Form 8-K
8-K — Marker Therapeutics, Inc.
Accession: 0001104659-26-054940
Filed: 2026-05-04
Period: 2026-05-01
CIK: 0001094038
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — tm2613511d1_8k.htm (Primary)
EX-3.1 — EXHIBIT 3.1 (tm2613511d1_ex3-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
May 1, 2026
Date of Report (Date of earliest event reported)
MARKER THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-37939
45-4497941
(State or other jurisdiction of
incorporation)
(Commission File Number)
(IRS Employer Identification No.)
2450 Holcombe Blvd, TMC Partners Office 1.311
Houston,
Texas
77021
(Address of principal executive offices)
(Zip Code)
(713) 400-6400
Registrant’s telephone number, including
area code
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.001 per share
MRKR
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
As reported below under Item
5.07 of this Current Report, on May 1, 2026, Marker Therapeutics, Inc. (the “Company”) held its 2026 Annual Meeting
of Stockholders (the “Annual Meeting”), at which meeting the Company’s stockholders approved an amendment
to the Company’s Certificate of Incorporation, as amended, to increase the number of authorized shares of our Common Stock from
30,000,000 shares of Common Stock to 130,000,000 shares of Common Stock (the “Charter Amendment”).
The foregoing description
of the Charter Amendment does not purport to be complete and is qualified in its entirety by reference to the complete text of the Charter
Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report and is incorporated by reference herein.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 1, 2026, the Company
held its Annual Meeting. The stockholders considered six proposals, each of which is described in more detail in the Company’s definitive
proxy statement filed with the Securities and Exchange Commission on March 20, 2026. Of the 16,673,127 shares outstanding as of the record
date, 12,377,857 shares, or 74.24%, were present virtually or represented by proxy at the Annual Meeting. Each of the Nominees were re-elected.
All of the Proposals except Proposal 4 passed. Set forth below are the results of the matters submitted for a vote of stockholders at
the Annual Meeting.
Proposal No. 1: Election of five nominees
to serve as directors until the 2027 annual meeting of stockholders and until their respective successors are elected and qualified. The
votes were cast as follows:
Name
Votes For
Votes
Withheld
David Eansor
9,297,478
275,480
Steven Elms
9,347,549
225,409
Katharine Knobil
9,314,762
258,196
Juan Vera
9,331,093
241,865
Kathryn Penkus Corzo
9,377,143
195,815
Broker Non-Votes: 2,804,902.
All nominees were elected.
Proposal No. 2: Approval, on an advisory basis, of the compensation
of the Company’s named executive officers. The votes were cast as follows:
Votes For
Votes
Against
Abstained
Advisory approval of named executive officer compensation
8,548,905
471,261
552,789
Broker Non-Votes: 2,804,902.
Proposal No. 3: Approval of the adoption of an amendment to our Certificate of Incorporation, as amended, to increase the number
of authorized shares of our Common Stock from 30,000,000 shares of Common Stock to 130,000,000 shares of Common Stock. The votes were
cast as follows:
Votes For
Votes
Against
Abstained
Approval of Charter Amendment to Increase Authorized Common Stock.
10,851,228
1,412,017
114,611
Broker Non-Votes: 0.
Proposal No. 4: Approval of the adoption of an amendment to
our Certificate of Incorporation, as amended, to revise the voting threshold required for an increase or decrease of Common Stock. The
votes were cast as follows:
Votes For
Votes
Against
Abstained
Approval of Charter Amendment to Revise Voting Threshold
8,279,190
1,222,558
71,209
Broker Non-Votes: 2,804,902.
Proposal No. 5: Ratification of the selection
by the Audit Committee of the Board of Directors of CBIZ CPAs P.C. (“CBIZ”) as the independent registered public accounting
firm of the Company for its fiscal year ending December 31, 2026. The votes were cast as follows:
Votes For
Votes
Against
Abstained
Ratification of appointment of CBIZ
11,626,068
1,003,337
109,974
Broker Non-Votes: 0.
Proposal No. 6: Approval of the adjournment
of the Annual Meeting in the event that the number of shares of Common Stock present or represented by proxy at the Annual Meeting and
voting “FOR” the adoption of Proposal 3 is insufficient. The votes were cast as follows:
Votes For
Votes
Against
Abstained
Adjournment
11,264,545
1,003,337
109,974
Broker Non-Votes: 0.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
3.1
Amendment to Certificate of Incorporation.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Marker Therapeutics, Inc.
Dated: May 4, 2026
By:
/s/ Juan Vera
Juan Vera
President and Chief Executive Officer
EX-3.1 — EXHIBIT 3.1
EX-3.1
Filename: tm2613511d1_ex3-1.htm · Sequence: 2
Exhibit 3.1
CERTIFICATE OF AMENDMENT
TO
CERTIFICATE OF INCORPORATION
OF
MARKER THERAPEUTICS, INC.
Marker Therapeutics, Inc. (the
“Company”), a corporation organized and existing under and by virtue of the General Corporation Law of the State
of Delaware (the “DGCL”), does hereby certify that:
First: The
name of this corporation is Marker Therapeutics, Inc., and the date on which the Certificate of Incorporation of this corporation was
originally filed with the Secretary of State of the State of Delaware was October 17, 2018, under the original name Marker Therapeutics,
Inc.
Second: The
Board of Directors of the Company (the “Board”), acting in accordance with the provisions of Sections 141
and 242 of the DGCL, adopted resolutions amending its Certificate of Incorporation (the “Certificate of Incorporation”)
to provide that Section A of Article IV of the Certificate of Incorporation is amended and restated to read in its entirety
as follows:
“A. The Corporation is
authorized to issue two classes of stock to be designated, respectively, “Common Stock” and “Preferred Stock.”
The total number of shares which the Corporation is authorized to issue is 135,000,000 shares, consisting of (i) 130,000,000 shares
of Common Stock, $0.001 par value per share, and (ii) 5,000,000 shares of Preferred Stock, $0.001 par value per share.”
Third: The
foregoing amendment to the Certificate of Incorporation was duly approved by the Board.
Fourth: Thereafter,
pursuant to a resolution of the Board, this Certificate of Amendment was submitted to the stockholders of the Company for their approval,
and was duly adopted in accordance with the provisions of Section 242 of the DGCL.
[Signature Page Follows]
In Witness Whereof, Marker
Therapeutics, Inc. has caused this Certificate of Amendment to be executed by its President and Chief Executive Officer as of May 1, 2026.
/s/ Juan Vera
By: Juan Vera
Title: President and Chief Executive Officer
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