Form 8-K
8-K — ORAGENICS INC
Accession: 0001493152-26-042843
Filed: 2026-09-16
Period: 2026-09-16
CIK: 0001174940
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Regulation FD Disclosure
Item: Other Events
Item: Financial Statements and Exhibits
Documents
8-K — form8-k.htm (Primary)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934.
Date
of Report: September 16, 2026
(Date
of earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL
001-32188
59-3410522
(State
or other jurisdiction
of
incorporation)
(Commission
File
Number)
(IRS
Employer
Identification
Number)
9015
Town Center Parkway
Suite
143
Sarasota,
FL
34202
(Address
of principal executive offices)
(Zip
Code)
813-286-7900
(Registrant’s
telephone number, including area code)
1990
Main Street
Suite
750
Sarasota,
FL 34236
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock
OGEN
NYSE
American
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
7.01 REGULATION FD DISCLOSURE.
Oragenics,
Inc. (“Oragenics” or the “Company”) expects to use the presentation attached hereto as Exhibit 99.1, which is
incorporated herein by reference (the “Presentation”) on September 17, 2026 in connection with a presentation by the Company’s
Chief Medical Officer, James P. Kelly, in the Successful Case Studies session at the IPAC-RS 2026 Nasal Innovation Forum on Thursday,
September 17, 2026. Additionally, the Presentation will be available under the “Presentations” tab in the “News and
Media” section of the Company’s website, located at www.oragenics.com.
By
filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality
of any information in this report that is required to be disclosed solely by reason of Regulation FD.
The
information contained in the Presentation is summary information that is intended to be considered in the context of the Company’s
Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release
or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained
in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through
the filing of other reports or documents with the SEC, through press releases or through other public disclosure.
The
information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed”
under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the
Exchange Act.
ITEM
8.01 OTHER EVENTS.
On
September 16, 2026, the Company issued a press release announcing that its Chief Medical Officer is scheduled to present in the Successful
Case Studies session at the IPAC-RS 2026 Nasal Innovation Forum on Thursday, September 17, 2026.
A
copy of the Press Releases is attached hereto as Exhibit 99.1 and is incorporated by reference herein.
ITEM
9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d)
Exhibits
Exhibit
No.
Description
99.1
Presentation, dated September 16, 2026.
99.2
Press Release, dated September 16, 2026
104
Cover
page Interactive Data File (embedded in the cover page formatted in Inline XBRL)
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized on September 16, 2026.
ORAGENICS,
INC.
(Registrant)
BY:
/s/
Janet Huffman
Janet
Huffman
Chief
Executive Officer
EX-99.1
EX-99.1
Filename: ex99-1.htm · Sequence: 2
Exhibit
99.1
EX-99.2
EX-99.2
Filename: ex99-2.htm · Sequence: 3
Exhibit 99.2
Oragenics
Chief Medical Officer to Present at IPAC-RS 2026 Nasal Innovation Forum
Presentation
Highlights Clinical Translation of ONP-002 Intranasal Delivery Platform for Concussion Treatment
●
James P. Kelly, MD, Chief Medical Officer of Oragenics, is scheduled to present in the Successful Case Studies session at the IPAC-RS
2026 Nasal Innovation Forum on Thursday, September 17, 2026
●
Presentation is expected to address development and clinical translation of ONP-002, including the intranasal delivery platform, Phase
IIa trial design, and anticipated path to U.S. clinical development
●
Forum convenes leading pharmaceutical scientists, device developers, and regulators focused on nasal drug delivery
SARASOTA,
Fla., September 16, 2026 (GLOBE NEWSWIRE) — Oragenics (NYSE American: OGEN), a clinical-stage biotechnology company developing
brain-targeted therapeutics through proprietary intranasal delivery technology, today announced that James P. Kelly, MD, Chief Medical
Officer, is scheduled to present at the IPAC-RS 2026 Nasal Innovation Forum on Thursday, September 17, 2026. The event is being held
September 16–17, 2026, at Liberty House in Jersey City, New Jersey.
Dr.
