” “believes,” “estimates,”
“predicts,” “potential,” “continue” or the negative of these terms or other comparable terminology.
These statements are only predictions. You should not place undue reliance on forward-looking statements because they involve known and
unknown risks, uncertainties and other factors, which are, in some cases, beyond the Company’s control and which could materially
affect results. Factors that may cause actual results to differ materially from current expectations include, among other things, the
risk that all or a portion of the Notes repurchase transactions do not close when expected or at all and the other risks set forth under
the caption “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025, and in
subsequent reports filed with or furnished to the Securities and Exchange Commission. If one or more of these or other risks or uncertainties
occur, or if the Company’s underlying assumptions prove to be incorrect, actual results may vary significantly from those implied
or projected by the forward-looking statements. No forward-looking statement is a guarantee of future performance. You should read this
Current Report on Form 8-K completely and with the understanding that the Company’s actual future results may be materially different
from any future results expressed or implied by these forward-looking statements.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
WisdomTree, Inc.
Date: May 28, 2026
By:
/s/ Bryan Edmiston
Bryan Edmiston
Chief Financial Officer
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