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Form 8-K

sec.gov

8-K — SOBR Safe, Inc.

Accession: 0001477932-26-006034

Filed: 2026-10-02

Period: 2026-10-02

CIK: 0001425627

SIC: 2721 (PERIODICALS: PUBLISHING OR PUBLISHING AND PRINTING)

Item: Other Events

Item: Financial Statements and Exhibits

Documents

8-K — sobr_8k.htm (Primary)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 2, 2026

SOBR SAFE, INC.

(Exact name of registrant as specified in its charter)

Delaware

000-53316

26-0731818

(State or other

jurisdiction of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

6300 E. Hampden Ave., Suite C-308

Denver, Colorado 80222

(Address of principal executive offices) (zip code)

(844) 762-7723

(Registrant’s telephone number, including area code)

(Former name or former address if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock

SOBR

NONE(1)

(1)

On September 14, 2026, SOBR Safe, Inc. (the “Company”) received written notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that Nasdaq had determined that the Company’s common stock would be delisted from Nasdaq. On September 16, 2026, the Company’s common stock was suspended from trading and began trading on the OTC Pink Limited Market under the symbol “SOBR.”

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01. Other Events.

On October 2, 2026, SOBR Safe, Inc. (the “Company”) sent out a press release clarifying certain news about the Company released by third parties and the postponement of the Company’s 2026 Annual General Meeting of Stockholders (the “2026 Annual Meeting”). The full text of the press release referenced herein is furnished hereto as Exhibit 99.1 and incorporated herein by reference.

On September 23, 2026, the Company filed a Current Report on Form 8-K announcing that the Board of Directors of the Company (the “Board”) had determined that the Company’s 2026 Annual Meeting would be held on Monday, November 2, 2026.

The Board has determined to postpone the 2026 Annual Meeting until a later date. The Company will provide updated information regarding the rescheduled 2026 Annual Meeting, including any revised record date for determining stockholders entitled to vote, in a future communication.

The information in this Item 8.01 of this Current Report on Form 8-K is being furnished to the SEC, and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by a specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1

Press release dated October 2, 2026

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SOBR Safe, Inc.

a Delaware corporation

Dated: October 2, 2026

By:

/s/ David Gandini

David Gandini, Chief Executive Officer

3

EX-99.1 — PRESS RELEASE

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sobr_ex991.htm

EXHIBIT 99.1

SOBRsafe Provides Corporate Update

DENVER, COLORADO / ACCESS Newswire / October 2, 2026 / SOBR Safe, Inc. (OTC: SOBR) (“SOBRsafe” or the “Company”), is issuing this press release as certain news has been put forth which the Company believes requires it to clarify SOBR’s position. The Company is exploring and considering its options moving forward, but no decision has been made by the Company’s Board of Directors or its stockholders to dissolve the Company.

As a result, the Company has decided to postpone its Annual General Meeting until further notice.

About SOBRsafe™

Previously before ceasing operations, SOBRsafe’s advanced transdermal (touch-based) technology detects and reports in real-time the presence of alcohol as emitted through a user’s skin - no breath, blood, or urine samples are required. With a powerful backend data platform, SOBRsafe provided passive, dignified screening and monitoring solutions for the behavioral health, family law and consumer markets, and for licensing and integration.

Safe Harbor Statement

Our prospects here at SOBRsafe are subject to uncertainties and risks. This news release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, including statements regarding the intended use of net proceeds from the offering, and the Company intends that such forward-looking statements be subject to the safe harbor provided by the foregoing. These forward-looking statements are based largely on the expectations or forecasts of future events, can be affected by inaccurate assumptions, and are subject to various business risks and known and unknown uncertainties, a number of which are beyond the control of management. Therefore, actual results could differ materially from the forward-looking statements contained in this news release. The Company cannot predict or determine after the fact what factors would cause actual results to differ materially from those indicated by the forward-looking statements or other statements. The reader should consider statements that include the words “anticipate,” “believe,” “contemplate,” “continue,” “could,” “estimate,” “expect,” “intends,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “will,” “would” or other similar expressions that are predictions of or indicate future events or trends, to be uncertain and forward-looking. We caution readers not to place undue reliance upon any such forward-looking statements. The Company does not undertake to publicly update or revise forward-looking statements, whether because of new information, future events or otherwise. Additional information respecting factors that could materially affect the Company and its operations are contained in the Company’s filings with the SEC which can be found on the SEC’s website at www.sec.gov.

Company Contact:

David Gandini

Chief Executive Officer

1.844.SOBRsafe (762.7723)

IR@sobrsafe.com

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