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Form 8-K

sec.gov

8-K — Voya Financial, Inc.

Accession: 0001535929-26-000088

Filed: 2026-05-21

Period: 2026-05-21

CIK: 0001535929

SIC: 6311 (LIFE INSURANCE)

Item: Submission of Matters to a Vote of Security Holders

Documents

8-K — voya-20260521.htm (Primary)

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8-K

8-K (Primary)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

May 21, 2026

VOYA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Delaware

001-35897

No.

52-1222820

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification Number)

200 Park Avenue

New York

New York

10166

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: (212) 309-8200

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered

Common Stock, $.01 Par Value VOYA New York Stock Exchange

Depositary Shares, each representing a 1/40th VOYAPrB New York Stock Exchange

interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07    Submission of Matters to a Vote of Security Holders

(a) The Annual Meeting of Stockholders (the “Annual Meeting”) of Voya Financial, Inc. (the “Company”) was held on May 21, 2026.

(b) The results of the matters submitted to a stockholder vote at the Annual Meeting were as follows:

Item 1 – Election of Directors: Our stockholders elected the following twelve directors to each serve a one-year term expiring at our annual meeting in 2027. Each director will hold office until his or her successor has been elected and qualified or until the director’s earlier resignation or removal.

For Against Abstentions Broker Non-Votes

Lynne Biggar 82,965,322 1,134,478 35,624 3,466,146

S. Biff Bowman 83,907,571 190,456 37,397 3,466,146

Yvette S. Butler 83,869,321 243,539 22,564 3,466,146

Jane P. Chwick 82,743,587 1,340,758 51,079 3,466,146

Kathleen DeRose 83,900,744 200,009 34,671 3,466,146

Hikmet Ersek 82,351,013 1,603,713 180,698 3,466,146

Ruth Ann M. Gillis 82,651,817 1,448,942 34,665 3,466,146

Heather Lavallee 83,582,739 529,036 23,649 3,466,146

Robert G. Leary 82,878,289 1,229,501 27,634 3,466,146

Aylwin B. Lewis 82,815,271 1,270,728 49,425 3,466,146

William J. Mullaney 82,915,798 1,185,419 34,207 3,466,146

Joseph V. Tripodi 82,570,511 1,530,962 33,951 3,466,146

Item 2 – Our stockholders approved, on an advisory basis, the compensation paid to the named executive officers.

For Against Abstentions Broker Non-Votes

83,000,209 1,056,471 78,744 3,466,146

Item 3 – Our stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2026.

For

Against

Abstentions

84,780,259 2,793,694 27,617

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Voya Financial, Inc.

(Registrant)

By:        /s/ Julie Watson

Name:    Julie Watson

Title:    Vice President, Counsel and Corporate Secretary

Dated: May 21, 2026

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