Form 8-K
8-K — Healthcare Triangle, Inc.
Accession: 0001213900-26-079616
Filed: 2026-07-20
Period: 2026-07-17
CIK: 0001839285
SIC: 7373 (SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN)
Item: Submission of Matters to a Vote of Security Holders
Documents
8-K — ea0298570-8k_healthcare.htm (Primary)
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8-K — CURRENT REPORT
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
July 17, 2026
HEALTHCARE TRIANGLE, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-40903
84-3559776
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
7901 Stoneridge Dr., Suite 220 Pleasanton,
CA 94588
(Address of principal executive offices)
(925)-270-4812
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange
on which registered
Common Stock, par value $0.00001 per share
HCTI
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote
of Security Holders.
On July 17, 2026, at the virtual annual meeting
of shareholders (the “Annual Meeting”), the shareholders of Healthcare Triangle, Inc. (the “Company”):
(i) elected four (4) directors to serve a one (1) year term; (ii) ratified the appointment of SRCO Professional Corporation, Chartered
Professional Accountants as the Company’s independent registered public accounting firm for the fiscal year ending December 31,
2026; (iii) approved a proposal to amend the 2020 Stock Incentive Plan to provide for automatic annual increases in shares reserved under
the Plan; (iv) approved one or more future issuances under Nasdaq Listing Rule 5635(d); (v) approved the issuance of 2,828,167 shares
of common stock pursuant to a Settlement Agreement in accordance with Nasdaq Listing Rule 5635(a); (vi) approved the issuance of securities
in connection with the Teyame Transaction under Nasdaq Listing Rule 5635(a); (vii) approved the issuance of common stock in excess of
the Exchange Cap pursuant to the ELOC Purchase Agreement under Nasdaq Listing Rule 5635(d); (viii) approved the issuance of common stock
underlying the OID Senior Secured Convertible Debentures under Nasdaq Listing Rules 5635(b) and 5635(d); and (ix) approved the adjournment
or postponement of the Annual Meeting, if necessary or appropriate, to solicit additional proxies.
The proposals presented at the Annual Meeting
are described in more detail in the Company’s Definitive Proxy Statement on Schedule 14A (“Proxy Statement”)
that was filed with the Securities and Exchange Commission on June 26, 2026. Holders of 20,386,046 shares of the Company’s common
stock, or approximately 92.55% of the 22,027,783 shares of common stock that were issued and outstanding and entitled to vote, were present
virtually or represented by proxy at the Annual Meeting. The shares entitled to vote include the common stock of the Company and the Company’s
Series A Super Voting Preferred Stock.
The following are the final voting results on
the proposals presented to the Company’s shareholders at the Annual Meeting.
Proposal No. 1: Election of Directors
The Company’s shareholders elected all of
the director nominees nominated by the Board to serve for a one-year term, until the 2027 annual meeting of shareholders and until their
successors are duly elected and qualified. The table below sets forth the voting results for Proposal 1:
Director
Term
Expires
For
Against
Abstain
Broker
Non-Votes
Dave Rosa
2027
20,038,467
12,328
796
334,455
Sujatha Ramesh
2027
20,041,105
9,963
521
334,457
Ronald McClurg
2027
20,044,048
6,778
765
334,455
Jainal Bhuiyan
2027
20,028,359
22,466
765
334,456
Proposal No. 2: Ratification of the Appointment
of Independent Registered Public Accounting Firm
The Company’s shareholders approved the
resolution to ratify the appointment of SRCO Professional Corporation, Chartered Professional Accountants as the Company’s independent
registered public accounting firm for the fiscal year ending December 31, 2026. The table below sets forth the voting results for Proposal
2:
For
Against
Abstain
Broker Non-Votes
20,379,459
5,071
1,516
0
1
Proposal No. 3: Approval of the Amendment to the 2020 Stock Incentive
Plan to Provide for Automatic Annual Increases in Shares Reserved Under the Plan
The Company’s shareholders approved the
resolution to amend (the “Plan Amendment”) the Healthcare Triangle, Inc. 2020 Stock Incentive Plan (“Plan”)
to provide for the automatic increase in the number of shares under the Plan on the first day of each fiscal year beginning with
the 2026 fiscal year, in an amount equal to the greater of (a) 2,000,000 shares, (b) a number of shares equal to twenty percent (20%)
of the total number of shares of all classes of common stock of the Company outstanding on the last day of the immediately preceding fiscal
year, or (c) such number of shares determined by the Administrator of the Plan no later than the last day of the immediately preceding
fiscal year. The Plan Amendment will terminate with the termination of the Plan on December 31, 2030. The table below sets forth the voting
results for Proposal 3:
For
Against
Abstain
Broker Non-Votes
20,025,153
25,144
1,293
334,456
Proposal No. 4: Approval of One or More Future
Issuances Under Nasdaq Listing Rule 5635(d)
The Company’s shareholders approved, for
purposes of Nasdaq Listing Rule 5635(d), any future issuance of the Company’s securities that is a 20% Issuance (as defined in Nasdaq
Listing Rule 5635(d)(1)(B)), is sold at a price that is below the Minimum Price and is sold on terms that are within the Nasdaq Parameters.