Kelly is scheduled to present during Session 4: Successful Case Studies, beginning at 9:40 AM ET. His presentation is expected to address
the development and clinical translation of ONP-002, Oragenics’ first-in-class intranasal neurosteroid candidate for the treatment
of concussion — a condition with no currently approved pharmacological treatments.
The
presentation is expected to highlight the scientific rationale underlying ONP-002’s proposed mechanism of action, including its
potential ability to reduce neuroinflammation, oxidative stress, and cerebral edema through the proposed simultaneous activation of multiple
neuroprotective pathways. Dr. Kelly is expected to discuss the design of the Company’s proprietary breath-powered intranasal delivery
device, the ongoing Phase IIa feasibility trial in Australia, and the clinical design framework for anticipated U.S. development.
ONP-002
is manufactured as a powder and delivered via a lightweight intranasal device engineered to direct the drug to the superior nasal roof
for direct olfactory nerve, brain delivery, minimizing systemic exposure. A Phase IIa feasibility trial is currently enrolling at three
sites in Australia, and the Company is advancing its Investigational New Drug (IND) application, with submission anticipated in Q4 2026.
Dr.
Kelly stated, “The IPAC-RS Nasal Innovation Forum is an ideal venue to share the science underpinning our intranasal platform with
the formulation, device, and regulatory community. Concussion represents a significant unmet need, and we are excited to present our
progress toward potentially bringing the first pharmacological treatment for this condition to patients.”
The
IPAC-RS Nasal Innovation Forum is an annual pharmaceutical industry forum dedicated to nasal drug delivery, convening scientists, device
innovators, and regulatory experts to discuss formulation science, device technology, manufacturing best practices, and regulatory strategy.
About
ONP-002
ONP-002
is a first-in-class intranasal neurosteroid being investigated for the treatment of mTBI (concussion). There are currently no FDA-approved
pharmacological treatments for mTBI. ONP-002 is designed to reduce neuroinflammation, oxidative stress, and cerebral edema through gene
amplification of multiple neuroprotective pathways simultaneously. The compound is spray-dry manufactured into a nanoparticle powder
and delivered via a proprietary breath-powered intranasal device designed to maximize olfactory deposition and direct brain delivery
while minimizing systemic exposure. Phase I single and multiple ascending dose safety trials have been completed with a favorable safety
and tolerability profile. A Phase IIa feasibility trial is currently enrolling in Australia.
About
Oragenics
Oragenics
is a clinical-stage biotechnology company pioneering brain-targeted therapeutics through proprietary intranasal delivery technology.
The Company’s lead candidate, ONP-002, is being developed as a potential first-in-class treatment for mTBI (concussion). Oragenics
is advancing ONP-002 through Phase IIa clinical trials in Australia, with U.S. Phase IIb trials planned to follow pending IND submission.
The Company’s intranasal delivery platform has potential applications across a range of acute and chronic neurological conditions.
For more information, visit www.oragenics.com.
Forward-Looking
Statements
This
press release contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private
Securities Litigation Reform Act of 1995. Statements concerning the Company’s expectations, plans, business outlook, or future
performance, and any other statements concerning assumptions made or expectations as to any future events, conditions, performance, or
other matters are forward-looking statements. These statements include, but are not limited to, statements regarding the expected timing
and outcomes of the Company’s Phase IIa and planned Phase IIb clinical trials, the Company’s regulatory strategy and engagement
with the FDA, the anticipated timing of the Company’s IND submission, the potential applications of Oragenics’ intranasal
delivery platform, and the Company’s ability to advance its clinical programs with available capital. These forward-looking statements
are based on management’s current expectations and are subject to risks and uncertainties that could cause actual results to differ
materially, including risks related to the clinical development process, patient enrollment and trial execution, regulatory approval
processes, the Company’s ability to secure adequate funding for operations, and those risks set forth in Oragenics’ most
recent Forms 10-K, 10-Q, and other SEC filings available through EDGAR at www.sec.gov. Oragenics undertakes no obligation to update or
revise any forward-looking statements, whether as a result of new information, future events, or otherwise, after the date of this press
release, except as may be required by law.
CONTACTS
Investor
Relations
irth
Communications
1-866-976-4784
IR@oragenics.com
Media
Relations
irth
Communications
1-866-976-4784
media@irthcommunications.com
Source:
Oragenics
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