Form 8-K
8-K — Laser Photonics Corp
Accession: 0001493152-26-022509
Filed: 2026-05-12
Period: 2026-05-07
CIK: 0001807887
SIC: 3690 (MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Regulation FD Disclosure
Item: Financial Statements and Exhibits
Documents
8-K — form8-k.htm (Primary)
EX-10.1 (ex10-1.htm)
EX-99.1 (ex99-1.htm)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 7, 2026
Laser
Photonics Corporation
(Exact
name of registrant as specified in its charter)
Delaware
001-41515
84-3628771
(State
of other jurisdiction
(Commission
(IRS
Employer
of
incorporation)
File
Number)
Identification
No.)
250
Technology Park
Lake
Mary, FL
32746
(Address
of principal executive offices)
(Zip
Code)
Registrant’s
telephone number, including area code: (407) 804-1000
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol
Name
of exchange on which registered
Common
Stock, par value $0.001 per share
LASE
The
NASDAQ Stock Market LLC
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers
On
May 7, 2026, the registrant (“Laser Photonics” or the “Company”) appointed Roman Franklin to serve as its Chief
Financial Officer and Principal Financial Officer under the terms of a Master Services Agreement (the “MSA”) between the
Company and The CFO Portal, LLC, a Florida limited liability company specializing in fractional Chief Financial Officer services for
microcap public companies and private companies preparing for public markets (the “MSA”). Mr. Franklin is the founder and
Chief Executive Officer of The CFO Portal, LLC, which he founded in 2025.
Under
the terms of the MSA, Mr. Franklin is engaged to serve as the Company’s Chief Financial Officer and the Principal Financial Officer
(the “Services”) for an initial six month term that automatically renews on a month-to-month basis unless either party provides
a written notice of non-renewal 30 days prior to the end of the then-current term. Either party can terminate the MSA following 30 days
prior notice or for cause. The MSA allows for conversion by the Company of Mr. Franklin to a full-time CFO upon terms to be mutually
agreed to by both parties. Mr. Franklin will receive a fixed monthly retainer of $22,500 per month for the Services, but services outside
the scope of the statement of work, including (without limitation) capital raise documentation, S-1/S-3/Reg A+/PIPE filings, M&A
diligence and integration, restatement support and SEC enforcement response, will be quoted and invoiced separately on a fixed-fee basis.
The foregoing description of the MSA does not purport to be complete and is qualified in its entirety by reference to the full text of
the MSA that is attached as Exhibit 10.1 hereto and is incorporated herein by reference.
Mr.
Franklin, age 42, has more than 20 years of experience in finance and operations leadership in several public and private companies.
Since September 2025, Mr. Franklin has served as Chief Executive Officer of The CFO Portal, LLC, where he leads engagements covering
SEC reporting (Forms 10-K, 10-Q, and 8-K), material weakness remediation, SEC comment letter response, audit management and capital markets
readiness, including S-1 preparation, Regulation A+ offerings, and reverse merger integration. Concurrently, since January 2024, Mr.
Franklin has served as Chief Financial Officer of the Diocese of Central Florida, a religious non-profit corporation, where he leads
a team overseeing accounting, financial reporting and employee benefits administration, and where he is responsible for the management
of more than $100 million in trust, endowment and real estate assets. From September 2017 to November 2023, Mr. Franklin served as President,
Chief Financial Officer and a member of the Board of Directors of Simplicity Esports and Gaming Company (OTCIQ:WINR), an experiential
entertainment company with retail gaming center locations in 16 states, where he primarily supported the company’s acquisition
program, capital markets activities and franchise growth. From January 2004 to September 2017, Mr. Franklin served as President, Chief
Financial Officer, and Chief Compliance Officer of Franklin Financial Planning, a fee-only registered investment advisory firm he founded
and ultimately exited in 2017.
Mr.
Franklin holds a Master of Business Administration in Finance and Management from Stetson University (2011) and a Bachelor of Science
in Professional Studies, with concentrations in Management and Finance, from Barry University (2005). He has been quoted in financial
publications including Bloomberg Businessweek, The Wall Street Journal, Barron’s, and InvestmentNews on financial planning and
investment topics. Other than his service as a director of Simplicity Esports and Gaming Company, which concluded in 2023, Mr. Franklin
does not currently serve, and has not during the past five years served, on the board of directors of any other public company.
Item
7.01 Regulation FD Disclosures.
Laser
Photonics issued a press release on May 12, 2026, regarding the appointment of Mr. Franklin as Chief Financial Officer and Principal
Financial Officer, a copy of which is attached hereto and incorporated herein as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
Exhibits
10.1
Master Services Agreement dated May 7, 2026, between Laser Photonics Corporation and Roman Franklin
99.1
Press Release Issued by Laser Photonics Corporation dated May 12, 2026.
