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Form 8-K

sec.gov
RAND The article is a Form 8-K filing detailing the results of Rand Capital Corporation's annual shareholder meeting. It reports on the election of directors and ratification of the accounting firm, with no significant positive or negative news impacting the stock's sentiment.

8-K — RAND CAPITAL CORP

Accession: 0001493152-26-018722

Filed: 2026-04-23

Period: 2026-04-22

CIK: 0000081955

Item: Submission of Matters to a Vote of Security Holders

Documents

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date

of report (Date of earliest event reported): April 22, 2026

RAND

CAPITAL CORPORATION

(Exact

Name of Registrant as Specified in Its Charter)

New

York

814-00235

16-0961359

(State

or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(I.R.S.

Employer

Identification Number)

1405

Rand Building, Buffalo, NY 14203

(Address

of Principal Executive Offices) (Zip Code)

(716)

853-0802

(Registrant’s

Telephone Number, Including Area Code)

Not

Applicable

(Former

Name or Former Address, if Changed Since Last Report)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock, $0.10 par value

RAND

Nasdaq

Capital Market

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)

or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging

growth company ☐

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.07. Submission

of Matters on a Vote of Security Holders

The

2026 Annual Meeting of Shareholders (the “Annual Meeting”) of Rand Capital Corporation (the “Company”) was held

on April 22, 2026. Proxies were solicited pursuant to the Company’s proxy statement filed on March 13, 2026 with the Securities

and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934, as amended. There was no solicitation in opposition

to the Company’s solicitation. Set forth below is a brief description of each matter voted on at the Annual Meeting and the final

voting results.

Proposal

1 – ELECTION OF DIRECTORS

In

accordance with the results below, each nominee listed below was re-elected to serve as a director.

Votes

For

Votes

Withheld

Broker

Non-Votes

Benjamin

E. Godley

1,234,223

73,290

1,097,624

Adam

S. Gusky

1,233,999

73,514

1,097,624

Cari

L. Jaroslawsky

1,233,634

73,879

1,097,624

Erland

E. Kailbourne

1,230,413

77,100

1,097,624

Robert

M. Zak

1,233,098

74,415

1,097,624

Proposal

2 – RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

In

accordance with the results below, the selection of WithumSmith+Brown, PC as the Company’s independent registered public accounting

firm for the year ending December 31, 2026 was ratified.

Votes

For

Votes

Against

Abstentions

Broker

Non-Votes

2,382,171

13,227

9,739

–

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

RAND

CAPITAL CORPORATION

Date:

April 23, 2026

By:

/s/

Daniel P. Penberthy

Name:

Daniel P. Penberthy

Title:

President and Chief Executive Officer

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Entity Registrant Name

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CAPITAL CORPORATION

Entity Central Index Key

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Entity Tax Identification Number

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Entity Incorporation, State or Country Code

NY

Entity Address, Address Line One

1405

Rand Building

Entity Address, City or Town

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Entity Address, State or Province

NY

Entity Address, Postal Zip Code

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City Area Code

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Local Phone Number

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