Form 8-K
8-K — Capstone Energy Plus, Inc.
Accession: 0001104659-26-099750
Filed: 2026-08-21
Period: 2026-08-20
CIK: 0001009759
SIC: 3510 (ENGINES & TURBINES)
Item: Submission of Matters to a Vote of Security Holders
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8-K — tm2623744d1_8k.htm (Primary)
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0001009759
Capstone Energy Plus, Inc.
0001009759
2026-08-20
2026-08-20
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15 (d) of The Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): August 20, 2026
CAPSTONE
ENERGY+, INC.
(Exact name of registrant
as specified in its charter)
Delaware
001-15957
20-1514270
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
Identification No.)
16640
Stagg Street,
Van
Nuys, California
91406
(Address of principal executive
offices)
(Zip Code)
(818)
734-5300
(Registrant’s telephone
number, including area code)
Former name or former address, if changed since last report: N/A
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant
to Section 12(b) of the Act:
Title of
each class
Trading Symbol(s)
Name of
exchange on which registered
Common
Stock, par value $0.001 per share
CEPL
The
Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07
Submission of Matters to a Vote of Security Holders
On August 20, 2026, Capstone Energy+, Inc. (the
“Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). At the close of business on July
2, 2026, the record date for the Annual Meeting (the “Record Date”), 32,220,718 shares of the Company’s voting common
stock, par value $0.001 per share (“Common Stock”), were issued and outstanding, and each holder of the Company’s Common
Stock as of the Record Date was entitled to one vote for each share of Common Stock held by such stockholder on that date. Also as of
the record date, 80,000 shares of Company’s Series A Convertible Preferred Stcok (“Series A Preferred Stock”) were issued
and outstanding, and each holder of the Company’s Series A Preferred Stock was entitled to vote the largest number of whole shares
of Common Stock into which such shares were convertible on the Record date, which as of such date, were convertible into 16,203,835 shares
of Common Stock. Holders of the Company’s non-voting common stock, par value $0.001 per share, were not entitled to notice of, or
to vote at, the Annual Meeting. At the Annual Meeting, stockholders entitled to a total of 20,293,123 votes, or approximately 42% of the
voting power of all outstanding shares of capital stock of the Company entitled to vote at the Annual Meeting, were present or represented
by proxy, constituting a quorum. The final voting results on the proposals presented for stockholder approval at the Annual Meeting were
as follows:
Proposal
1: The election of the following individuals to the Company’s board of directors as Class III directors to serve until
the Company’s 2029 annual meeting of stockholders or until their respective successors have been elected and qualified.
Director
Votes For
Votes Withheld
Broker Non-Votes
Vincent J. Canino
9,694,709
870,909
9,727,505
John P. Miller
9,695,062
870,556
9,727,505
Mr. Canino and Mr. Miller were each re-elected
as Class III directors of the Company to serve until the Company’s 2029 annual meeting of stockholders or until the election and
qualification of their successors in office, subject to their earlier death, resignation, retirement, disqualification or removal.
Proposal
2: A non-binding advisory vote on the compensation of the Company’s named executive officers.
Votes For
Votes Against
Votes Abstained
Broker Non-Votes
10,127,935
230,324
207,359
9,727,505
The stockholders approved, on a non-binding advisory
basis, the compensation of the Company’s named executive officers.
Proposal
3: Ratification of the appointment of CBIZ CPAs PC (“CBIZ”) as the Company’s independent registered public
accounting firm for the fiscal year ending March 31, 2027.
Votes For
Votes Against
Votes Abstained
Broker Non-Votes
20,204,527
56,153
32,443
-
The stockholders voted to ratify the
appointment of CBIZ as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
CAPSTONE
ENERGY+, INC.
Date: August 21, 2026
By:
/s/ John P.
Miller
Name: John P. Miller
Title: Interim Chief Financial Officer
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Entity Registrant Name
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Entity Central Index Key
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Entity Tax Identification Number
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Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
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