Form 8-K
8-K — PALISADE BIO, INC.
Accession: 0001493152-26-014822
Filed: 2026-04-02
Period: 2026-03-27
CIK: 0001357459
SIC: 2836 (BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES))
Item: Other Events
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 27, 2026
PALISADE
BIO, INC.
(Exact
name of Registrant as Specified in Its Charter)
Delaware
001-33672
52-2007292
(State
or Other Jurisdiction
of
Incorporation)
(Commission
File
Number)
(IRS
Employer
Identification
No.)
4600
South Syracuse Street
Suite
900
Denver,
Colorado
80237
(Address
of Principal Executive Offices)
(Zip
Code)
Registrant’s
telephone number, including area code: (858) 704-4900
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock, par value $0.01 per share
PALI
Nasdaq
Capital Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01. Other Events.
In
preparation for the expected Phase 2 study of PALI-2108 for the treatment of patients with moderate to severe Ulcerative Colitis (“UC”),
and in order to expedite the enrollment of patients (the “Study Enrollment”), on March 30, 2026, Palisade Bio, Inc. (the
“Company”) entered into a master services agreement (the “MSA”) with Iterative Scopes, Inc. d/b/a Iterative Health
(“IH”), pursuant to which IH has agreed to, among other things, assist the Company with the Study Enrollment.
On
March 27, 2026 (the “Closing Date”), the Company issued and sold 1,536,885 shares (the “Shares”) of common stock,
par value $0.01 per share (“Common Stock”), of the Company to an affiliate of IH (the “Investor”) for a total
purchase price of $3.0 million, or $1.952 per Share (which represents the average closing price of the Common Stock on the Nasdaq Capital
Market for the five trading days prior to the Closing Date), pursuant to a common stock purchase agreement, dated March 27, 2026, by
and between the Company and the Investor. The Shares were offered and sold in a transaction exempt from registration under the Securities
Act of 1933, as amended, in reliance on Section 4(a)(2) thereof.
Forward
Looking Statements
This
Current Report on Form 8-K contains “forward-looking” statements for purposes of the safe harbor provisions of the Private
Securities Litigation Reform Act of 1995. Forward-looking statements include statements regarding the Company’s intentions, beliefs,
projections, outlook, analyses or current expectations concerning, among other things, the Company’s plans for its Phase 2 clinical
study in UC and the enrollment of patients. These forward-looking statements are based upon the Company’s current expectations.
Forward-looking statements involve risks and uncertainties. Important factors that could cause actual results to differ materially from
those reflected in the Company’s forward-looking statements include, among others, the risks and uncertainties outlined in the
Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the SEC on March 20, 2026. These forward-looking
statements speak only as of the date hereof and the Company expressly disclaims any obligation or undertaking to release publicly any
updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with
regard thereto or any change in events, conditions or circumstances on which any such statements are based, except as required by law.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed on its
behalf by the undersigned hereunto duly authorized.
Date:
April 2, 2026
Palisade
Bio, Inc.
/s/
J.D. Finley
By:
J.D.
Finley
Chief
Executive Officer
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Entity File Number
001-33672
Entity Registrant Name
PALISADE
BIO, INC.
Entity Central Index Key
0001357459
Entity Tax Identification Number
52-2007292
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
4600
South Syracuse Street
Entity Address, Address Line Two
Suite
900
Entity Address, City or Town
Denver
Entity Address, State or Province
CO
Entity Address, Postal Zip Code
80237
City Area Code
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Local Phone Number
704-4900
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Trading Symbol
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Security Exchange Name
NASDAQ
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