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
-2-
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
May
12, 2026
Laser
Photonics Corporation
By:
/s/
Wayne Tupuola
Wayne
Tupuola
President
and CEO
-3-
EX-10.1
EX-10.1
Filename: ex10-1.htm · Sequence: 2
Exhibit 10.1
EX-99.1
EX-99.1
Filename: ex99-1.htm · Sequence: 3
Exhibit 99.1
Laser Photonics Appoints Roman Franklin as Chief
Financial Officer
ORLANDO, FL / May 12, 2026 / Laser Photonics
Corporation (NASDAQ: LASE), a global leader in laser systems for industrial and defense applications, today announced the appointment
of respected executive Roman Franklin as its Chief Financial Officer and Principal Financial Officer.
Franklin is a seasoned finance executive with more
than 20 years of experience in finance and operations leadership across public and private companies. He is the founder and Chief Executive
Officer of The CFO Portal, LLC, a Florida-based firm specializing in strategic accounting services for microcap public companies and private
companies preparing for public markets. Through The CFO Portal, Franklin leads engagements covering SEC reporting, material weakness remediation,
SEC comment letter response, audit management and capital markets readiness, including S-1 preparation, Regulation A+ offerings, and reverse
merger integration.
Concurrently, Franklin serves as Chief Financial Officer
of the Diocese of Central Florida, a religious non-profit corporation, where he leads a team overseeing accounting, financial reporting
and employee benefits administration, and manages more than $100 million in trust, endowment and real estate assets. Previously, he served
as President, Chief Financial Officer and a member of the Board of Directors of Simplicity Esports and Gaming Company, an
experiential entertainment company with retail gaming center locations in 16 states, where he supported the company’s acquisition
program, capital markets activities and franchise growth. Prior to that, Franklin served as President, Chief Financial Officer and Chief
Compliance Officer of Franklin Financial Planning, a fee-only registered investment advisory firm he founded and ultimately exited in
2017.
Franklin holds a Master of Business Administration
in Finance and Management from Stetson University and a Bachelor of Science in Professional Studies, with concentrations in Management
and Finance, from Barry University. He has been quoted in financial publications including Bloomberg Businessweek, The Wall Street Journal,
Barron’s, and InvestmentNews.
Management Commentary
“Roman brings a strong combination of public
company financial leadership, SEC reporting expertise and capital markets experience that is well-suited to where Laser Photonics is today,”
said Wayne Tupuola, Chief Executive Officer of Laser Photonics. “As we continue to scale our operations and execute on our growth
strategy, Roman’s hands-on experience managing audit processes, supporting capital raises and strengthening financial controls will
be instrumental in positioning the Company for long-term success. On behalf of the entire Laser Photonics team, I am pleased to welcome
Roman to the organization.”
Franklin added: “Laser Photonics has built a
compelling technology portfolio with strong relevance across critical industrial and defense end markets. I see a significant opportunity
to strengthen the Company’s financial infrastructure, enhance reporting processes and support management’s strategic priorities
as the business continues to grow. I look forward to partnering with Wayne and the leadership team to drive operational efficiency and
deliver long-term value for shareholders.”
About Laser Photonics Corporation
Laser Photonics Corporation (NASDAQ: LASE) is a global
leader in laser systems for industrial and defense applications. The Company develops and manufactures advanced laser technologies used
in cleaning, surface preparation, and precision material processing across demanding operating environments. Laser Photonics serves a
broad range of end markets, including defense and government, aerospace, energy, maritime, automotive, and advanced manufacturing. Through
a combination of internal development, strategic acquisitions, and partnerships, the Company continues to expand its product portfolio
and address new applications where performance, efficiency, and environmental considerations are critical. For more information, please
visit laserphotonics.com.
Cautionary Note Concerning Forward-Looking Statements
This press release contains forward-looking statements
within the meaning of applicable securities laws. These statements are based on current expectations as of the date of this press release
and involve risks and uncertainties that may cause results to differ materially from those indicated by these forward-looking statements.
These forward-looking statements include, among other things, statements regarding our preliminary internal financial information, which
is unaudited, subject to completion of our financial closing and audit procedures and may differ materially from our actual results. These
risks and uncertainties include, but are not limited to, the impacts of federal government funding disruptions and shutdowns on our contracts,
operations, capital-raising activities, and strategic initiatives. We encourage readers to review the “Risk Factors” in our
Registration Statement and other filings with the Securities and Exchange Commission for a comprehensive understanding. Laser Photonics
Corp. undertakes no obligation to revise or update any forward-looking statements, except as required by applicable laws or regulations,
to reflect events or circumstances after the date of this press release.
Investor Relations Contact
Lucas A. Zimmerman & Ian Scargill
MZ Group - MZ North America
(262) 357-2918
LASE@mzgroup.us
www.mzgroup.us
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May 07, 2026
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xbrli:booleanItemType
Balance Type:
na
Period Type:
duration