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Form 8-K

sec.gov

8-K — Marygold Companies, Inc.

Accession: 0001493152-26-044987

Filed: 2026-09-30

Period: 2026-09-28

CIK: 0001005101

SIC: 6199 (FINANCE SERVICES)

Item: Regulation FD Disclosure

Item: Financial Statements and Exhibits

Documents

8-K — form8-k.htm (Primary)

EX-99.1 (ex99-1.htm)

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

DC 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported): September 28, 2026

The

Marygold Companies, Inc.

(Exact

name of registrant as specified in its charter)

Nevada

001-41318

90-1133909

(State

or Other Jurisdiction

(Commission

(IRS

Employer

of

Incorporation)

File

Number)

Identification

No.)

120

Calle Iglesia

Unit

B

San

Clemente, CA 92672

(Address

of Principal Executive Offices and Zip Code)

(949)

218-8542

(Registrant’s

telephone number, including area code)

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.001 par value

MGLD

NYSE

American LLC

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions (see General Instruction A.2. below):

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☐

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

7.01 Regulation FD Disclosure.

On

September 28, 2026, The Marygold Companies, Inc., a Nevada corporation (“Marygold” or “Company”) (NYSE American:

MGLD) issued a press release clarifying the previously announced Merger Agreement with Madison Dearborn Partners (“MDP”).

The press release is attached as Exhibit 99.1 hereto and incorporated herein by reference.

The

information in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of

Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities

of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the

Exchange Act, except as expressly set forth by specific reference in such filing.

Item

9.01 Financial Statements and Exhibits.

(d)

Exhibits.

Exhibit

No.

Description

99.1

Press Release of The Marygold Companies, Inc. Dated September 28, 2026

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Date:

September 30, 2026

THE

MARYGOLD COMPANIES, INC.

By:

/s/

Nicholas D. Gerber

Nicholas

D. Gerber

Chief

Executive Officer (Principal Executive Officer)

EX-99.1

EX-99.1

Filename: ex99-1.htm · Sequence: 2

Exhibit

99.1

The

Marygold Companies Provides Update to Stockholders Regarding Transaction

SAN

CLEMENTE, CALIF. – September 28, 2026 – As previously announced, on September 25, 2026, The Marygold Companies, Inc. (NYSE

American: MGLD) (“Marygold” or the “Company”) entered into a definitive merger agreement (the “Merger Agreement”)

pursuant to which funds managed by Madison Dearborn Partners will acquire all of the outstanding shares of the Company for $2.00 per

share.

The

board of directors of the Company (the “Board”) delegated authority to the Audit Committee of the Board (the “Special

Committee”), consisting solely of independent and disinterested directors, to consider, review, evaluate and negotiate the potential

acquisition of the Company and make a recommendation to the Board. Both the Special Committee and the Board unanimously determined that

the Merger Agreement and the transactions contemplated thereby are advisable, fair to and in the interests of the Company.

The

Merger Agreement was supported by holders of approximately 75% of the voting power of the Company’s outstanding shares. Shortly

following the execution and delivery of the Merger Agreement, those same holders of approximately 75% of the voting power of the Company’s

outstanding shares delivered a written consent approving the Merger Agreement and the transactions contemplated thereby.

Because

the Company has received stockholder approval of the Merger Agreement and the transactions contemplated thereby, under the terms of the

Merger Agreement, the Company is not permitted to respond to or accept alternative acquisition proposals or to terminate the Merger Agreement

to pursue an alternative acquisition proposal.

The

details of the Merger Agreement and related transactions are included in a Form 8-K filed by the Company earlier today. The Merger Agreement

is filed as an exhibit to that Form 8-K.

Prior

to entering into the Merger Agreement, the Company conducted an extensive process to solicit interest from third parties in acquiring

all or part of the Company’s shares and received several proposals. Details of the process undertaken by the Company prior to entering

into the Merger Agreement will be included in the information statement that the Company will file with the Securities and Exchange Commission

and mail to Company stockholders.

About

The Marygold Companies, Inc.

The

Marygold Companies, Inc. was founded in 1996 and repositioned as a global holding firm in 2015. The Company currently has operating subsidiaries

in financial services, food manufacturing, printing, and beauty products, under the trade names USCF Investments, Marygold & Co.,

Step-By-Step Financial Planners, Marygold & Co. Limited, Gourmet Foods, Printstock Products, and Original Sprout, respectively. Offices

and manufacturing operations are in the U.S., New Zealand, and the U.K. For more information, visit www.themarygoldcompanies.com.

For

more information, contact:

Roger

S. Pondel

PondelWilkinson

310-279-5965

rpondel@pondel.com

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