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Form 8-K

sec.gov
NRXS The article is a Form 8-K filing detailing changes in officers and compensatory arrangements, including stock option exchanges and RSU grants. It does not contain information that would suggest a positive or negative outlook on the company's stock performance.

8-K — Neuraxis, INC

Accession: 0001493152-26-039247

Filed: 2026-08-19

Period: 2026-07-24

CIK: 0001933567

SIC: 3845 (ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS)

Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item: Other Events

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

D.C. 20549

FORM

8-K

CURRENT

REPORT

PURSUANT

TO SECTION 13 OR 15(d) OF

THE

SECURITIES EXCHANGE ACT OF 1934

Date

of Report (Date of earliest event reported): July 24, 2026

Neuraxis,

Inc.

(Exact

name of registrant as specified in its charter)

Delaware

001-41775

45-5079684

(State

or other jurisdiction

of

incorporation)

(Commission

File

Number)

(I.R.S.

Employer

Identification

No.)

11611

N. Meridian St, Suite 330

Carmel,

IN 46032

(Address

of principal executive offices)

Registrant’s

telephone number, including area code: (812) 689-0791

N/A

(Former

name or former address, if changed since last report)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.001 par value

NRXS

NYSE

American

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of

Certain Officers

(e)

Compensatory Arrangements of Certain Officers

Stock

Option Exchange

As

previously disclosed, on June 10, 2026, the stockholders of Neuraxis, Inc. (the “Company”) approved the cancellation

of 1,319,394 outstanding stock options previously granted under the Innovative Health Solutions, Inc. 2017 Stock Compensation Plan, as

amended, and the issuance of an equivalent amount of restricted stock units (“RSUs”) under the NeurAxis, Inc. 2022

Omnibus Securities and Incentive Plan, as amended (the “2022 Plan”), to each affected option holder on a one-for-one

basis in exchange for the cancellation of such options (the “Stock Option Exchange”). On July 24, 2026, the Stock

Option Exchange went effective. As a result of the Stock Option Exchange, Brian Carrico, President and Chief Executive Officer of the

Company, Adrian Miranda, Chief Medical Officer, Senior Vice President of Science and Technology of the Company, and Thomas Carrico, Chief

Regulatory Officer, Compliance Officer and Privacy Officer of the Company, will receive 199,188, 199,106, and 193,678 RSUs, vesting immediately.

RSU

Grants

On

August 13, 2026, following the approval of the Compensation Committee of the Board of Directors (the “Compensation Committee”),

the Company granted (i) 193,329 RSUs to Brian Carrico, (ii) 141,479 RSUs to Timothy Henrichs, Chief Financial Officer of the Company,

(iii) 133,341 RSUs to Adrian Miranda, and (iv) 135,906 RSUs to Thomas Carrico, under the 2022 Plan. The RSUs vest in three equal annual

installments over a three-year period.

Item

8.01 Other Events

On

August 13, 2026, following the approval of the Compensation Committee, the Company granted one-time equity awards of a total of 127,120

shares of the Company’s common stock to the independent directors of the Company in recognition of their prior service on the Board.

The awards were approved following a review conducted by an independent compensation consultant engaged by the Compensation Committee.

Based on the results of the review, the Compensation Committee determined to grant the independent directors additional equity compensation

to address historical compensation that was below applicable market levels.

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Date:

August 19, 2026

NEURAXIS,

INC.

By:

/s/

Brian Carrico

Name:

Brian

Carrico

Title:

President

and Chief Executive Officer

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Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

DE

Entity Address, Address Line One

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N. Meridian St

Entity Address, Address Line Two

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Entity Address, City or Town

Carmel

Entity Address, State or Province

IN

Entity Address, Postal Zip Code

46032

City Area Code

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Local Phone Number

689-0791

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Title of 12(b) Security

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Trading Symbol

NRXS

Security Exchange Name

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