Form 8-K

8-K — UNIVERSAL SAFETY PRODUCTS, INC.

Accession: 0001104659-26-114373

Filed: 2026-10-07

Period: 2026-10-07

CIK: 0000102109

SIC: 5065 (WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC)

Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item: Regulation FD Disclosure

Item: Financial Statements and Exhibits

Documents

8-K — tm2627199d1_8k.htm (Primary)

EX-99.1 — EXHIBIT 99.1 (tm2627199d1_ex99-1.htm)

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2026-10-07

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities

Exchange Act of 1934

Date of Report

(Date of earliest event reported): October 7, 2026

UNIVERSAL SAFETY PRODUCTS, INC.

(Exact name of

registrant as specified in its charter)

Maryland

001-31747

52-0898545

(State or other jurisdiction of

incorporation

or organization)

(Commission File Number)

(I.R.S. Employer Identification No.)

11407

Cronhill Drive, Suite A,

Owings Mills, Maryland

21117

(Address of principal executive offices) (Zip Code)

(410)

363-3000

(Registrant’s telephone

number, including area code)

Check the appropriate

box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following

provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b)

of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.01 par value

UUU

NYSE

American

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ¨

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.03 Amendments to Articles of Incorporation; Change in Fiscal Year.

October 6, 2026, the Board of Directors of Universal Safety Products, Inc., a Maryland corporation (the “Company”)

approved a change in fiscal year end of the Company from March 31st to December 31st. Following such change, the date of the

Company’s next fiscal year end is December 31, 2026. Consequently, the Company will file a transition report on Form 10-K

for the period from April 1, 2026 to December 31, 2026.

Item 7.01 Regulation FD Disclosure.

On October 7, 2026,

the Company issued a press release announcing that, effective October 19, 2026, the Company will be changing its name to DeFi Capital

Markets, Inc. and its stock symbol to “DCM” (the “Press Release”). A copy of the Press Release is

furnished herewith as Exhibit 99.1 and is incorporated by reference herein.

In accordance with General

Instruction B.2 of Form 8-K, the information under this item shall not be deemed filed for purposes of Section 18 of the Securities

Exchange Act of 1934, as amended, nor shall such information be deemed incorporated by reference in any filing under the Securities Act

of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. This report will not be deemed an

admission as to the materiality of any information required to be disclosed solely to satisfy the requirements of Regulation FD.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:

Exhibit No.

Description

99.1

Press Release, issued October 7, 2026.

101

Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).

104

Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934,

the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UNIVERSAL SAFETY PRODUCTS, INC.

Dated: October 7, 2026

/s/ Harvey B. Grossblatt

Harvey B. Grossblatt

President and Chief Executive Officer

EX-99.1 — EXHIBIT 99.1

EX-99.1

Filename: tm2627199d1_ex99-1.htm · Sequence: 2

Exhibit 99.1

UNIVERSAL SAFETY

PRODUCTS, INC. TO BECOME DEFI CAPITAL MARKETS, INC.

Common stock

expected to trade on NYSE American under new ticker “DCM” as the Company builds its tokenization, proprietary trading and

digital asset market-making businesses

OWINGS MILLS, Md.

— October 7, 2026 — Universal Safety Products, Inc. (NYSE American: UUU) (the “Company”) today

announced that, effective October 19, 2026, it is changing its name to DeFi Capital Markets, Inc. The new name reflects where

the Company’s business is headed; tokenization, digital assets, quantitative trading and blockchain-based financial markets. As

these new initiatives gain traction, the Company anticipates discontinuing the legacy business of designing and marketing a variety of

safety products.

Along with the

name change, the Company expects its common stock to begin trading on the NYSE American under the ticker symbol “DCM” on

October 19, 2026. No action is required by existing stockholders with respect to the ticker symbol change. The Company’s common

stock CUSIP will remain unchanged.

Through its wholly

owned subsidiary, Universal DeFi LLC (“Universal DeFi”), the Company has spent over a year building technology that

allows companies and asset owners around the world to tokenize real-world and financial assets, so they can be issued, held and, where

permitted, traded on blockchain infrastructure. Universal DeFi’s platform, which is currently accessible by invitation-only, has

completed its first project, the tokenization of silver. In addition, Universal DeFi is currently making markets in three cryptocurrencies

for itself in a proprietary account.

Management views

tokenization as one of the largest long-term opportunities in global capital markets, which is already rapidly expanding. Recently, data

analytics platform Dune reported that tokenized real-world assets have surpassed $34 billion. Citigroup has forecasted that tokenized

assets by 2030 would range between $2.7 trillion (bear case) to $8.2 trillion (bull case), with a base case of $5.5 trillion.

DeFi Capital Markets

intends to take part in that growth through several offerings. It will provide tokenization technology to issuers and asset owners, allowing

them to tokenize their own real-world assets. It will own and invest its own capital in digital and tokenized assets. Finally, it expects

to provide liquidity through proprietary quantitative trading and market making.

That last piece

is central to the Company’s strategy. Universal DeFi is building a proprietary market-making and quantitative trading operation

that runs on its own capital, technology, algorithms and internal resources, and it plans to make markets in selected digital assets

and tokenized markets where doing so is legally permitted and economically attractive.

The goal over time

is an asset-rich capital markets platform that combines proprietary investments and asset ownership with trading, market making, tokenization

technology and blockchain infrastructure. Rather than serve only as a technology provider, the Company intends to be a direct participant

in the markets it helps create. Management believes that pairing of technology, capital, asset ownership and liquidity provision can

set DeFi Capital Markets apart as tokenization and decentralized finance continues to mature around the world.

The Company will

provide further updates on the continued growth of its tokenization, proprietary trading and digital asset initiatives.

About Universal

Safety Products, Inc.

Universal Safety

Products, Inc. (NYSE American: UUU), which is changing its name to DeFi Capital Markets, Inc., is transitioning into a digital

asset and financial technology company focused on tokenization, proprietary quantitative trading, digital asset market making, blockchain

infrastructure and investments in digital and tokenized assets. Through its subsidiaries and strategic investments, the Company intends

to participate directly in the ongoing convergence of traditional capital markets, blockchain technology and decentralized finance.

Forward-Looking

Statements

This press release

contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and

Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements include statements regarding: the

Company’s anticipated name and ticker symbol change; the potential size and development of tokenized asset markets; the Company’s

tokenization technology; proprietary trading and market-making activities; investments in digital and tokenized assets; deployment of

proprietary capital; blockchain initiatives; and future business strategy and growth, and generally include statements that are predictive

in nature and depend upon or refer to future events or conditions, and include words such as “believes,” “plans,”

“anticipates,” “projects,” “estimates,” “expects,” “intends,” “strategy,”

“future,” “opportunity,” “may,” “will,” “should,” “could,” “potential,”

or similar expressions. Statements that are not historical facts are forward-looking statements. Forward-looking statements are based

on current beliefs and assumptions that are subject to risks and uncertainties.

Forward-looking

statements speak only as of the date they are made, and the Company undertakes no obligation to update any of them publicly in light

of new information or future events. Actual results could differ materially from those contained in any forward-looking statement as

a result of various factors. More information, including potential risk factors, that could affect the Company’s business and financial

results are included in the Company’s filings with the U.S. Securities and Exchange Commission, including, but not limited to,

the Company’s Forms 10-K, 10-Q and 8- K. All filings are available at www.sec.gov and on the Company’s website at

www.universalsafetyprod.com.

Universal Safety Products Investor

Contact:

(410) 363-3000

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