Form 8-K
8-K — ASSOCIATED BANC-CORP
Accession: 0001104659-26-104533
Filed: 2026-09-02
Period: 2026-09-02
CIK: 0000007789
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Other Events
Item: Financial Statements and Exhibits
Documents
8-K — tm2624370d1_8k.htm (Primary)
EX-99.1 — EXHIBIT 99.1 (tm2624370d1_ex99-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
September 2, 2026
Associated Banc-Corp
(Exact name of registrant as specified in its charter)
Wisconsin
001-31343
39-1098068
(State or other jurisdiction of incorporation)
(Commission
File Number)
(IRS Employer Identification No.)
433 Main Street, Green Bay, Wisconsin
54301
(Address of principal executive offices)
(Zip code)
Registrant’s telephone number, including area code
(920) 491-7500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per share
ASB
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E
ASB PrE
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625%
Non-Cum. Perp Pref Stock, Srs F ASB PrF The New York Stock Exchange
6.625%
Fixed-Rate Reset Subordinated Notes due 2033 ASBA The New York Stock Exchange
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of
the Exchange Act. ¨
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 2, 2026, Associated Banc-Corp (the “Company”)
announced that Randall J. Erickson, age 67, Executive Vice President, General Counsel and Corporate Secretary, will retire from his position,
effective October 13, 2026, after serving in the role for more than 14 years. Mr. Erickson will remain in an advisory capacity through
the end of 2026 to ensure a successful transition of his duties.
Item 8.01.
Other Events.
The Company also announced the appointment of Angela M.W. Kelley, age
45, to serve as Executive Vice President, General Counsel and Corporate Secretary, effective upon the October 13, 2026 retirement of Mr.
Erickson from the position.
Ms. Kelley brings 20 years of corporate law, business strategy and
executive management experience, most recently serving as Chief Executive Officer of Diversity Lab/Talent Multipliers since 2025. Prior
to that, she served as executive vice president, Director of Wealth Management at Heartland Financial USA, Inc. from 2024 until its acquisition
by UMB Financial Corporation in 2025. Ms. Kelley previously served as general counsel at PacWest Bancorp (NASDAQ: PACW) from 2021 to 2023
and at NBT Bancorp Inc. (NASDAQ: NBTB) from 2019 to 2021.
A copy of the press release announcing the retirement of Mr. Erickson
and the appointment of Ms. Kelley is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01.
Financial Statements and
Exhibits.
(d) Exhibits
99.1
Press Release dated September 2, 2026
104
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within the Inline XBRL document
2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Associated Banc-Corp
(Registrant)
Date: September 2, 2026
By:
/s/ Randall J. Erickson
Randall J. Erickson
Executive Vice President, General Counsel and Corporate Secretary
3
EX-99.1 — EXHIBIT 99.1
EX-99.1
Filename: tm2624370d1_ex99-1.htm · Sequence: 2
Exhibit 99.1
Investor Contact:
Ben McCarville, Senior Vice President,
Director of Investor Relations
920-491-7059
Media Contact:
Andrea Kozek, Vice President, Public
Relations Senior Manager
920-491-7518
Angela M.W. Kelley
to join Associated Bank as General Counsel
Kelley succeeds
Randall J. Erickson who is retiring in a planned leadership succession
GREEN BAY, Wis., September 2, 2026
— Associated Banc-Corp (NYSE: ASB) (“Associated”) today announced that Angela M.W. Kelley, 45, will succeed Randall
J. Erickson, 67, who is retiring as executive vice president, general counsel and corporate secretary effective October 13, 2026. Erickson
will remain in an advisory capacity through the end of 2026 to ensure a successful transition of his duties.
Kelley
brings 20 years of corporate law, business strategy and executive management experience, most recently serving as chief executive officer
of Diversity Lab/Talent Multipliers since 2025. Prior to that, she served as executive vice president, Director of Wealth Management
at Heartland Financial USA, Inc. from 2024 until its acquisition by UMB Financial Corporation in 2025. Kelley previously served as general
counsel at PacWest Bancorp (NASDAQ: PACW) from 2021 to 2023 and at NBT Bancorp Inc. (NASDAQ: NBTB) from 2019 to 2021.
Kelley will be based in Milwaukee and
report directly to Associated President and CEO Andy Harmening.
“Angela brings a wealth of both
legal and business experience to the role,” said Harmening. “With her experience in leading governance and transformation
efforts that drive business results, we expect she will fit perfectly in our growth and performance culture.”
Erickson retires from Associated after more than 14 years as executive vice president, general counsel and corporate secretary.
As Associated’s top legal advisor,
he has been a trusted partner providing strategic counsel, guidance and a practical perspective on key business decisions. In addition
to building a top-notch legal team, Erickson’s advice and expertise have been key in M&A and corporate finance transactions,
and in navigating the regulatory and corporate governance environment.
“It has been a privilege to work
with Andy, the executive leadership team, the board of directors, the legal team, and all of the Associated colleagues for these many
years,” said Erickson. “I am leaving them in good hands with Angela.”
“I want to thank Randy for his
contributions to Associated and for his advice and counsel. We wish him a long and happy retirement,” Harmening said.
ABOUT
ASSOCIATED BANC-CORP
Associated
Banc-Corp (NYSE: ASB) has total assets of $52 billion and is the largest bank holding company based in Wisconsin. Headquartered
in Green Bay, Wisconsin, Associated is a leading Midwest banking franchise, offering a full range of financial products and services
from over 200 banking locations throughout Wisconsin, Illinois, Iowa, Minnesota, Missouri and Nebraska. The Company also operates loan
production offices in Indiana, Kansas, Michigan, New York, Ohio and Texas. Associated Bank, N.A. is an Equal Housing Lender, Equal Opportunity
Lender and Member FDIC. More information about Associated Banc-Corp is available at www.associatedbank.com.
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