Form 8-K
8-K — Natera, Inc.
Accession: 0001104659-26-038519
Filed: 2026-04-01
Period: 2026-03-26
CIK: 0001604821
SIC: 8071 (SERVICES-MEDICAL LABORATORIES)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Financial Statements and Exhibits
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 26, 2026
Natera, Inc.
(Exact name of registrant as specified
in its charter)
Delaware
001-37478
01-0894487
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
13011 McCallen Pass
Building A Suite 100
Austin, TX 78753
(Address of principal executive offices,
including zip code)
(650)
980-9190
(Registrant’s telephone number,
including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
¨ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.0001 per share
NTRA
Nasdaq Stock Market LLC
(Nasdaq Global Select Market)
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The Board of Directors (the “Board”) of Natera, Inc.,
a Delaware corporation (the “Company”), based on the recommendation of the Board’s Nominating, Corporate Governance
and Compliance Committee, (i) increased the size of the full Board from ten to eleven members and (ii) appointed Eric Rubin
as a member of the Board, in each case effective as of March 26, 2026.
Dr. Rubin will serve as a Class I director, with an initial
term expiring at the 2028 annual meeting of stockholders. There is no arrangement or understanding between Dr. Rubin and any other
persons pursuant to which Dr. Rubin was elected as a director.
The Board determined that Dr. Rubin qualifies as an independent
director pursuant to the Securities Act of 1933, as amended, and the listing standards of The Nasdaq Stock Market. The Board has appointed
Dr. Rubin to the Nominating, Corporate Governance and Compliance Committee of the Board.
In connection with his appointment to the Board, Dr. Rubin will
be entitled to receive cash and equity compensation consistent with that of the Company’s other non-employee directors. Such compensation
is described in the Company’s Amended Compensation Program for Non-Employee Directors filed with the Securities and Exchange Commission
(the “SEC”) on August 8, 2025 as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2025. The Company’s form Notice of Stock Unit Award and form Stock Unit Agreement were filed with the
SEC on June 18, 2024 as Exhibit 10.1 to the Company’s Current Report on Form 8-K. The initial equity award granted
to Dr. Rubin will vest as to one-third of the shares covered by such award on each of March 26, 2027, 2028, and 2029.
The Company also entered into an Indemnification Agreement with Dr. Rubin,
providing for indemnification and advancement of litigation and other expenses to Dr. Rubin to the fullest extent permitted by law
for claims relating to his service to the Company or its subsidiaries. The Company’s form of indemnification agreement was filed
with the SEC on March 16, 2017 as Exhibit 10.4 to the Company’s Annual Report on Form 10-K for the fiscal year ended
December 31, 2016.
There are no family relationships between
Dr. Rubin and any of the Company’s directors or executive officers, and Dr. Rubin does not have any direct or indirect
material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
No.
Description
10.1
Natera, Inc. Amended Compensation Program for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 filed with the SEC on August 8, 2025).
10.2
Amended and Restated 2015 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 18, 2024).
10.3
Form of Indemnification Agreement (incorporated by reference to Exhibit 10.4 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2016 filed with the SEC on March 16, 2017).
104
Cover Page Interactive Data File (formatted as inline XBRL).
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
Natera, Inc.
By:
/s/ Michael Brophy
Michael Brophy
Chief Financial Officer (Principal Financial and Accounting Officer)
Dated: April 1, 2026
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Entity File Number
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Entity Registrant Name
Natera, Inc.
Entity Central Index Key
0001604821
Entity Tax Identification Number
01-0894487
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
13011 McCallen Pass
Entity Address, Address Line Two
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Entity Address, City or Town
Austin
Entity Address, State or Province
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City Area Code
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Local Phone Number
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