Form 8-K

8-K — AMERIPRISE FINANCIAL INC

Accession: 0001104659-26-052928

Filed: 2026-04-30

Period: 2026-04-29

CIK: 0000820027

SIC: 6282 (INVESTMENT ADVICE)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — tm2613146d1_8k.htm (Primary)

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0000820027

AMERIPRISE FINANCIAL INC

0000820027

2026-04-29

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities

Exchange Act of 1934

Date of Report (Date of earliest event reported):

April 29, 2026

AMERIPRISE FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Delaware

001-32525

13-3180631

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

1099 Ameriprise Financial Center

Minneapolis, Minnesota

55474

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including

area code: (612) 671-3131

Former name or former address,

if changed since last report: Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12

under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant

to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant

to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol

Name

of each exchange on which registered

Common

Stock (par value $.01 per share)

AMP

New

York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ¨

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2026 annual meeting

of the shareholders of the Company was held on April 29, 2026. At the meeting, the holders of 78,335,494 shares of common stock,

which represents approximately 86.4% of the 90,689,669 outstanding shares entitled to vote as of the March 2, 2026, record

date, were represented in person or by proxy. Detailed voting results are set forth below.

Item 1 – Election

of the Eight Director Nominees Named Below. The shareholders elected each director nominee for a term of one year to expire at the

2027 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows:

Name

Votes For

Votes Against

Abstentions

Broker Non-Votes

James M. Cracchiolo

68,019,068

4,534,672

280,794

5,500,960

Robert F. Sharpe, Jr.

67,843,593

4,921,475

69,466

5,500,960

Dianne Neal Blixt

68,124,291

4,613,738

96,505

5,500,960

Amy DiGeso

65,655,057

7,076,691

102,786

5,500,960

Christopher J. Williams

71,018,197

1,672,027

144,310

5,500,960

Glynis A. Bryan

72,288,976

448,581

96,977

5,500,960

Liane J. Pelletier

72,533,365

201,640

99,529

5,500,960

Brian T. Shea

71,226,122

1,506,700

101,712

5,500,960

Item 2 - Ratification of Audit and Risk

Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026.

The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting

firm for 2026.

Votes For

Votes Against

Abstentions

75,820,390

2,449,928

65,176

Item 3 – Nonbinding Advisory Vote

to Approve the Compensation of Named Executive Officers. The shareholders approved, on an advisory basis, the compensation of the

named executive officers.

Votes For

Votes Against

Abstentions

Broker Non-Votes

65,673,362

6,847,326

313,846

5,500,960

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

Exhibit 104

Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language)

SIGNATURES

Pursuant to the requirements

of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto

duly authorized.

AMERIPRISE FINANCIAL, INC.

(Registrant)

Date: April 30, 2026

By:

/s/ Wendy B. Mahling

Name:

Wendy B. Mahling

Title:

Senior Vice President, Corporate Secretary & Securities and Corporate Law

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Apr. 29, 2026

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Entity File Number

001-32525

Entity Registrant Name

AMERIPRISE FINANCIAL INC

Entity Central Index Key

0000820027

Entity Tax Identification Number

13-3180631

Entity Incorporation, State or Country Code

Entity Address, Address Line One

1099 Ameriprise Financial Center

Entity Address, City or Town

Minneapolis

Entity Address, State or Province

Entity Address, Postal Zip Code

55474

City Area Code

612

Local Phone Number

671-3131

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Security Exchange Name

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