Form 8-K
8-K — CATHAY GENERAL BANCORP
Accession: 0001437749-26-017795
Filed: 2026-05-19
Period: 2026-05-18
CIK: 0000861842
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Submission of Matters to a Vote of Security Holders
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8-K — caty20260519_8k.htm (Primary)
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2026-05-18
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 18, 2026
CATHAY GENERAL BANCORP
(Exact name of registrant as specified in its charter)
Delaware
001-31830
95-4274680
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
777 North Broadway, Los Angeles, California
90012
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: (213) 625-4700
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock
CATY
Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 18, 2026, the Company held its Annual Meeting of Stockholders at which the stockholders voted upon (i) the election of four Class III directors to serve until the 2029 annual meeting of stockholders, (ii) an advisory (non-binding) resolution to approve the Company’s executive compensation disclosed in the proxy statement, (iii) an advisory (non-binding) proposal to vote on the frequency of future advisory votes on executive compensation, and (iv) the ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2026 fiscal year.
The stockholders elected all four Class III director nominees, approved the advisory (non-binding) resolution to approve the Company’s executive compensation disclosed in the proxy statement, stated a preference of every year for the frequency of future advisory votes on executive compensation, and ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2026 fiscal year.
On the record date of March 26, 2026, there were 66,972,039 shares of the Company’s common stock issued and outstanding and entitled to vote at the annual meeting. The number of votes cast for and against, as well as the number of abstentions and broker non-votes as to each such matter voted upon, as applicable, are set forth below.
Election of Directors
Nominee
Class
For
Against
Abstain
Broker
Non-Votes
Nelson Chung
III
45,005,156
3,563,774
72,897
6,966,519
Felix S. Fernandez
III
47,347,029
1,220,837
73,961
6,966,519
Maan-Huei Hung
III
45,199,034
3,378,692
64,101
6,966,519
Richard Sun
III
44,748,777
3,829,207
63,843
6,966,519
Advisory (Non-Binding) Vote to Approve Our Executive Compensation
For
Against
Abstain
Broker
Non-Votes
47,296,739
1,061,747
283,341
6,966,519
Advisory (Non-Binding) Vote on the Frequency of Future Advisory Votes on Our Executive Compensation
Every
Year
Every
Other Year
Every
Three Years
Abstain
Broker
Non-Votes
44,241,623
72,326
4,030,739
297,139
6,966,519
In accordance with the results for this item, the Company’s Board of Directors has determined to hold an advisory vote on executive compensation every year until the next required vote on the frequency of such advisory vote, which will be at the annual meeting of stockholders in 2032.
Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2026 Fiscal Year
For
Against
Abstain
Broker
Non-Votes
54,781,568
754,933
71,845
N/A
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 19, 2026
CATHAY GENERAL BANCORP
By:
/s/ Albert J. Wang
Albert J. Wang
Executive Vice President and
Chief Financial Officer
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May 18, 2026
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DE
Entity, File Number
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Entity, Tax Identification Number
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Entity, Address, Address Line One
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Entity, Address, City or Town
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Entity, Address, State or Province
CA
Entity, Address, Postal Zip Code
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City Area Code
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Local Phone Number
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