Form 8-K
8-K — TRI-CONTINENTAL Corp
Accession: 0001193125-26-272541
Filed: 2026-06-16
Period: 2026-06-16
CIK: 0000099614
Item: Regulation FD Disclosure
Documents
8-K — d150842d8k.htm (Primary)
EX-99.1 (d150842dex991.htm)
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8-K
8-K (Primary)
Filename: d150842d8k.htm · Sequence: 1
8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 16, 2026
Tri-Continental Corporation
(Exact name of registrant as specified in its charter)
Maryland
811-00266
13-5441850
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
290 Congress Street, Boston, Massachusetts
02210
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: (800) 345-6611
NOT APPLICABLE
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
TY
The New York Stock Exchange
Preferred Stock
TYPR
The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
SECTION 7 — REGULATION FD
Item 7.01 Regulation FD Disclosure.
Registrant is furnishing as Exhibit 99.1 the attached Press Release dated June 16, 2026 for Tri-Continental Corporation.
2
Exhibit Index
Exhibit No.
Description
99.1
Press Release
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
3
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 16, 2026
TRI-CONTINENTAL CORPORATION
By:
/s/ Joseph D’Alessandro
Joseph D’Alessandro
Vice President and Assistant Secretary
4
EX-99.1
EX-99.1
Filename: d150842dex991.htm · Sequence: 2
EX-99.1
Stockholder contact:
800-345-6611,
option 3
Media contact:
Meghan Shields
meghan.shields@columbiathreadneedle.com
TRI-CONTINENTAL CORPORATION
HOLDS 96th ANNUAL MEETING OF STOCKHOLDERS
MINNEAPOLIS, MN, June 16, 2026 — Tri-Continental Corporation (the
“Corporation”) (NYSE: TY) today held its 96th Annual Meeting of Stockholders (the “Meeting”) in Minneapolis, Minnesota. Stockholders voted in favor of the
recommendations of the Corporation’s Board of Directors (the “Board”) on each of two proposals at the Meeting.
Specifically,
Stockholders elected Directors Nancy T. Lukitsh, Catherine James Paglia, Brian J. Gallagher, and Ryan C. Larrenaga, each for a term that will expire at the Corporation’s 2029 Annual Meeting of Stockholders, and all until their successors are
elected and qualify. Stockholders also ratified the Board’s selection of PricewaterhouseCoopers LLP as the Corporation’s independent registered public accounting firm for the 2026 fiscal year.
The Corporation is managed by Columbia Management Investment Advisers, LLC.
Investors should consider the investment objectives, risks, charges, and expenses of the Corporation carefully before investing. A prospectus containing
information about the Corporation (including its investment objectives, risks, charges, expenses, and other information about the Corporation) may be obtained by contacting your financial advisor or visiting www.columbiathreadneedleus.com. The
prospectus should be read carefully before investing in the Corporation. For more information, please call 1-800-345-6611 or
visit www.columbiathreadneedleus.com.
The Corporation is not insured by the FDIC, NCUA or any federal agency, is not a deposit or obligation of, or
guaranteed by any financial institution, and involves investment risks including possible loss of principal and fluctuation in value.
© 2026
Columbia Threadneedle. All rights reserved.
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