Form 8-K/A
8-K/A — Indaptus Therapeutics, Inc.
Accession: 0001493152-26-041636
Filed: 2026-09-08
Period: 2026-08-28
CIK: 0001857044
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Entry into a Material Definitive Agreement
Item: Financial Statements and Exhibits
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8-K/A — form8-ka.htm (Primary)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K/A
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 28, 2026
INDAPTUS
THERAPEUTICS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
001-40652
86-3158720
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)
3 Columbus Circle 15th
Floor
New
York, New York
10019
(Address of principal executive
offices)
(Zip Code)
(646)
427-2727
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol
Name
of each exchange on which registered
Common Stock, $0.01 par
value
INDP
Nasdaq Capital Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY
NOTE
This
Amendment No. 1 on Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K filed by Indaptus Therapeutics,
Inc. with the U.S. Securities and Exchange Commission on September 1, 2026 (the “Original Form 8-K”). This
Amendment is being filed solely to update the Original Form 8-K to reflect the Company’s filing of Amendment No. 1 to the prospectus
supplement dated August 31, 2026, which updates certain disclosure in the section entitled “Dilution” hereof. Except as expressly
set forth herein, no other changes have been made to the Original Form 8-K. This Amendment should be read in conjunction with the Original
Form 8-K.
Item
1.01. Entry into a Material Definitive Agreement.
On
August 28, 2026, Indaptus Therapeutics, Inc. (the “Company”) entered into an Amended and Restated At the Market
Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright”),
which amends and restates in its entirety, and supersedes and replaces, the At The Market Offering Agreement, dated June 1, 2022, between
the Company and Wainwright (the “Original Agreement”). The Sales Agreement provides for the sale and issuance
by the Company of shares of its common stock, par value $0.01 per share (the “Common Stock”), from time to
time, through or to Wainwright as the Company’s sales agent and/or principal in an “at the market offering” program
and as otherwise set forth in the Sales Agreement (the “Offering”).
Pursuant
to the Sales Agreement, the Company may issue and sell through or to Wainwright shares of Common Stock having an aggregate maximum offering
price of up to $100,000,000, subject to the limitations set forth in the Sales Agreement, including the number of authorized but unissued
shares of Common Stock available for issuance and the Company’s continued satisfaction of the eligibility and transaction requirements
for use of Form S-3. The $100,000,000 maximum aggregate gross sales price applies solely to shares sold on or after the execution date
of the Sales Agreement. Shares sold pursuant to the Original Agreement prior to the date of the Sales Agreement will not be counted toward
such limit.
On
August 31, 2026, the Company filed a prospectus supplement, dated August 31, 2026, as amended by Amendment No. 1 thereto, dated September
4, 2026, including an accompanying base prospectus, dated August 20, 2025 (the “ATM Prospectus Supplement”),
which together form a part of the Company’s shelf registration statement on Form S-3 (File No. 333-289573), initially filed by
the Company with the U.S. Securities and Exchange Commission (the “SEC”) on August 13, 2025 and declared effective
by the SEC on August 20, 2025 (the “Registration Statement”), in connection with the offer and sale of shares
of Common Stock pursuant to the Sales Agreement.
Pursuant
to the Sales Agreement, Wainwright has agreed to use its commercially reasonable efforts to sell shares of Common Stock from time to
time, subject to the terms and conditions of the Sales Agreement. The Company will designate the maximum amount of shares of Common Stock
to be sold by Wainwright on any trading day and the minimum price per share at which such shares may be sold. The gross sales price of
shares of Common Stock sold by Wainwright as sales agent under the Sales Agreement will be the market price for the shares of Common
Stock on the applicable trading market at the time of sale.
Subject
to the terms and conditions of the Sales Agreement, Wainwright may sell shares of Common Stock by any method permitted by law deemed
to be an “at the market offering” as defined in Rule 415 under the Securities Act of 1933, as amended (the “Securities
Act”), including, without limitation, sales made directly on the applicable trading market, on any other existing trading
market for the Common Stock or to or through a market maker. Wainwright may also sell shares of Common Stock in privately negotiated
transactions with the Company’s prior written approval and to the extent provided for in the applicable prospectus supplement.