The table below sets forth the voting results for Proposal 4:
For
Against
Abstain
Broker Non-Votes
20,029,915
20,364
1,312
334,455
Proposal No. 5: Approval of the Issuance of
2,828,167 Shares of Common Stock Pursuant to the Settlement Agreement in Accordance with Nasdaq Listing Rule 5635(a)
The Company’s shareholders approved the
issuance of 2,828,167 shares of common stock pursuant to a Settlement Agreement dated June 24, 2026 between the Company and SecureKloud
Technologies Ltd., as required under Nasdaq Listing Rule 5635(a). The table below sets forth the voting results for Proposal 5:
For
Against
Abstain
Broker Non-Votes
20,031,495
18,351
1,444
334,756
Proposal No. 6: Approval of the Issuance of
Securities in Connection with the Teyame Transaction Under Nasdaq Listing Rule 5635(a)
The Company’s shareholders approved the
issuance of up to 11,869,397 shares of common stock that may be issued pursuant to the Share Purchase Agreement, dated January 22, 2026
and amended on June 24, 2026, among the Company, Teyame AI Holdings Inc., Teyame AI LLC, CH 109, S.L., and Ivan Montero Rebato and Maria
Luisa Sanchez Fernando, as required under Nasdaq Listing Rule 5635(a). The table below sets forth the voting results for Proposal 6:
For
Against
Abstain
Broker Non-Votes
20,031,454
18,691
1,444
334,457
Proposal No. 7: Approval of the Issuance of
Common Stock in Excess of the Exchange Cap Pursuant to the ELOC Purchase Agreement Under Nasdaq Listing Rule 5635(d)
The Company’s shareholders approved the
potential issuance of common stock in excess of the Exchange Cap pursuant to the ELOC Purchase Agreement, dated June 12, 2026, by and
between the Company and Hudson Global Ventures, LLC, as required under Nasdaq Listing Rule 5635(d). The table below sets forth the voting
results for Proposal 7:
For
Against
Abstain
Broker Non-Votes
20,030,981
19,775
836
334,454
2
Proposal No. 8: Approval of the Issuance of
Common Stock Underlying the OID Senior Secured Convertible Debentures Under Nasdaq Listing Rules 5635(b) and 5635(d)
The Company’s shareholders approved the
potential issuance of common stock underlying the original issue discount senior secured convertible debentures issued pursuant to the
Securities Purchase Agreement dated June 12, 2026 between the Company and certain investors, as required by Nasdaq Listing Rules 5635(b)
and 5635(d). The table below sets forth the voting results for Proposal 8:
For
Against
Abstain
Broker Non-Votes
20,031,635
19,119
837
334,455
Proposal No. 9: Approval of Adjournment or
Postponement of the Annual Meeting
The Company’s shareholders approved one
or more adjournments or postponements of the Annual Meeting, if necessary or appropriate, to solicit additional proxies in favor of one
or more of the foregoing proposals. The table below sets forth the voting results for Proposal 9:
For
Against
Abstain
Broker Non-Votes
20,366,003
19,612
430
1
3
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Healthcare Triangle, Inc.
Dated: July 20, 2026
By:
/s/ David Ayanoglou
David Ayanoglou
Chief Financial Officer
4
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