In addition, if the Company wishes to sell shares in a manner other than through sales by Wainwright as sales agent, the Company and
Wainwright may enter into a separate terms agreement pursuant to which Wainwright may purchase shares of Common Stock as principal on
terms agreed upon by the parties.
The
Company has no obligation to sell any shares of Common Stock under the Sales Agreement. The Company or Wainwright may suspend the offering
of shares under the Sales Agreement at any time in accordance with the terms thereof. Wainwright is not obligated to purchase any shares
of Common Stock on a principal basis under the Sales Agreement except as otherwise specifically agreed by Wainwright and the Company
pursuant to a separate terms agreement. No assurance can be given that the Company will sell any shares of Common Stock under the Sales
Agreement or, if any sales occur, as to the price or number of shares that will be sold or the dates on which any such sales will take
place.
Pursuant
to the terms of the Sales Agreement, the Company will pay Wainwright a placement fee equal to 3.0% of the gross sales price of shares
of Common Stock sold by Wainwright as sales agent pursuant to the Sales Agreement. The foregoing rate of compensation does not apply
when Wainwright acts as principal, in which case the Company may sell shares to Wainwright at a price agreed upon pursuant to the applicable
terms agreement.
The
Company has agreed to provide Wainwright and certain related persons with customary indemnification and contribution rights, including
with respect to certain liabilities under the Securities Act. The Company has also agreed to reimburse Wainwright for certain fees and
expenses, including certain fees and expenses of Wainwright’s legal counsel, in each case subject to the terms and limitations
set forth in the Sales Agreement.
The
Sales Agreement contains customary representations and warranties, covenants and conditions to the sale of shares of Common Stock pursuant
thereto.
The
foregoing description of the Sales Agreement is not complete and is qualified in its entirety by reference to the full text of the Sales
Agreement, a copy of which is filed herewith as Exhibit 1.1 to this Current Report on Form 8-K and incorporated herein by reference.
A copy of the opinion of McCarter & English, LLP regarding the validity of the shares of Common Stock that may be issued pursuant
to the Sales Agreement is filed herewith as Exhibit 5.1 to this Current Report on Form 8-K.
This
Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the securities discussed herein,
nor shall there be any sale of such securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful
prior to registration or qualification under the securities laws of any such state or jurisdiction.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
No.
Description
1.1*#
Amended and Restated At the Market Offering Agreement, dated as of August 28, 2026, by and between the Company and H.C. Wainwright & Co., LLC
5.1#
Opinion of McCarter & English, LLP
23.1#
Consent of McCarter & English, LLP (included in Opinion of McCarter & English, LLP filed as Exhibit 5.1)
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
*
Certain schedules and exhibits to this agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted
exhibit or schedule will be furnished to the SEC or its staff upon request.
#
Previously filed.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
September 4, 2026
INDAPTUS
THERAPEUTICS, INC.
By:
/s/
Junyi Dai
Name:
Junyi Dai
Title:
Chief Executive Officer
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Aug. 28, 2026
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Amendment Description
This
Amendment No. 1 on Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K filed by Indaptus Therapeutics,
Inc. with the U.S. Securities and Exchange Commission on September 1, 2026 (the “Original Form 8-K”). This
Amendment is being filed solely to update the Original Form 8-K to reflect the Company’s filing of Amendment No. 1 to the prospectus
supplement dated August 31, 2026, which updates certain disclosure in the section entitled “Dilution” hereof. Except as expressly
set forth herein, no other changes have been made to the Original Form 8-K. This Amendment should be read in conjunction with the Original
Form 8-K.
Document Period End Date
Aug. 28, 2026
Entity File Number
001-40652
Entity Registrant Name
INDAPTUS
THERAPEUTICS, INC.
Entity Central Index Key
0001857044
Entity Tax Identification Number
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Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
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Floor
Entity Address, City or Town
New
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City Area Code
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Local Phone Number
427-2727
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